Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2018 Filed Jun 14, 2018 18:27 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 17,729 | $0.00 Strike: $43.94 | $0.00 |
DisclosureSEC source: 0000950103-18-007423 · dp92297_4-goldberg.xml · derivative · entry 1 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,729 Underlying: Ordinary Shares · 17,729 shares Expires 2028-04-18 F1 · derivative.exercise_date: The option will vest and become exercisable 25% on 4/18/2019, and the remaining shares will vest monthly and become exercisable over four years. Read SEC document |
| April 18, 2018 Filed Jun 14, 2018 18:29 UTC |
Marten AlanSenior Vice President
|
GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-007424 · dp92295_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,666 F1 · shares: 25% of the Restricted Stock Units will vest on April 15, 2019, and in equal quarterly installments thereafter until fully vested. Read SEC document |
| April 18, 2018 Filed Jun 14, 2018 22:25 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
GrantEmployee Stock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $43.94 | $0.00 |
DisclosureSEC source: 0000950103-18-007422 · dp92296_4-kim.xml · derivative · entry 1 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 40,000 shares Expires 2028-04-18 F1 · derivative.exercise_date: The option will vest and become exercisable 25% on 4/18/2019, and the remaining shares will vest monthly and become exercisable over four years. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · derivative · entry 6 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 Underlying: Ordinary Shares · 8,500 shares Expires 2019-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 800 | $45.02 | $36,016.00 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 5 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 300 | $44.03 | $13,208.31 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,466 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 2,469 | $42.78 | $105,633.94 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,766 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 4,931 | $42.39 | $209,015.72 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,235 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:53 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
Exercise / conversionOrdinary Shares | 8,500 | $42.81 | $363,873.95 |
DisclosureSEC source: 0000950103-18-004890 · dp89681_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions within a one dollar price range, ranging in the aggregate from $41.6200 to $45.3400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:49 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Co-Chief Executive Officer
Mercadante PaulDirector
|
SaleOrdinary Shares | 8,020 | $45.20 | $362,504.00 |
DisclosureSEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 4 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 37,119 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:49 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Co-Chief Executive Officer
Mercadante PaulDirector
|
SaleOrdinary Shares | 658,647 | $45.20 | $29,770,844.40 |
DisclosureSEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 3 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 3,048,465 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:49 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Co-Chief Executive Officer
Mercadante PaulDirector
|
SaleOrdinary Shares | 7,147 | $45.20 | $323,044.40 |
DisclosureSEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 2 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 33,077 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:49 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Co-Chief Executive Officer
Mercadante PaulDirector
|
SaleOrdinary Shares | 1,326,186 | $45.20 | $59,943,607.20 |
DisclosureSEC source: 0000899243-18-009579 · doc4.xml · nonDerivative · entry 1 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer Mercadante Paul · CIK 0001491157 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 6,138,094 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:50 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 8,020 | $45.20 | $362,504.00 |
DisclosureSEC source: 0000899243-18-009580 · doc4.xml · nonDerivative · entry 4 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 37,119 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:50 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 658,647 | $45.20 | $29,770,844.40 |
DisclosureSEC source: 0000899243-18-009580 · doc4.xml · nonDerivative · entry 3 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 3,048,465 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:50 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 7,147 | $45.20 | $323,044.40 |
DisclosureSEC source: 0000899243-18-009580 · doc4.xml · nonDerivative · entry 2 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 33,077 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:50 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 1,326,186 | $45.20 | $59,943,607.20 |
DisclosureSEC source: 0000899243-18-009580 · doc4.xml · nonDerivative · entry 1 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P Disclosed balance after: 6,138,094 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and Mr. Shah serves as Co-Chief Executive Officer of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:45 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
SaleOrdinary Shares | 1,101 | $50.97 | $56,114.01 |
DisclosureSEC source: 0000950103-18-003815 · dp88652_4-kim.xml · nonDerivative · entry 5 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,251 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.93 to $51.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:45 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
SaleOrdinary Shares | 10,330 | $50.23 | $518,890.36 |
DisclosureSEC source: 0000950103-18-003815 · dp88652_4-kim.xml · nonDerivative · entry 4 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,352 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:45 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
SaleOrdinary Shares | 22,664 | $49.37 | $1,118,819.69 |
DisclosureSEC source: 0000950103-18-003815 · dp88652_4-kim.xml · nonDerivative · entry 3 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,682 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:45 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
SaleOrdinary Shares | 10,263 | $48.56 | $498,386.67 |
DisclosureSEC source: 0000950103-18-003815 · dp88652_4-kim.xml · nonDerivative · entry 2 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,346 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:45 UTC |
Kim KiWanSVP of EM & Pres. Brazil
|
SaleOrdinary Shares | 2,380 | $47.29 | $112,540.92 |
DisclosureSEC source: 0000950103-18-003815 · dp88652_4-kim.xml · nonDerivative · entry 1 Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,609 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017. F2 · price: The price reported in Colum 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $46.90 to $47.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,253 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
SaleOrdinary Shares | 2,501 | $47.02 | $117,601.02 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.8500 to $47.5300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
SaleOrdinary Shares | 4,999 | $46.29 | $231,386.71 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,820 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.8500 to $47.5300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:39 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-003692 · dp88522_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · derivative · entry 7 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166 Underlying: Ordinary Shares · 2,500 shares Expires 2019-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018. F4 · derivative.expiration_date: The reporting person's Form 4 filed on 2/27/18 incorrectly reported the expiration date of this option as 02/05/2024. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 100 | $45.69 | $4,569.00 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 6 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,891 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 600 | $45.31 | $27,187.02 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 5 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,991 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 200 | $43.98 | $8,795.00 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 4 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,591 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 300 | $42.82 | $12,845.01 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 3 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,791 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 1,300 | $41.99 | $54,592.20 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 2 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,091 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 15:38 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
Exercise / conversionOrdinary Shares | 2,500 | $2.64 | $6,600.00 |
DisclosureSEC source: 0000950103-18-003608 · dp88418_4-goldberg.xml · nonDerivative · entry 1 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-003502 · dp88311_4-marten.xml · derivative · entry 5 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,133 Underlying: Ordinary Shares · 8,500 shares Expires 2019-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. F4 · balance_after: Amount reflects correction of prior Form 4 filed on February 15, 2018, which inadvertently reported such exercise and sale as occurring with respect to this option but which was instead with respect to an option on 8,811 shares at the same strike price, but with an expiration date of 9/23/2018 (which was incorrectly reported on the reporting person's Form 3 as being with respect to 26,666 shares). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 1,795 | $42.34 | $75,997.61 |
DisclosureSEC source: 0000950103-18-003502 · dp88311_4-marten.xml · nonDerivative · entry 4 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,666 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 4,499 | $41.71 | $187,645.64 |
DisclosureSEC source: 0000950103-18-003502 · dp88311_4-marten.xml · nonDerivative · entry 3 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,461 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
SaleOrdinary Shares | 2,206 | $40.68 | $89,736.99 |
DisclosureSEC source: 0000950103-18-003502 · dp88311_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,960 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC |
Marten AlanSr. VP, Chief Strategy Officer
|
Exercise / conversionOrdinary Shares | 8,500 | $41.57 | $353,379.85 |
DisclosureSEC source: 0000950103-18-003502 · dp88311_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions within a one dollar price range, ranging in the aggregate from $40.10 to $42.58. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:55 UTC |
SHAH AJAYDirector · Co-Chief Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 900,000 | $0.00 Strike: $39.82 | $0.00 |
DisclosureSEC source: 0000899243-18-007722 · doc4.xml · derivative · entry 1 SHAH AJAY · CIK 0001008036 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Ordinary Shares · 900,000 shares Expires 2028-03-14 F1 · derivative.exercise_date: Consists of (i) 450,000 time-based options which will vest in four equal tranches of 25% on each annual anniversary of the grant date, (ii) 225,000 performance-based options eligible to vest in four equal tranches of 25% on each annual anniversary of the grant date if the 30 trading day rolling average closing price of an ordinary share of SMART Global Holdings, Inc. (the "Issuer") equals or exceeds 150% of the exercise price (such 30 trading day average, the "150% Price Target") at any time during the four year period following the grant date provided that if the 150% Price Target is satisfied after any annual vesting date for any portion of the options, such prior portion or portions will vest upon achievement of the 150% Price Target, (continued in footnote 2 below) F2 · derivative.exercise_date: (continued from footnote 1 above) and (iii) 225,000 performance-based options which options will be eligible to vest in four equal tranches of 25% on each annual anniversary of the grant date if the 30 trading day rolling average closing price of an ordinary share of the Issuer equals or exceeds 200% of the exercise price (such 30 trading day average, the "200% Price Target") at any time during the seven year period following the grant date provided that if the 200% Price Target is satisfied after any annual vesting date for any portion of the options, such prior portion or portions will vest upon achievement of the 200% Price Target. In each case, the awards provide that Mr. Shah must be serving as Chief Executive Officer or Co-Chief Executive Officer of the Issuer at the time of vesting and contain certain acceleration provisions in the event of a termination without cause or for good reason. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:50 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0000950103-18-002566 · dp87330_4-goldberg.xml · derivative · entry 4 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Underlying: Ordinary Shares · 1,634 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:50 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 866 | $33.16 | $28,719.33 |
DisclosureSEC source: 0000950103-18-002566 · dp87330_4-goldberg.xml · nonDerivative · entry 3 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,891 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:50 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
SaleOrdinary Shares | 1,634 | $32.57 | $53,218.24 |
DisclosureSEC source: 0000950103-18-002566 · dp87330_4-goldberg.xml · nonDerivative · entry 2 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,757 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:50 UTC |
GOLDBERG BRUCE MVP, Chief Legal Officer
|
Exercise / conversionOrdinary Shares | 2,500 | $32.78 | $81,937.50 |
DisclosureSEC source: 0000950103-18-002566 · dp87330_4-goldberg.xml · nonDerivative · entry 1 GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $32.06 to $33.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,500 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,753 Underlying: Ordinary Shares · 7,500 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
SaleOrdinary Shares | 7,500 | $33.40 | $250,500.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $33.04 to $33.73. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:31 UTC |
Pacheco Jack AExecutive VP, CFO, COO
|
Exercise / conversionOrdinary Shares | 7,500 | $11.55 | $86,625.00 |
DisclosureSEC source: 0000950103-18-002404 · dp87136_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 396 | $34.53 | $13,673.88 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 6 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,796 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $34.54, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 2,685 | $33.67 | $90,403.95 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 5 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,192 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 11,317 | $32.66 | $369,613.22 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,877 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $33.16, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 500 | $34.54 | $17,270.00 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,881 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.54, inclusive. F8 · ownership.nature: The Patel Family Partners L.P. - Fund No. 2 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.