PDYN

SEC source: 0001209191-23-023111 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,458

SEC source: 0001209191-23-038058 · doc4.xml · derivative · entry 5

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 78,128 shares

Expires 2032-05-20

F5 · derivative.exercise_date: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 78,128 Options that had previously been reported in Table II. These forfeited Options have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 9.

SEC source: 0001209191-23-038058 · doc4.xml · derivative · entry 4

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 211,580

Underlying: Common Stock · 70,527 shares

Expires 2030-03-22

F4 · derivative.exercise_date: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 70,527 stock options (the "Options") that had previously been reported in Table II. These forfeited Options have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 9.

SEC source: 0001209191-23-038058 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 5,431

F1 · shares: Effective March 31, 2023, the spouse of the Reporting Person ceased her employment with the Issuer. In connection with her departure, the spouse of the Reporting Person forfeited 49,425 restricted share units ("RSUs") that had previously been reported in Table 1. These forfeited RSUs have been deducted from the amount of shares beneficially owned by the spouse of the Reporting Person in column 5.

SEC source: 0001209191-23-022402 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,356

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4601 to $0.4950, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-23-022404 · doc4.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926,807

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4755 to $0.4899, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-23-021740 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,801

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-23-021738 · doc4.xml · derivative · entry 2

PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,352

Underlying: Common Stock · 284,352 shares

Expires 2033-03-29

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021738 · doc4.xml · nonDerivative · entry 1

PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,103,628

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021732 · doc4.xml · derivative · entry 2

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,914

Underlying: Common Stock · 410,914 shares

Expires 2033-03-29

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021732 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,693

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021736 · doc4.xml · derivative · entry 2

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,352

Underlying: Common Stock · 284,352 shares

Expires 2033-03-20

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021736 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,476

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021730 · doc4.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,479,290

Underlying: Common Stock · 1,479,290 shares

Expires 2033-03-29

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021730 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,557,006

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021734 · doc4.xml · derivative · entry 2

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,914

Underlying: Common Stock · 410,914 shares

Expires 2023-03-29

F2 · derivative.exercise_date: 25% of the shares subject to the Option will vest on March 29, 2024, and then 1/12 of the shares subject to the Option vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021734 · doc4.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908,807

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award will vest on March 29, 2024, and then 1/12 of the award vest on each quarterly vesting date thereafter, subject to the reporting person's continued service to the Issuer through such date.

SEC source: 0001209191-23-021948 · doc4.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918,807

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4504 to $0.4603, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001415889-25-005778 · form4a-02272025_120221.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 207,794

F1 · shares: The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-021740 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,007

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001415889-25-005778 · form4a-02272025_120221.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 150,000

F1 · shares: The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-018927 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,996

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 25,649 settled on March 13, 2023 and were then reduced by the 7,490 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-014772 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,172

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on February 28, 2023 and were then reduced by the 218 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-006905 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457,666

F1 · shares: Represents restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) February 1, 2024 or (ii) the day prior to the date of the annual meeting of the Company's stockholders next following February 1, 2023, in each case, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.

F2 · balance_after: Includes 1,405,074 RSUs.

SEC source: 0001209191-23-005953 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,390

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on January 31, 2023 and were then reduced by the 219 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-001147 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,609

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on December 31, 2022 and were then reduced by the 166 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-062840 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,361,748

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock.

F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,306 vested on December 24, 2022 and were then reduced by the 619,698 shares withheld for taxes as reported on this Form 4, including in connection with settlements on June 24, 2022 and September 24, 2022.

SEC source: 0001209191-22-061478 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,486

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 102,600 settled on December 13, 2022 and were then reduced by the 29,960 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-061480 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,981,446

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 122,249 settled on December 13, 2022 and were then reduced by the 48,105 shares withheld for taxes as reported on this Form 4.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 9

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MI-MJ LLC

Disclosed balance after: 547,642

Underlying: Common Stock · 547,642 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F5 · ownership.nature: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 8

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 821,463

Underlying: Common Stock · 821,463 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 7

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rotor Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 5,970,684 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F4 · ownership.nature: Mr. Finn is the managing member of Sponsor.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MI-MJ LLC

Disclosed balance after: 515,153

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F5 · ownership.nature: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 2,161,418

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rotor Sponsor LLC

Disclosed balance after: 0

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F4 · ownership.nature: Mr. Finn is the managing member of Sponsor.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 1,388,688

F1 · kind: On December 2, 2022, Rotor-Sarcos LLC ("Rotor-Sarcos") made a pro rata distribution of shares of Issuer common stock to its member and interest holders. As part of this distribution, Marstar Investments LLC ("Marstar"), a member and interest holder of Rotor-Sarcos, received 434,779 shares of Issuer common stock.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-22-059220 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,775

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on November 30, 2022 and were then reduced by the 166 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-058489 · doc4.xml · derivative · entry 2

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,842

Underlying: Common Stock · 986,842 shares

Expires 2032-11-19

F2 · derivative.exercise_date: 25% of the shares subject to the option vests on the first anniversary of the Grant Date, and 1/12 of the award vests on each Quarterly Vesting Date thereafter, subject to continued service. Quarterly Vesting Date means each of: March 29, May 20, August 20 and November 20. subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-058489 · doc4.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,026

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the award vests on the first anniversary of the Grant Date, and 1/12 of the award vests on each Quarterly Vesting Date thereafter, subject to continued service. Quarterly Vesting Date means each of: March 29, May 20, August 20 and November 20, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001209191-22-055307 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,941

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on October 31, 2022 and were then reduced by the 122 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-052308 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,063

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on September 30, 2022 and were then reduced by the 186 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-052322 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,183

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on September 30, 2022 and were then reduced by the 146 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-051367 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,029,551

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock.

F2 · balance_after: Includes shares represented by restricted stock, of which 1,282,305 vested on September 24, 2022.

SEC source: 0001209191-22-048486 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,249

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on August 31, 2022 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-048502 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,329

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on August 31, 2022 and were then reduced by the 152 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-043699 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,434

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on July 31, 2022 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-043709 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,481

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on July 31, 2022 and were then reduced by the 152 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-040223 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,619

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on June 30, 2022 and were then reduced by the 186 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-040227 · doc4.xml · nonDerivative · entry 1

Hansen Steven Q. · CIK 0001880607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,633

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on June 30, 2022 and were then reduced by the 149 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-22-039969 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.