Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
SaleCommon Stock | 81,865 | $68.04 | $5,570,094.60 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · nonDerivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,640 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 - $68.14, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 81,865 | $27.46 | $2,248,012.90 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · nonDerivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
SaleCommon Stock | 12,103 | $68.04 | $823,488.12 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,640 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 12,103 | $34.26 | $414,648.78 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 19:47 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 38,097 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000256 · edgar.xml · derivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,103 Underlying: Common Stock · 38,097 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 19:47 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
SaleCommon Stock | 38,097 | $68.00 | $2,590,596.00 |
DisclosureSEC source: 0001126328-17-000256 · edgar.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,640 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 19:47 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 38,097 | $34.26 | $1,305,203.22 |
DisclosureSEC source: 0001126328-17-000256 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:22 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,082 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000254 · edgar.xml · derivative · entry 5 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,588 Underlying: Common Stock · 17,082 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:22 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 17,082 | $68.00 | $1,161,576.00 |
DisclosureSEC source: 0001126328-17-000254 · edgar.xml · nonDerivative · entry 2 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,911 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:22 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionCommon Stock | 17,082 | $34.26 | $585,229.32 |
DisclosureSEC source: 0001126328-17-000254 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:10 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,398 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000253 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 12,398 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:10 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 12,398 | $68.00 | $843,064.00 |
DisclosureSEC source: 0001126328-17-000253 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,741 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 18:10 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 12,398 | $34.26 | $424,755.48 |
DisclosureSEC source: 0001126328-17-000253 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 09, 2017 Filed Oct 19, 2017 18:24 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GiftCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000255 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,080 F1 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:42 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.4 | $66.65 | $426.56 |
DisclosureSEC source: 0001126328-17-000250 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655.7 Underlying: Common Stock · 6.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:41 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 11.3 | $66.65 | $753.15 |
DisclosureSEC source: 0001126328-17-000249 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,653.2 Underlying: Common Stock · 11.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:41 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 33.8 | $66.65 | $2,252.77 |
DisclosureSEC source: 0001126328-17-000248 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026.1 Underlying: Common Stock · 33.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:40 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 45 | $66.65 | $2,999.25 |
DisclosureSEC source: 0001126328-17-000247 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,414 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 13:40 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 22.5 | $66.65 | $1,499.63 |
DisclosureSEC source: 0001126328-17-000246 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,207.4 Underlying: Common Stock · 22.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:24 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000245 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,314 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:23 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000244 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 39,324 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:22 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 9.4 | $64.34 | $604.80 |
DisclosureSEC source: 0001126328-17-000242 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292.5 Underlying: Common Stock · 9.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:23 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000243 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,911 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:22 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantPhanton Stock Units · Derivative | 146.9 | $64.34 | $9,451.55 |
DisclosureSEC source: 0001126328-17-000241 · edgar.xml · derivative · entry 2 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258.4 Underlying: Common Stock · 146.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:22 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
GrantCommon Stock | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000241 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,548 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,711 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:21 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 10.2 | $64.34 | $656.27 |
DisclosureSEC source: 0001126328-17-000240 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410.2 Underlying: Common Stock · 10.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:20 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000239 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,340 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,339 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:20 UTC |
Everett Nora MaryPresident - RIS
|
GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000238 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,741 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:19 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000237 · edgar.xml · nonDerivative · entry 1 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,806 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,669 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:18 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 48.1 | $64.34 | $3,094.75 |
DisclosureSEC source: 0001126328-17-000236 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,649.3 Underlying: Common Stock · 48.1 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:18 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000236 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,280 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,618 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:37 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000235 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,894 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:35 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 48.1 | $64.34 | $3,094.75 |
DisclosureSEC source: 0001126328-17-000234 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,641.9 Underlying: Common Stock · 48.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:35 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000234 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,261 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:34 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000233 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,123 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:34 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 14.4 | $64.34 | $926.50 |
DisclosureSEC source: 0001126328-17-000232 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992.3 Underlying: Common Stock · 14.4 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:34 UTC |
Mills ScottDirector
|
GrantCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000232 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,493 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:33 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 46.1 | $64.34 | $2,966.07 |
DisclosureSEC source: 0001126328-17-000231 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,369 Underlying: Common Stock · 46.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:33 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000231 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:32 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000230 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,354 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:32 UTC |
GELATT DANIELDirector · 10% owner
|
GrantCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000229 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,276 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:30 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 139.1 | $64.34 | $8,949.69 |
DisclosureSEC source: 0001126328-17-000228 · edgar.xml · derivative · entry 2 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,184.9 Underlying: Common Stock · 139.1 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:30 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000228 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,833 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:29 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 106.5 | $64.34 | $6,852.21 |
DisclosureSEC source: 0001126328-17-000227 · edgar.xml · derivative · entry 3 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,684.8 Underlying: Common Stock · 106.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:29 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000227 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,039 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:27 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000225 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,295 F1 · price: Grant of restricted stock units. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 15:40 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.8 | $63.12 | $429.22 |
DisclosureSEC source: 0001126328-17-000224 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,601.3 Underlying: Common Stock · 6.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 15:35 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 3.9 | $63.12 | $246.17 |
DisclosureSEC source: 0001126328-17-000223 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593.8 Underlying: Common Stock · 3.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 15:31 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 15.8 | $63.12 | $997.30 |
DisclosureSEC source: 0001126328-17-000222 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322.9 Underlying: Common Stock · 15.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 15:26 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 7.9 | $63.12 | $498.65 |
DisclosureSEC source: 0001126328-17-000221 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,045.9 Underlying: Common Stock · 7.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.