Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEDEVCO CORPPED · Entity 6361 | Director | July 12, 2023 | July 14, 2023 |
| Petrolia Energy CorpBBLS · Entity 111903 | Director | July 12, 2018 | May 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEDEVCO CORP
Report date July 12, 2023 · Filed July 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,000 |
Reported balance
After 2023-07-12 transaction · row 1
1 source rowRow 1 · 2023-07-12 · Sale · Disposed 30,000 · Balance 165,000 F1: This transaction was executed in multiple trades at prices ranging from $0.9268 to $0.9050, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan. |
| Common StockSEC Table I · non-derivative | IndirectAmerican Resources Inc. | 187,100 |
Reported balance
Holding disclosure · report date 2023-07-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 187,100 F2: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $0.9268 to $0.9050, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan.
F2: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Petrolia Energy Corp
Report date July 12, 2018 · Filed May 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares (Restricted)SEC Table I · non-derivative | IndirectAmerican Resources Offshore Inc. | 1,416,667 |
Reported balance
After 2018-07-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-07-12 · Purchase · Acquired 500,000 · Balance 1,416,667 F1: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.065/share. |
| Common SharesSEC Table I · non-derivative | IndirectAmerican Resources Offshore Inc. | 1,885,417 |
Reported balance
After 2018-10-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-03 · Purchase · Acquired 468,750 · Balance 1,885,417 F1: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.065/share. |
| Common SharesSEC Table I · non-derivative | IndirectAmerican Resources Offshore Inc. | 2,433,171 |
Reported balance
After 2018-11-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-11-02 · Purchase · Acquired 547,755 · Balance 2,433,171 F2: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.064/share. |
| Common SharesSEC Table I · non-derivative | IndirectAmerican Resources Offshore Inc. | 2,041,667 |
Reported balance
After 2018-12-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-19 · Grant · Acquired 156,250 · Balance 2,041,667 F3: Mr. Siem indirectly participated in Private Placement #4 at $0.08/share, participants also received 2x warrants for every share, exercisable for 2 years. |
| Common SharesSEC Table I · non-derivative | IndirectAmerican Resources Offshore Inc. | 3,589,421 |
Reported balance
After 2019-01-15 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-01-15 · Grant · Acquired 1,000,000 · Balance 3,589,421 F4: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.05/share. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2019-08-17 | IndirectAmerican Resources Offshore Inc. | 686,667 |
Reported balance
After 2018-08-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-17 · Grant · Acquired 20,000 · Balance 686,667 F6: Mr. Siem indirectly participated in a Bridge Loan for $20,000 in August 2018, as part of the compensation for the loan participants received an interest rate of 12% simple interest and one (1) warrant for every dollar loaned; exercisable for one year. F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2020-11-01 | IndirectAmerican Resources Offshore Inc. | 1,249,167 |
Reported balance
After 2018-12-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-12-14 · Grant · Acquired 312,500 · Balance 1,249,167 F3: Mr. Siem indirectly participated in Private Placement #4 at $0.08/share, participants also received 2x warrants for every share, exercisable for 2 years. F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2020-09-30 | Direct | 936,667 |
Reported balance
After 2018-09-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-09-30 · Grant · Acquired 250,000 · Balance 936,667 F5: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period. F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2020-12-31 | Direct | 1,499,167 |
Reported balance
After 2018-12-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-12-31 · Grant · Acquired 250,000 · Balance 1,499,167 F5: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period. F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2021-03-31 | Direct | 1,749,167 |
Reported balance
After 2019-03-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-31 · Grant · Acquired 250,000 · Balance 1,749,167 F7: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2019 compensation package for his service on the Board; exercisable for a 24 months period. F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.065/share.
F2: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.064/share.
F3: Mr. Siem indirectly participated in Private Placement #4 at $0.08/share, participants also received 2x warrants for every share, exercisable for 2 years.
F4: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.05/share.
F5: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period.
F6: Mr. Siem indirectly participated in a Bridge Loan for $20,000 in August 2018, as part of the compensation for the loan participants received an interest rate of 12% simple interest and one (1) warrant for every dollar loaned; exercisable for one year.
F7: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2019 compensation package for his service on the Board; exercisable for a 24 months period.
F8: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2023 Filed Jul 14, 2023 23:40 UTC | PEDEVCO CORP PED · Entity 6361 | SaleCommon Stock | 30,000 | $0.91 | $27,300.00 |
DisclosureSEC source: 0001654954-23-009224 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9268 to $0.9050, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:32 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-011883 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2023, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 20:30 UTC | PEDEVCO CORP PED · Entity 6361 | SaleCommon Stock | 30,000 | $1.09 | $32,700.00 |
DisclosureSEC source: 0001654954-22-009630 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 23:51 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 70,000 | $1.15 | $80,500.00 |
DisclosureSEC source: 0001654954-21-009678 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2022, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 23:05 UTC | PEDEVCO CORP PED · Entity 6361 | SaleCommon stock | 35,000 | $1.35 | $47,397.00 |
DisclosureSEC source: 0001654954-21-007868 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the July 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.50. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:31 UTC | PEDEVCO CORP PED · Entity 6361 | SaleCommon Stock | 50,000 | $1.40 | $69,800.00 |
DisclosureSEC source: 0001654954-21-000703 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.38 to $1.42. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 22:55 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009671 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:59 UTC | PEDEVCO CORP PED · Entity 6361 | GrantCommon Stock | 70,000 | $2.11 | $147,700.00 |
DisclosureSEC source: 0001654954-20-009665 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2021, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:30 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 7,100 | $1.36 | $9,656.00 |
DisclosureSEC source: 0001654954-19-012996 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 187,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2858 to $1.39 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. F2 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:22 UTC | PEDEVCO CORP PED · Entity 6361 | GrantRestricted common stock | 100,000 | $1.56 | $156,000.00 |
DisclosureSEC source: 0001654954-19-010141 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · security: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares fully vest on July 12, 2020, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of Restricted Shares Grant Agreements entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer and as an advisor to the Company. Read SEC document |
| March 31, 2019 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · derivative · entry 10 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749,167 Underlying: Common Stock · 250,000 shares Expires 2021-03-31 F7 · shares: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2019 compensation package for his service on the Board; exercisable for a 24 months period. F8 · shares: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:38 UTC | PEDEVCO CORP PED · Entity 6361 | SaleConvertible Promissory Note · Derivative | Not disclosed | $500,000.00 Strike: $2.13 | $500,000.00 |
DisclosureSEC source: 0001654954-19-002284 · section16.xml · derivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Norexas Oil and Gas, LLC Disclosed balance after: 0 Underlying: Common Stock · 246,688 shares Expires 2021-08-01 F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The securities held by Norexas Oil and Gas, LLC are deemed to be beneficially owned by Ivar Siem and J. Douglas Schick. The Convertible Promissory Note and interest thereon (which is convertible into common stock pursuant to its terms) were sold in a private transaction. Read SEC document |
| March 01, 2019 Filed Mar 12, 2019 01:12 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | SaleConvertible Promissory Note · Derivative | Not disclosed | $500,000.00 Strike: $2.13 | $500,000.00 |
DisclosureSEC source: 0001654954-19-002569 · section16.xml · derivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Norexas Oil and Gas, LLC Disclosed balance after: 0 Underlying: Common stock · 246,688 shares Expires 2021-08-01 F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The Convertible Promissory Note and interest thereon (which is convertible into common stock pursuant to its terms) were sold in a private transaction. F3 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by Norexas Oil and Gas, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| January 15, 2019 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantCommon Shares | 1,000,000 | $0.05 | $50,000.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · nonDerivative · entry 5 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 3,589,421 F4 · shares: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.05/share. Read SEC document |
| December 31, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · derivative · entry 9 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499,167 Underlying: Common Stock · 250,000 shares Expires 2020-12-31 F5 · shares: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period. F8 · shares: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 01:35 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 100,000 | $0.58 | $58,000.00 |
DisclosureSEC source: 0001654954-18-014332 · section16.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 100,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.54 to $0.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 26, 2018 Filed Mar 5, 2019 17:34 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 100,000 | $0.58 | $58,000.00 |
DisclosureSEC source: 0001654954-19-002282 · section16.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 180,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.54 to $0.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 26, 2018 Filed Mar 12, 2019 01:11 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 100,000 | $0.58 | $58,000.00 |
DisclosureSEC source: 0001654954-19-002568 · section16.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 180,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.54 to $0.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 24, 2018 Filed Dec 28, 2018 01:35 UTC | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 80,000 | $0.61 | $48,800.00 |
DisclosureSEC source: 0001654954-18-014332 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.6022 to $0.61. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 24, 2018 Filed Mar 5, 2019 17:34 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 80,000 | $0.61 | $48,800.00 |
DisclosureSEC source: 0001654954-19-002282 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 80,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.6022 to $0.61. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 24, 2018 Filed Mar 12, 2019 01:11 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | PurchaseCommon Stock | 80,000 | $0.61 | $48,800.00 |
DisclosureSEC source: 0001654954-19-002568 · section16.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 80,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.6022 to $0.61. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by American Resources Offshore Inc., except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 19, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantCommon Shares | 156,250 | $0.08 | $12,500.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · nonDerivative · entry 4 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 2,041,667 F3 · shares: Mr. Siem indirectly participated in Private Placement #4 at $0.08/share, participants also received 2x warrants for every share, exercisable for 2 years. Read SEC document |
| December 14, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 312,500 | $0.10 Strike: $0.10 | $31,250.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · derivative · entry 8 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 1,249,167 Underlying: Common Stock · 312,500 shares Expires 2020-11-01 F3 · shares: Mr. Siem indirectly participated in Private Placement #4 at $0.08/share, participants also received 2x warrants for every share, exercisable for 2 years. F8 · shares: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. Read SEC document |
| November 02, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares | 547,755 | $0.06 | $35,056.32 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · nonDerivative · entry 3 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 2,433,171 F2 · shares: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.064/share. Read SEC document |
| October 03, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares | 468,750 | $0.07 | $30,468.75 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 1,885,417 F1 · shares: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.065/share. Read SEC document |
| September 30, 2018 Filed Nov 7, 2018 15:52 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantOptions to Purchase Common Stock · Derivative | 250,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001580695-18-000493 · ownership.xml · derivative · entry 5 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2020-09-30 F4 · price: Issued in consideration for services rendered. Exempt pursuant to Rule 16b3(d). Read SEC document |
| September 30, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · derivative · entry 7 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,667 Underlying: Common Stock · 250,000 shares Expires 2020-09-30 F5 · shares: Mr. Siem receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period. F8 · shares: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. Read SEC document |
| August 17, 2018 Filed Nov 7, 2018 15:52 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantConvertible Promissory Note · Derivative | Not disclosed | $20,000.00 Strike: $0.10 | $20,000.00 |
DisclosureSEC source: 0001580695-18-000493 · ownership.xml · derivative · entry 4 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: Not disclosed Underlying: Common Stock · 200,000 shares Expires 2018-10-17 F2 · derivative.expiration_date: The Convertible Promissory Note was due on October 17, 2018. F3 · derivative.underlying_shares: Not including any shares issuable upon conversion of accrued interest. The Convertible Promissory Note accrues interest at the rate of 12% per annum until paid in full, which interest is convertible into shares of common stock on the same terms as the principal amount of the debt. Exempt pursuant to Rule 16b3(d). Read SEC document |
| August 17, 2018 Filed Nov 7, 2018 15:52 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrants to Purchase Common Stock · Derivative | 20,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001580695-18-000493 · ownership.xml · derivative · entry 3 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2019-08-17 F1 · price: As additional consideration for entering into the Convertible Promissory Note on the same date (as described in the table above), the Issuer granted the Reporting Person one-year warrants to purchase one share of the Issuer's common stock at an exercise price of $0.10 per share for each dollar loaned pursuant to the Convertible Promissory Note. Exempt pursuant to Rule 16b3(d). Read SEC document |
| August 17, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 20,000 | $0.10 Strike: $0.10 | $2,000.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · derivative · entry 6 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 686,667 Underlying: Common Stock · 20,000 shares Expires 2019-08-17 F6 · shares: Mr. Siem indirectly participated in a Bridge Loan for $20,000 in August 2018, as part of the compensation for the loan participants received an interest rate of 12% simple interest and one (1) warrant for every dollar loaned; exercisable for one year. F8 · shares: Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. Read SEC document |
| August 15, 2018 Filed Nov 7, 2018 15:52 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Stock | 547,755 | $0.06 | $35,056.32 |
DisclosureSEC source: 0001580695-18-000493 · ownership.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 2,433,171 Read SEC document |
| August 01, 2018 Filed Sep 12, 2018 23:57 UTC | PEDEVCO CORP PED · Entity 6361 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $500,000.00 |
DisclosureSEC source: 0001654954-18-010116 · section16.xml · derivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Norexas Oil and Gas, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 234,742 shares Expires 2021-08-01 F1 · price: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The securities held by Norexas Oil and Gas, LLC are deemed to be beneficially owned by Ivar Siem and J. Douglas Schick. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The securities held by Norexas Oil and Gas, LLC are deemed to be beneficially owned by Ivar Siem and J. Douglas Schick. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. Read SEC document |
| August 01, 2018 Filed Mar 12, 2019 01:10 UTC Amendment | PEDEVCO CORP PED · Entity 6361 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $2.13 | $500,000.00 |
DisclosureSEC source: 0001654954-19-002567 · section16.xml · derivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Norexas Oil and Gas LLC Disclosed balance after: Not disclosed Underlying: Common stock · 234,742 shares Expires 2021-08-01 F1 · price: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. F1 · derivative.underlying_shares: The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018. F2 · ownership.nature: The reporting person disclaims beneficial ownership of the reported securities held by Norexas Oil and Gas, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| July 24, 2018 Filed Nov 7, 2018 15:52 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Stock | 468,750 | $0.07 | $30,468.75 |
DisclosureSEC source: 0001580695-18-000493 · ownership.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 1,885,416 Read SEC document |
| July 12, 2018 Filed Nov 7, 2018 15:50 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares | 500,000 | $0.07 | $32,500.00 |
DisclosureSEC source: 0001580695-18-000491 · ownership.xml · nonDerivative · entry 3 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 1,416,667 Read SEC document |
| July 12, 2018 Filed May 10, 2019 11:09 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares (Restricted) | 500,000 | $0.07 | $32,500.00 |
DisclosureSEC source: 0001493152-19-006762 · ownership.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 1,416,667 F1 · shares: Mr. Siem acquired these shares in a private third-party transaction at a market value of $0.065/share. Read SEC document |
| June 30, 2018 Filed Nov 7, 2018 15:50 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001580695-18-000491 · ownership.xml · derivative · entry 5 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2020-06-30 Read SEC document |
| June 26, 2018 Filed Nov 7, 2018 15:50 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares | 500,000 | $0.07 | $35,000.00 |
DisclosureSEC source: 0001580695-18-000491 · ownership.xml · nonDerivative · entry 2 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 916,667 Read SEC document |
| June 01, 2018 Filed Nov 7, 2018 15:50 UTC | Petrolia Energy Corp BBLS · Entity 111903 | GrantWarrant · Derivative | 416,667 | $0.20 Strike: $0.20 | $83,333.40 |
DisclosureSEC source: 0001580695-18-000491 · ownership.xml · derivative · entry 4 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 416,667 Underlying: Common Stock · 416,667 shares Expires 2021-06-01 Read SEC document |
| June 01, 2018 Filed Nov 7, 2018 15:50 UTC | Petrolia Energy Corp BBLS · Entity 111903 | PurchaseCommon Shares (Restricted) | 416,667 | $0.12 | $50,000.04 |
DisclosureSEC source: 0001580695-18-000491 · ownership.xml · nonDerivative · entry 1 SIEM IVAR · CIK 0001187993 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · American Resources Offshore Inc. Disclosed balance after: 416,667 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.