Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2024 Filed Jan 29, 2024 21:31 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 35,000 | $0.64 | $22,291.50 |
DisclosureSEC source: 0001654954-24-000991 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 499,700 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.611 to $0.6611, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:31 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 50,000 | $0.64 | $31,860.00 |
DisclosureSEC source: 0001654954-24-000993 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 455,334 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.612 to $0.661, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:31 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 50,000 | $0.64 | $31,870.00 |
DisclosureSEC source: 0001654954-24-000992 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 730,467 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.611 to $0.661, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2024 Filed Jan 23, 2024 23:21 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 23,000 | $0.64 | $14,630.30 |
DisclosureSEC source: 0001654954-24-000844 · section16.xml · nonDerivative · entry 2 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 534,700 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.6293 to $0.65, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2024 Filed Jan 23, 2024 23:21 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 58,333 | $0.64 | $37,105.62 |
DisclosureSEC source: 0001654954-24-000843 · section16.xml · nonDerivative · entry 2 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 780,467 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.6293 to $0.65, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2024 Filed Jan 23, 2024 23:21 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 50,000 | $0.64 | $31,795.00 |
DisclosureSEC source: 0001654954-24-000842 · section16.xml · nonDerivative · entry 2 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 505,334 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.6293 to $0.65, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 23:21 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 16,300 | $0.66 | $10,699.32 |
DisclosureSEC source: 0001654954-24-000844 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 557,700 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.6363 to $0.6807, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 23:21 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 41,667 | $0.66 | $27,350.22 |
DisclosureSEC source: 0001654954-24-000843 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 838,800 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.6362 to $0.681, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 23:21 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 45,000 | $0.66 | $29,569.50 |
DisclosureSEC source: 0001654954-24-000842 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 555,334 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.6402 to $0.69, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:41 UTC |
Evans Harold DouglasDirector
|
GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-011484 · section16.xml · nonDerivative · entry 1 Evans Harold Douglas · CIK 0001754173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2024, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:41 UTC |
SCELFO JOHN JDirector
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-011483 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,500 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July l2, 2024, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 23:41 UTC |
SCELFO JOHN JDirector
|
SaleCommon Stock | 40,000 | $0.92 | $36,760.00 |
DisclosureSEC source: 0001654954-23-009225 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,500 F1 · shares: This transaction was executed in multiple trades at prices ranging from $0.91 to $0.9326, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 23:40 UTC |
SIEM IVARDirector
|
SaleCommon Stock | 30,000 | $0.91 | $27,300.00 |
DisclosureSEC source: 0001654954-23-009224 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9268 to $0.9050, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 12:30 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 130,453 | $0.89 | $116,585.85 |
DisclosureSEC source: 0001654954-23-008166 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,021,950 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.889 to $0.905, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 11:00 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 500,000 | $1.04 | $518,900.00 |
DisclosureSEC source: 0001654954-23-004173 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,891,497 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.032 to $1.051, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 10:00 UTC |
Clark MooreExecutive VP
|
SaleCommon Stock | 174,666 | $1.05 | $183,399.30 |
DisclosureSEC source: 0001654954-23-004164 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,334 Read SEC document |
| March 30, 2023 Filed Mar 30, 2023 22:46 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 263,931 | $0.94 | $247,092.20 |
DisclosureSEC source: 0001654954-23-003950 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,391,497 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.891 to $0.963, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:31 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 20,000 | $1.06 | $21,266.00 |
DisclosureSEC source: 0001654954-23-000937 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.0875, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:31 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 40,000 | $1.06 | $42,540.00 |
DisclosureSEC source: 0001654954-23-000936 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,467 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.0875, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:31 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 50,000 | $1.06 | $53,170.00 |
DisclosureSEC source: 0001654954-23-000935 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.0875, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2023 Filed Jan 23, 2023 22:33 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-000706 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,127,566 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 23, 2023 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| January 23, 2023 Filed Jan 23, 2023 22:32 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-000705 · section16.xml · nonDerivative · entry 2 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,000 F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 23, 2023 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Accounting Officer of the Issuer. Read SEC document |
| January 23, 2023 Filed Jan 23, 2023 22:31 UTC |
Schick John DouglasPresident
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-000704 · section16.xml · nonDerivative · entry 2 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,467 F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 23, 2023 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the President of the Issuer. Read SEC document |
| January 23, 2023 Filed Jan 23, 2023 22:29 UTC |
Clark MooreExecutive VP
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-000703 · section16.xml · nonDerivative · entry 2 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,000 F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 23, 2023 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 22:32 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 14,000 | $1.07 | $14,984.20 |
DisclosureSEC source: 0001654954-23-000705 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.09, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 22:31 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 33,333 | $1.07 | $35,672.98 |
DisclosureSEC source: 0001654954-23-000704 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,467 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.09, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 22:29 UTC |
Clark MooreExecutive VP
|
SaleCommon Stock | 45,000 | $1.07 | $48,168.00 |
DisclosureSEC source: 0001654954-23-000703 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.09, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 13, 2023 Filed Jan 14, 2023 00:08 UTC |
Clark MooreExecutive VP
|
SaleCommon stock | 30,000 | $1.10 | $32,949.00 |
DisclosureSEC source: 0001654954-23-000438 · section16.xml · nonDerivative · entry 1 Clark Moore · CIK 0001554740 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.09 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 13, 2023 Filed Jan 14, 2023 00:08 UTC |
Schick John DouglasPresident
|
SaleCommon Stock | 21,600 | $1.10 | $23,712.48 |
DisclosureSEC source: 0001654954-23-000437 · section16.xml · nonDerivative · entry 1 Schick John Douglas · CIK 0001748134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,800 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.09 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 13, 2023 Filed Jan 14, 2023 00:08 UTC |
PINKSTON PAUL ANTHONYCAO and PFO and AO
|
SaleCommon Stock | 9,000 | $1.10 | $9,881.10 |
DisclosureSEC source: 0001654954-23-000436 · section16.xml · nonDerivative · entry 1 PINKSTON PAUL ANTHONY · CIK 0001683306 · CAO and PFO and AO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.09 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 21:15 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 122,580 | $1.11 | $136,308.96 |
DisclosureSEC source: 0001654954-22-016810 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,727,566 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.095 to $1.119, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:16 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 200,000 | $1.08 | $215,600.00 |
DisclosureSEC source: 0001654954-22-016737 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,604,986 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.069 to $1.087, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2022 Filed Dec 12, 2022 21:31 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 200,000 | $1.08 | $216,980.00 |
DisclosureSEC source: 0001654954-22-016365 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,404,986 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.089, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 21:31 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUST10% owner
|
PurchaseCommon Stock | 100,000 | $1.10 | $110,030.00 |
DisclosureSEC source: 0001654954-22-016208 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,204,986 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.095 to $1.109, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 22:44 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SGK 2018 REVOCABLE TRUST10% owner
|
PurchaseCommon Stock | 76,746 | $1.10 | $84,044.54 |
DisclosureSEC source: 0001654954-22-016182 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,104,986 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.089 to $1.10, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 13:00 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
SGK 2018 REVOCABLE TRUST10% owner
|
GiftCommon Stock | 51,791,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013368 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through The SGK 2018 Revocable Trust Disclosed balance after: 51,791,325 F1 · shares: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 13:00 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
SGK 2018 REVOCABLE TRUST10% owner
|
GiftCommon Stock | 51,791,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013368 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 0 F1 · shares: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 12:01 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 100,000 | $1.05 | $104,970.00 |
DisclosureSEC source: 0001654954-22-013294 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028,240 Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 10:03 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 100,000 | $1.06 | $105,800.00 |
DisclosureSEC source: 0001654954-22-013161 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,928,240 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.057 to $1.0588, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 13:08 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 38,742 | $1.06 | $41,066.52 |
DisclosureSEC source: 0001654954-22-013075 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828,240 Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 10:07 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 107,099 | $1.03 | $110,022.80 |
DisclosureSEC source: 0001654954-22-013014 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,789,498 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.027 to $1.028, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 10:16 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 187,648 | $0.98 | $184,270.34 |
DisclosureSEC source: 0001654954-22-012968 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,681,799 Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 00:43 UTC Amendment |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 51,903 | $1.02 | $52,992.96 |
DisclosureSEC source: 0001654954-22-012756 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.018 to $1.029, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 22:06 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon stock | 51,903 | $1.02 | $52,992.96 |
DisclosureSEC source: 0001654954-22-012746 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.018 to $1.029, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 00:43 UTC Amendment |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 150,716 | $1.04 | $156,744.64 |
DisclosureSEC source: 0001654954-22-012756 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442,848 Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 22:06 UTC |
KUKES SIMON GDirector · Chief Executive Officer · 10% owner
SK Energy LLC10% owner
|
PurchaseCommon Stock | 150,716 | $1.40 | $211,002.40 |
DisclosureSEC source: 0001654954-22-012746 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442,848 Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:32 UTC |
SCELFO JOHN JDirector
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-011882 · section16.xml · nonDerivative · entry 1 SCELFO JOHN J · CIK 0001286409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,500 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July l2, 2023, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:32 UTC |
SIEM IVARDirector
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-011883 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2023, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:32 UTC |
Evans Harold DouglasDirector
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-011881 · section16.xml · nonDerivative · entry 1 Evans Harold Douglas · CIK 0001754173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on September 27, 2023, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 20:30 UTC |
SIEM IVARDirector
|
SaleCommon Stock | 30,000 | $1.09 | $32,700.00 |
DisclosureSEC source: 0001654954-22-009630 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.