Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2017 Filed Jul 26, 2017 15:18 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,495 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000196 · edgar.xml · derivative · entry 3 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,495 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2017. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 15:18 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
SaleCommon Stock | 13,495 | $67.00 | $904,165.00 |
DisclosureSEC source: 0001126328-17-000196 · edgar.xml · nonDerivative · entry 2 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,192 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2017. F2 · balance_after: Includes 11,895 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 15:18 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionCommon Stock | 13,495 | $34.26 | $462,338.70 |
DisclosureSEC source: 0001126328-17-000196 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2017. F2 · balance_after: Includes 11,895 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 17:52 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.3 | $66.10 | $350.33 |
DisclosureSEC source: 0001126328-17-000193 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,572.3 Underlying: Common Stock · 5.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:58 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,500 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000192 · edgar.xml · derivative · entry 5 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,500 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:58 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 30,500 | $65.00 | $1,982,500.00 |
DisclosureSEC source: 0001126328-17-000192 · edgar.xml · nonDerivative · entry 2 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,760 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F2 · balance_after: Includes 8,051 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:58 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionCommon Stock | 30,500 | $60.10 | $1,833,050.00 |
DisclosureSEC source: 0001126328-17-000192 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F2 · balance_after: Includes 8,051 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,350 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · derivative · entry 15 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,700 Underlying: Common Stock · 19,350 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,588 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · derivative · entry 14 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,178 Underlying: Common Stock · 12,588 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,841 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · derivative · entry 13 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682 Underlying: Common Stock · 9,841 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,889 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · derivative · entry 12 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,777 Underlying: Common Stock · 3,889 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,148 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · derivative · entry 11 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,294 Underlying: Common Stock · 15,148 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 19,350 | $64.43 | $1,246,720.50 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 10 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 - $64.85, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 19,350 | $27.46 | $531,351.00 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 9 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 12,588 | $64.43 | $811,044.84 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 8 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 - $64.85, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 12,588 | $34.26 | $431,264.88 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 7 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 9,841 | $64.43 | $634,055.63 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 6 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 - $64.85, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 9,841 | $22.21 | $218,568.61 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 5 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 3,889 | $64.43 | $250,568.27 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 4 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 - $64.85, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 3,889 | $11.07 | $43,051.23 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 3 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
SaleCommon Stock | 15,148 | $64.43 | $975,985.64 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 - $64.85, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 19:26 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Exercise / conversionCommon Stock | 15,148 | $60.10 | $910,394.80 |
DisclosureSEC source: 0001126328-17-000191 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 20:26 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,630 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001126328-17-000170 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,630 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 20:26 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 14,630 | $64.60 | $945,098.00 |
DisclosureSEC source: 0001126328-17-000170 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,443 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.49 - $64.87, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 20:26 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 14,630 | $27.46 | $401,739.80 |
DisclosureSEC source: 0001126328-17-000170 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:54 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 10 | $64.07 | $640.70 |
DisclosureSEC source: 0001126328-17-000190 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:54 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000189 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,606 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,177 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:53 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000188 · edgar.xml · nonDerivative · entry 1 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,768 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,657 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:53 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 52.2 | $64.07 | $3,344.45 |
DisclosureSEC source: 0001126328-17-000187 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,567 Underlying: Common Stock · 52.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:53 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000187 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,691 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:52 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 23.9 | $64.07 | $1,531.27 |
DisclosureSEC source: 0001126328-17-000186 · edgar.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 23.9 Underlying: Common Stock · 23.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:52 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 40.4 | $64.07 | $2,588.43 |
DisclosureSEC source: 0001126328-17-000186 · edgar.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20.4 Underlying: Common Stock · 20.4 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:52 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000186 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,812 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:51 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000185 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,109 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,930 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:51 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000184 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,915 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,042 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:49 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000183 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,760 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,051 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:49 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 9.1 | $64.07 | $583.04 |
DisclosureSEC source: 0001126328-17-000182 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283.1 Underlying: Common Stock · 9.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:48 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhantom Stock Units · Derivative | 143.4 | $64.07 | $9,187.64 |
DisclosureSEC source: 0001126328-17-000181 · edgar.xml · derivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,111.4 Underlying: Common Stock · 143.4 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:48 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000181 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,819 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,277 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:10 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 46.5 | $64.07 | $2,979.26 |
DisclosureSEC source: 0001126328-17-000180 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586.1 Underlying: Common Stock · 46.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:10 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000180 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,926 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:10 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000179 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,071 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:09 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 9.7 | $64.07 | $621.48 |
DisclosureSEC source: 0001126328-17-000178 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,955.4 Underlying: Common Stock · 9.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:09 UTC |
Mills ScottDirector
|
GrantCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000178 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,460 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:08 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 39.1 | $64.07 | $2,505.14 |
DisclosureSEC source: 0001126328-17-000177 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,277.2 Underlying: Common Stock · 39.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:08 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000177 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,240 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:08 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000176 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,052 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:07 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000175 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,937 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:06 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 132.4 | $64.07 | $8,482.87 |
DisclosureSEC source: 0001126328-17-000174 · edgar.xml · derivative · entry 2 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,030.5 Underlying: Common Stock · 132.4 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:06 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000174 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,646 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.