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PED

PEDEVCO CORP

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6361
SEC CIK
0001141197
Parsed reports
269

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 12:11 UTC
KUKES SIMON G10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 147,070 $13.00 $1,911,910.00
Disclosure

SEC source: 0001654954-26-008905 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,137,543

F1 · ownership.direct: Shares held by The SGK 2018 Revocable Trust, of which Dr. Simon Kukes is the trustee. Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that Dr. Kukes is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 19, 2026 Filed Aug 19, 2026 23:02 UTC
Clark MooreExecutive VP
SaleCommon Stock 1,218 $12.37 $15,066.66
Disclosure

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,167

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.46, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected

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August 18, 2026 Filed Aug 19, 2026 23:02 UTC
Clark MooreExecutive VP
SaleCommon Stock. 5,277 $12.53 $66,120.81
Disclosure

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,385

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.40 to $12.83, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 17, 2026 Filed Aug 19, 2026 23:02 UTC
Clark MooreExecutive VP
SaleCommon Stock 3,765 $12.81 $48,229.65
Disclosure

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,662

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.75 to $12.95, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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August 12, 2026 Filed Aug 14, 2026 20:32 UTC
Howie John KDirector
GrantCommon Stock 1,111 $11.25 $12,498.75
Disclosure

SEC source: 0001654954-26-007662 · section16.xml · nonDerivative · entry 1

Howie John K · CIK 0001241052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,467

F1 · shares: Reflects the acquisition of shares in lieu of cash compensation for services as a director issued under the Issuer's 2021 Equity Incentive Plan.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:30 UTC
Long Robert JosephCFO and Treasurer
GrantPerformance-Based Restricted Stock Unit · Derivative 4,010 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006836 · section16.xml · derivative · entry 3

Long Robert Joseph · CIK 0002092580 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, shares of common stock of the Issuer. The actual number of shares issuable upon vesting may range from 0% to 200% of the target award based upon the level of achievement of the applicable performance criteria.

F4 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuer's performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Person's continued service through that date and based on the Issuer's total shareholder return ("TSR") over the period, with payout ranging from 0-200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F4 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuer's performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Person's continued service through that date and based on the Issuer's total shareholder return ("TSR") over the period, with payout ranging from 0-200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.underlying_shares: The "Target" number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:30 UTC
Long Robert JosephCFO and Treasurer
GrantRestricted Stock Unit · Derivative 18,050 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006836 · section16.xml · derivative · entry 2

Long Robert Joseph · CIK 0002092580 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,050

Underlying: Common Stock · 18,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the "VCD"); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuer's 2021 Equity Incentive Plan.

F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the "VCD"); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuer's 2021 Equity Incentive Plan.

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July 21, 2026 Filed Jul 23, 2026 21:30 UTC GrantPerformance-Based · Derivative 7,520 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006837 · section16.xml · derivative · entry 3

DUKES REAGAN TUCK · CIK 0002093485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,520

Underlying: Common Stock · 7,520 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F4 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuer's performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Person's continued service through that date and based on the Issuer's total shareholder return ("TSR") over the period, with payout ranging from 0-200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F4 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuer's performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Person's continued service through that date and based on the Issuer's total shareholder return ("TSR") over the period, with payout ranging from 0-200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.underlying_shares: The "Target" number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 21:30 UTC GrantRestricted Stock Unit · Derivative 17,190 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006837 · section16.xml · derivative · entry 2

DUKES REAGAN TUCK · CIK 0002093485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,190

Underlying: Common Stock · 17,190 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the "VCD"); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuer's 2021 Equity Incentive Plan.

F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the "VCD"); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuer's 2021 Equity Incentive Plan.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:38 UTC
Clark MooreExecutive VP
SaleCommon Stock 18,797 $14.67 $275,789.58
Disclosure

SEC source: 0001654954-26-006498 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,428

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.40 to $15.15, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:37 UTC
Schick John DouglasDirector · President and CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 15,220 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006158 · form4.xml · derivative · entry 4

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,220

Underlying: Common Stock · 15,220 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, shares of common stock of the Issuer. The actual number of shares issuable upon vesting may range from 0% to 200% of the target award based upon the level of achievement of the applicable performance criteria.

F6 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F6 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.underlying_shares: The Target number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:37 UTC
Schick John DouglasDirector · President and CEO
GrantRestricted Stock Unit · Derivative 22,830 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006158 · form4.xml · derivative · entry 3

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,830

Underlying: Common Stock · 22,830 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the VCD); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

F5 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the VCD); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:41 UTC
Crook Jody D.Chief Commercial Officer
GrantPerformance-Based Restricted Stock Unit · Derivative 7,020 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006159 · form4.xml · derivative · entry 3

Crook Jody D. · CIK 0002050480 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,020

Underlying: Common Stock · 7,020 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, shares of common stock of the Issuer. The actual number of shares issuable upon vesting may range from 0% to 200% of the target award based upon the level of achievement of the applicable performance criteria.

F4 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F4 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F5 · derivative.underlying_shares: The Target number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:41 UTC
Crook Jody D.Chief Commercial Officer
GrantRestricted Stock Unit · Derivative 16,050 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006159 · form4.xml · derivative · entry 2

Crook Jody D. · CIK 0002050480 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,050

Underlying: Common Stock · 16,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the VCD); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the VCD); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:34 UTC
Clark MooreExecutive VP
GrantPerformance-Based Restricted Stock Unit · Derivative 5,270 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006157 · form4.xml · derivative · entry 4

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 5,270 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, shares of common stock of the Issuer. The actual number of shares issuable upon vesting may range from 0% to 200% of the target award based upon the level of achievement of the applicable performance criteria.

F5 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F5 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F6 · derivative.underlying_shares: The Target number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:34 UTC
Clark MooreExecutive VP
GrantRestricted Stock Unit · Derivative 18,950 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-006157 · form4.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,950

Underlying: Common Stock · 18,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the -VCD-); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the -VCD-); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

Read SEC document
May 26, 2026 Filed May 27, 2026 12:00 UTC PurchaseCommon Stock 13,428 $14.29 $191,859.26
Disclosure

SEC source: 0001654954-26-005384 · form4.xml · nonDerivative · entry 2

Willsher Martyn · CIK 0001782502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,727

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.92 to $14.50. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2026 Filed May 27, 2026 12:00 UTC PurchaseCommon Stock 6,572 $14.74 $96,864.71
Disclosure

SEC source: 0001654954-26-005384 · form4.xml · nonDerivative · entry 1

Willsher Martyn · CIK 0001782502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,299

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.46 to $14.99. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2026 Filed May 1, 2026 20:30 UTC
Howie John KDirector
GrantCommon Stock 782 $15.98 $12,496.36
Disclosure

SEC source: 0001654954-26-004291 · form4.xml · nonDerivative · entry 1

Howie John K · CIK 0001241052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,356

F1 · shares: Reflects the acquisition of shares in lieu of cash compensation for services as a director issued under the Issuer's 2021 Equity Incentive Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:40 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 4,546 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001844 · section16.xml · derivative · entry 2

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:40 UTC
Crook Jody D.CHIEF COMMERCIAL OFFICER
Exercise / conversionCommon Stock 45,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001844 · section16.xml · nonDerivative · entry 1

Crook Jody D. · CIK 0002050480 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:38 UTC
Clark MooreExecutive VP
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 4,546 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001843 · section16.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:38 UTC
Clark MooreExecutive VP
Exercise / conversionCommon Stock 45,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001843 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC ConversionSeries A Convertib le Preferred Stock · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001842 · section16.xml · derivative · entry 3

DUKES REAGAN TUCK · CIK 0002093485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27,2026.

F3 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27,2026.

F3 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27,2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC ConversionCommon Stock. 1,022,400 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001842 · section16.xml · nonDerivative · entry 2

DUKES REAGAN TUCK · CIK 0002093485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,117,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents shares of common stock of the Issuer originally issued to certain affiliates of Juniper Capital Advisors, L.P. ("Juniper") on behalf of the Reporting Person as shares of convertible preferred stock. On the Automatic Conversion Date, the shares of common stock to be received upon conversation of the convertible preferred stock were issued in the name of the Reporting Person pursuant to a pre-existing agreement with Juniper.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC ConversionCommon Stock 95,460 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001842 · section16.xml · nonDerivative · entry 1

DUKES REAGAN TUCK · CIK 0002093485 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC
Long Robert JosephCFO and Treasurer
ConversionSeries A Convertible Preferred Stock · Derivative 9,546 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001841 · section16.xml · derivative · entry 3

Long Robert Joseph · CIK 0002092580 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC
Long Robert JosephCFO and Treasurer
ConversionCommon Stock 830,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001841 · section16.xml · nonDerivative · entry 2

Long Robert Joseph · CIK 0002092580 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents shares of common stock of the Issuer originally issued to certain affiliates of Juniper Capital Advisors, L.P. ("Juniper") on behalf of the Reporting Person as shares of convertible preferred stock. On the Automatic Conversion Date, the shares of common stock to be received upon conversation of the convertible preferred stock were issued in the name of the Reporting Person pursuant to a pre-existing agreement with Juniper.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:34 UTC
Long Robert JosephCFO and Treasurer
ConversionCommon Stock 95,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001841 · section16.xml · nonDerivative · entry 1

Long Robert Joseph · CIK 0002092580 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:33 UTC
Schick John DouglasDirector · President and CEO
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 45,455 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001839 · section16.xml · derivative · entry 3

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 454,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F4 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F4 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:33 UTC
Schick John DouglasDirector · President and CEO
Exercise / conversionCommon Stock 454,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001839 · section16.xml · nonDerivative · entry 1

Schick John Douglas · CIK 0001748134 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By American Resources Inc.

Disclosed balance after: 454,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · balance_after: Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: American Resources Inc., is owned and controlled by the Reporting Person, and as such the Reporting Person may be deemed to be beneficially owned the securities held by American Resources Inc.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:32 UTC
KUKES SIMON G10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 2,801,814 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-001837 · section16.xml · derivative · entry 4

KUKES SIMON G · CIK 0001222390 · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through The SGK 2018 Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 28,018,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.exercise_date: Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.expiration_date: Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:32 UTC
KUKES SIMON G10% owner
SGK 2018 REVOCABLE TRUSTDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 28,018,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-26-001837 · section16.xml · nonDerivative · entry 1

KUKES SIMON G · CIK 0001222390 · 10% owner

SGK 2018 REVOCABLE TRUST · CIK 0001946705 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Through The SGK 2018 Revocable Trust

Disclosed balance after: 79,809,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · balance_after: Except to the extent of his pecuniary interest therein this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionSeries A Convertible Preferred Stock · Derivative 6,279,371 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023046 · ownership.xml · derivative · entry 4

Juniper Capital III GP, L.P. · CIK 0001839103 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 62,793,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F6 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F6 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital III PED Holdings II, LLC ("Fund III Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital III, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund III Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:11 UTC OtherCommon Stock 90,400 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023046 · ownership.xml · nonDerivative · entry 3

Juniper Capital III GP, L.P. · CIK 0001839103 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,819,396

F4 · kind: Edward Geiser received a grant of Common Stock in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). Upon receipt by Mr. Geiser, the shares of Common Stock were transferred, in part, to Fund III Holdings since Mr. Geiser is a designated director of an affiliate of the Reporting Person.

F5 · shares: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and an affiliate of the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital III PED Holdings II, LLC ("Fund III Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital III, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund III Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:11 UTC OtherCommon Stock 154,600 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023046 · ownership.xml · nonDerivative · entry 2

Juniper Capital III GP, L.P. · CIK 0001839103 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,778,996

F3 · kind: On the Automatic Conversion Date, 154,600 shares of Common Stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with affiliates of the Reporting Person.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital III PED Holdings II, LLC ("Fund III Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital III, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund III Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionCommon Stock 62,793,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-023046 · ownership.xml · nonDerivative · entry 1

Juniper Capital III GP, L.P. · CIK 0001839103 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,883,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into Common Stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital III PED Holdings II, LLC ("Fund III Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital III, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund III Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionSeries A Convertible Preferred Stock · Derivative 3,765,822.2 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023045 · ownership.xml · derivative · entry 4

Juniper Capital II GP, L.P. · CIK 0001839104 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 37,658,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F6 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F6 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC OtherCommon Stock 49,679 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023045 · ownership.xml · nonDerivative · entry 3

Juniper Capital II GP, L.P. · CIK 0001839104 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 34,522,180

F4 · kind: Edward Geiser received a grant of Common Stock in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). Upon receipt by Mr. Geiser, the shares of Common Stock were transferred, in part, to Fund II Holdings and NPR Partners Holdings since Mr. Geiser is a designated director of an affiliate of the Reporting Person.

F5 · shares: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and an affiliate of the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC OtherCommon Stock 3,235,117 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023045 · ownership.xml · nonDerivative · entry 2

Juniper Capital II GP, L.P. · CIK 0001839104 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 34,472,501

F3 · kind: On the Automatic Conversion Date, 3,235,117 shares of Common Stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with affiliates of the Reporting Person.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionCommon Stock 37,658,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-023045 · ownership.xml · nonDerivative · entry 1

Juniper Capital II GP, L.P. · CIK 0001839104 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 37,707,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into Common Stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionSeries A Convertible Preferred Stock · Derivative 3,372,728 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023044 · ownership.xml · derivative · entry 3

Juniper Capital IV GP, L.P. · CIK 0002099373 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 33,727,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F5 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F5 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including J PED, LLC ("J PED"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital IV, L.P., a Delaware limited partnership and investment fund that wholly owns and controls J PED. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC OtherCommon Stock 48,675 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023044 · ownership.xml · nonDerivative · entry 2

Juniper Capital IV GP, L.P. · CIK 0002099373 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 33,824,353

F3 · kind: Edward Geiser received a grant of Common Stock in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). Upon receipt by Mr. Geiser, the shares of Common Stock were transferred, in part, to J PED since Mr. Geiser is a designated director of an affiliate of the Reporting Person.

F4 · shares: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and an affiliate of the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including J PED, LLC ("J PED"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital IV, L.P., a Delaware limited partnership and investment fund that wholly owns and controls J PED. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:11 UTC ConversionCommon Stock 33,727,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-023044 · ownership.xml · nonDerivative · entry 1

Juniper Capital IV GP, L.P. · CIK 0002099373 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 33,775,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into Common Stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including J PED, LLC ("J PED"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in Juniper Capital IV, L.P., a Delaware limited partnership and investment fund that wholly owns and controls J PED. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 14,022,728 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · derivative · entry 6

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 140,227,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F8 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F8 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings").

F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
OtherCommon Stock 137,231,404 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 5

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 137,231,404

F7 · kind: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement.

F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
OtherCommon Stock 197,482 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 4

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,231,404

F7 · kind: As a designated director of affiliates of Juniper Capital Advisors, L.P. (collectively, "Juniper"), upon grant the shares of Restricted Common Stock were immediately transferred to Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holings and North Peak Partners Holdings pursuant to a previously agreed upon allocation arrangement.

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February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
GrantCommon Stock 197,482 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 3

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,231,404

F5 · shares: The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board (defined below) on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3.

F6 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board").

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February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
OtherCommon Stock 3,389,717 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 2

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 137,033,922

F4 · kind: On the Automatic Conversion Date, 3,389,717 shares of common stock that were previously beneficially owned by the Reporting Person on behalf of certain third parties were issued directly to such third parties pursuant to a pre-existing agreement with Juniper (defined below).

F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:07 UTC
Geiser EdwardDirector · 10% owner
ConversionCommon Stock 140,227,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-023032 · ownership.xml · nonDerivative · entry 1

Geiser Edward · CIK 0001839074 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 140,423,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date, the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

F2 · ownership.nature: Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings").

F3 · ownership.nature: As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.