Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEDEVCO CORPPED · Entity 6361 | 10% owner | October 03, 2022 | October 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEDEVCO CORP
Report date October 03, 2022 · Filed October 05, 2022
Jointly reported with KUKES SIMON G, SGK 2018 REVOCABLE TRUST
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough SK Energy LLC | 0 |
Reported balance
After 2022-10-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-10-03 · Gift · Disposed 51,791,325 · Balance 0 F1: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. |
| Common StockSEC Table I · non-derivative | IndirectThrough The SGK 2018 Revocable Trust | 51,791,325 |
Reported balance
After 2022-10-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-10-03 · Gift · Acquired 51,791,325 · Balance 51,791,325 F1: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. |
| Common StockSEC Table I · non-derivative | Direct | 5,028,240 |
Reported balance
Holding disclosure · report date 2022-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,028,240 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,000 |
Reported balance
Holding disclosure · report date 2022-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2022 Filed Oct 5, 2022 13:00 UTC | PEDEVCO CORP PED · Entity 6361 | GiftCommon Stock | 51,791,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013368 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through The SGK 2018 Revocable Trust Disclosed balance after: 51,791,325 F1 · shares: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 13:00 UTC | PEDEVCO CORP PED · Entity 6361 | GiftCommon Stock | 51,791,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013368 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner SGK 2018 REVOCABLE TRUST · CIK 0001946705 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 0 F1 · shares: On October 3, 2022, SK Energy LLC ("SK Energy") transferred all 51,791,325 shares of common stock of the Issuer which it held to The SGK 2018 Revocable Trust ("SGK Trust") for no consideration. SK Energy is beneficially owned by Dr. Simon G. Kukes and SGK Trust is a family trust of which Dr. Simon G. Kukes is the trustee and beneficiary, and as such, the beneficial owner of the shares held by SGK Trust, and there was no change in beneficial ownership of the transferred shares in connection with the transfer. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 12:01 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 100,000 | $1.05 | $104,970.00 |
DisclosureSEC source: 0001654954-22-013294 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028,240 Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 10:03 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 100,000 | $1.06 | $105,800.00 |
DisclosureSEC source: 0001654954-22-013161 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,928,240 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.057 to $1.0588, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 13:08 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 38,742 | $1.06 | $41,066.52 |
DisclosureSEC source: 0001654954-22-013075 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828,240 Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 10:07 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 107,099 | $1.03 | $110,022.80 |
DisclosureSEC source: 0001654954-22-013014 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,789,498 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.027 to $1.028, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 10:16 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 187,648 | $0.98 | $184,270.34 |
DisclosureSEC source: 0001654954-22-012968 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,681,799 Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 00:43 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 51,903 | $1.02 | $52,992.96 |
DisclosureSEC source: 0001654954-22-012756 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.018 to $1.029, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 22:06 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 51,903 | $1.02 | $52,992.96 |
DisclosureSEC source: 0001654954-22-012746 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.018 to $1.029, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 00:43 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 150,716 | $1.04 | $156,744.64 |
DisclosureSEC source: 0001654954-22-012756 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442,848 Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 22:06 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 150,716 | $1.40 | $211,002.40 |
DisclosureSEC source: 0001654954-22-012746 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442,848 Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:30 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 200,000 | $1.27 | $253,420.00 |
DisclosureSEC source: 0001654954-22-007717 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,292,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.263 to $1.273. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 26, 2022 Filed May 31, 2022 13:00 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 200,000 | $1.27 | $254,760.00 |
DisclosureSEC source: 0001654954-22-007685 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,092,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.257 to $1.283. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2022 Filed May 19, 2022 20:33 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 100,000 | $1.24 | $124,390.00 |
DisclosureSEC source: 0001654954-22-007227 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,892,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.22 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2022 Filed May 18, 2022 20:41 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 200,000 | $1.18 | $236,700.00 |
DisclosureSEC source: 0001654954-22-007154 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.179 to $1.188. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 22:37 UTC | PEDEVCO CORP PED · Entity 6361 | GrantIncentive Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001654954-22-000798 · section16.xml · derivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-01-25 F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer. F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2021 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of the Grant Date; (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 22:37 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000798 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,592,132 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 14:02 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 200,000 | $1.06 | $211,200.00 |
DisclosureSEC source: 0001654954-22-000005 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.025 to $1.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 21:35 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 58,271 | $1.12 | $65,088.71 |
DisclosureSEC source: 0001654954-21-013549 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992,861 Read SEC document |
| December 06, 2021 Filed Dec 6, 2021 22:18 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 200,000 | $1.06 | $212,000.00 |
DisclosureSEC source: 0001654954-21-012865 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,933,861 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.99 to $1.07. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 20:15 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 76,914 | $1.46 | $112,448.27 |
DisclosureSEC source: 0001654954-21-010604 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733,861 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.46. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2021 Filed Sep 29, 2021 21:02 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 42,696 | $1.40 | $59,560.92 |
DisclosureSEC source: 0001654954-21-010546 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,656,947 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.42 to $1.352. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 21:02 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 56,430 | $1.44 | $81,202.77 |
DisclosureSEC source: 0001654954-21-010546 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,614,251 Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:31 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 100,000 | $1.41 | $140,900.00 |
DisclosureSEC source: 0001654954-21-010155 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557,821 Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 22:39 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 63,526 | $1.21 | $76,929.99 |
DisclosureSEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,457,821 Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 22:39 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 28,252 | $1.24 | $35,145.49 |
DisclosureSEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394,295 Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 22:39 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 100,000 | $1.23 | $122,900.00 |
DisclosureSEC source: 0001654954-21-009954 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366,043 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:31 UTC | PEDEVCO CORP PED · Entity 6361 | GrantIncentive Stock Option (Right to Buy) · Derivative | 10,000 | $1.39 Strike: $1.39 | $13,900.00 |
DisclosureSEC source: 0001654954-21-000704 · section16.xml · derivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-01-19 F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer. F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:31 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon stock | 300,000 | $1.39 | $417,000.00 |
DisclosureSEC source: 0001654954-21-000704 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266,043 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:03 UTC | PEDEVCO CORP PED · Entity 6361 | GrantIncentive Stock Option (Right to Buy) · Derivative | 15,000 | $1.68 Strike: $1.68 | $25,200.00 |
DisclosureSEC source: 0001654954-20-000483 · section16.xml · derivative · entry 4 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-01-13 F4 · price: Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer. F3 · derivative.exercise_date: The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. Exempt under Rule 16b-3(d). Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:03 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon stock | 510,000 | $1.68 | $856,800.00 |
DisclosureSEC source: 0001654954-20-000483 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966,043 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:33 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 17,468 | $1.51 | $26,376.68 |
DisclosureSEC source: 0001654954-19-013926 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,043 Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 22:22 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 29,338 | $1.50 | $44,007.00 |
DisclosureSEC source: 0001654954-19-013824 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,575 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:30 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 9,900 | $1.63 | $16,137.00 |
DisclosureSEC source: 0001654954-19-013588 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409,237 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:30 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 100 | $1.54 | $154.00 |
DisclosureSEC source: 0001654954-19-013588 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,337 Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 23:37 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 148,214 | $1.54 | $228,249.56 |
DisclosureSEC source: 0001654954-19-013376 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,237 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 00:52 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 20,730 | $1.49 | $30,887.70 |
DisclosureSEC source: 0001654954-19-013297 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,023 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 19,192 | $1.49 | $28,596.08 |
DisclosureSEC source: 0001654954-19-013132 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,293 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 100,000 | $1.52 | $152,000.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,101 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:31 UTC | PEDEVCO CORP PED · Entity 6361 | Purchasecommon stock | 152,425 | $1.40 | $213,395.00 |
DisclosureSEC source: 0001654954-19-013002 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,101 Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 10:11 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 8,204,481 | $1.58 | $13,000,000.14 |
DisclosureSEC source: 0001654954-19-010905 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through SK Energy LLC Disclosed balance after: 51,791,325 F1 · kind: Exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:52 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 120,171 | $1.51 | $181,458.21 |
DisclosureSEC source: 0001654954-19-009916 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,676 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 52,452 | $1.50 | $78,678.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,291 Read SEC document |
| August 19, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 52,666 | $1.50 | $78,999.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 3 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,505 Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 16, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 120,690 | $1.50 | $181,035.00 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 2 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,839 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 22:12 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009779 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| August 15, 2019 Filed Aug 22, 2019 22:51 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon stock | 54,568 | $1.55 | $84,580.40 |
DisclosureSEC source: 0001654954-19-009913 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.56. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 22:24 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 77,037 | $2.05 | $157,925.85 |
DisclosureSEC source: 0001654954-19-007700 · section16.xml · nonDerivative · entry 1 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,581 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:36 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 342 | $2.04 | $697.68 |
DisclosureSEC source: 0001654954-19-007477 · section16.xml · nonDerivative · entry 6 KUKES SIMON G · CIK 0001222390 · Director · Chief Executive Officer · 10% owner SK Energy LLC · CIK 0001745851 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,544 F1 · kind: Small acquisition eligible for deferred reporting pursuant to Rule 16a-6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.