Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,211 | $51.33 Strike: $51.33 | $267,480.63 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,211 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Disposition to issuerCommon Stock | 26,891 | $72.45 | $1,948,252.95 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.41 to $73.08, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 6,626 | $51.33 | $340,112.58 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,581 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 20,265 | $44.88 | $909,493.20 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,955 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:03 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,991 | $58.68 Strike: $58.68 | $1,525,151.88 |
DisclosureSEC source: 0001062993-23-007541 · form4.xml · derivative · entry 6 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,991 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:03 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,659 | $51.73 Strike: $51.73 | $1,534,260.07 |
DisclosureSEC source: 0001062993-23-007541 · form4.xml · derivative · entry 5 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,659 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:03 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
Disposition to issuerCommon Stock | 55,650 | $75.14 | $4,181,541.00 |
DisclosureSEC source: 0001062993-23-007541 · form4.xml · nonDerivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,867 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.63, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:03 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 25,991 | $58.68 | $1,525,151.88 |
DisclosureSEC source: 0001062993-23-007541 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,517 F3 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 20:03 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 29,659 | $51.73 | $1,534,260.07 |
DisclosureSEC source: 0001062993-23-007541 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 145,526 F3 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:00 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,159 | $51.73 Strike: $51.73 | $59,955.07 |
DisclosureSEC source: 0001062993-23-007001 · form4.xml · derivative · entry 4 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,659 Underlying: Common Stock · 1,159 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:00 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
Disposition to issuerCommon Stock | 1,159 | $75.05 | $86,982.95 |
DisclosureSEC source: 0001062993-23-007001 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,867 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.07, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:00 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 1,159 | $51.73 | $59,955.07 |
DisclosureSEC source: 0001062993-23-007001 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,026 F3 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:31 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005431 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,406 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 737 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:31 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 14,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005431 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,342 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 737 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 3,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005423 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,690 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005423 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,520 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 3,264 | $88.89 | $290,136.96 |
DisclosureSEC source: 0001062993-23-005422 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,833 F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 2,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005422 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,097 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:15 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 6,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005421 · form4.xml · nonDerivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,947 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 1,812 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:15 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 7,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005421 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,392 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,812 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:14 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 4,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005420 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,487 F1 · price: Grant of restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:14 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 3,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005419 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,989 F1 · price: Grant of restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:14 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 42,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005418 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,175 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:14 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 31,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005418 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,957 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 9,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005417 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,867 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 8,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005417 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,586 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 7,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005416 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,100 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 7,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005416 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,715 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 1,297 | $88.89 | $115,290.33 |
DisclosureSEC source: 0001062993-23-005415 · form4.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 57,738 F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 2,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005415 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 59,035 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 9,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005415 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,438 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 11,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005415 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,192 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,130 | $51.33 Strike: $51.33 | $109,332.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 9 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,130 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,130 | $51.33 Strike: $51.33 | $109,332.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 8 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,130 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,030 | $51.33 Strike: $51.33 | $104,199.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 7 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,030 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Disposition to issuerCommon Stock | 6,290 | $85.01 | $534,712.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,794 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 6,290 | $51.33 | $322,865.70 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,084 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $51.33 Strike: $51.33 | $5,133.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Stock · 100 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
Disposition to issuerCommon Stock | 100 | $85.00 | $8,500.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,794 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 100 | $51.33 | $5,133.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,894 Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:12 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024336 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,012 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 737 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:19 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024350 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,672 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:18 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024348 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 56,312 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:18 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024348 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,978 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:17 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024346 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,539 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:16 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024344 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,696 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,812 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:14 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024342 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,632 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.