PDYN

SEC source: 0001415889-24-011256 · form4-04192024_100443.xml · derivative · entry 4

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,261

Underlying: Common Stock · 4,261 shares

Expires 2032-05-20

F2 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F4 · derivative.exercise_date: The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001415889-24-011256 · form4-04192024_100443.xml · derivative · entry 3

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,098

Underlying: Common Stock · 17,098 shares

Expires 2031-06-16

F2 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F4 · derivative.exercise_date: The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001415889-24-011256 · form4-04192024_100443.xml · derivative · entry 2

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,261 shares

Expires 2032-05-20

F2 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on May 20, 2023, and thereafter 1/12 of the shares subject to the option vest on each quarterly vesting date, subject to the Reporting Person's continued service to the Issuer through such date.

SEC source: 0001415889-24-011256 · form4-04192024_100443.xml · derivative · entry 1

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,098 shares

Expires 2031-06-16

F2 · price: Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on June 1, 2022 and thereafter 1/48 of the shares subject to the option vest on each monthly vesting date, subject to the Reporting Person's continued service to the Issuer through such date. Due to a clerical error, the expiration date of the option was erroneously reported as June 17, 2031 in the Reporting Person's Form 3 filed on November 8, 2023.

SEC source: 0001415889-24-009845 · form4-04022024_090455.xml · nonDerivative · entry 3

THATCHER TREVOR · CIK 0002014215 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,456

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F4 · balance_after: Includes shares represented by RSUs, of which 100 settled on April 1, 2024 and were then reduced by the 30 shares withheld for taxes as reported on this Form 4.

SEC source: 0001415889-24-009845 · form4-04022024_090455.xml · nonDerivative · entry 2

THATCHER TREVOR · CIK 0002014215 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,486

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

F3 · balance_after: Includes shares represented by RSUs, of which 3,240 settled on March 29, 2024 and were then reduced by the 1,112 shares withheld for taxes as reported on this Form 4.

SEC source: 0001415889-24-009845 · form4-04022024_090455.xml · nonDerivative · entry 1

THATCHER TREVOR · CIK 0002014215 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,598

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on March 29, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter, subject to continued service through the applicable vesting date.

SEC source: 0001415889-24-009833 · form4-04022024_090430.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,716

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes shares represented by RSUs, of which 11,721 settled on March 29, 2024 and were then reduced by the 3,400 shares withheld for taxes as reported on this Form 4.

SEC source: 0001415889-24-009843 · form4-04022024_090440.xml · nonDerivative · entry 1

SONNE STEPHEN · CIK 0001998996 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,132

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes shares represented by RSUs, of which 9,438 settled on March 29, 2024 and were then reduced by the 2,688 shares withheld for taxes as reported on this Form 4.

SEC source: 0001415889-24-009841 · form4-04022024_090437.xml · nonDerivative · entry 1

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,825

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units ("RSUs").

F2 · balance_after: Includes shares represented by RSUs, of which 3,122 settled on March 29, 2024 and were then reduced by the 1,280 shares withheld for taxes as reported on this Form 4.

SEC source: 0001415889-24-005509 · form4-02272024_090227.xml · derivative · entry 4

Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,974 shares

Expires 2031-05-11

F4 · price: On February 27, 2024, Mr. Wolff voluntarily cancelled an option to purchase 170,974 shares of the Common Stock held by Mr. Wolff. Mr. Wolff voluntarily cancelled his outstanding options in order to make more shares and options available under the Issuer's 2021 Equity Incentive Plan for employee recruiting and retention purposes.

F3 · derivative.exercise_date: Vests and becomes exercisable as to 25% of the grant on the one-year anniversary of the closing of the Business Combination, and as to 1/36th of the remaining portion of the grant at the end of each month thereafter, provided that 100% immediately vests and becomes exercisable upon the earlier of (i) a termination of service for reason other than a voluntary termination by Mr. Wolff that is not for "good reason" or a termination by Sarcos for cause, in either case, on or within the twelve (12) month period following the consummation of a change of control or (ii) the death of Mr. Wolff.

SEC source: 0001415889-24-005513 · form4-02272024_090203.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,116

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on February 23, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2025, subject to continued service through the applicable vesting date.

SEC source: 0001415889-24-005518 · form4-02272024_090206.xml · nonDerivative · entry 1

Peterson Laura J. · CIK 0001744041 · Director · EXECUTIVE VICE CHAIR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,135

F1 · shares: Represents restricted stock units ("RSUs") granted, each RSU representing the right to receive one share of common stock of the Issuer. 100% of the award vests on February 23, 2025, subject to continued service through such date.

F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

SEC source: 0001415889-24-005528 · form4-02272024_090234.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,565

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on February 23, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2025, subject to continued service through the applicable vesting date.

SEC source: 0001415889-24-005509 · form4-02272024_090227.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,233,787

F1 · kind: Represents a restricted stock award ("RSA"). 100% of the RSA vests February 23, 2025, subject to continued service through such date.

SEC source: 0001415889-24-005535 · form4-02272024_100241.xml · nonDerivative · entry 1

SONNE STEPHEN · CIK 0001998996 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,820

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on February 23, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2025, subject to continued service through the applicable vesting date.

SEC source: 0001415889-24-005522 · form4-02272024_090223.xml · nonDerivative · entry 1

VOGT MATTHEW · CIK 0001999222 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,105

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan, which can only be settled with shares of common stock. 25% of the award vests on February 23, 2025, and 1/12 of the award vests on each quarterly vesting date thereafter beginning May 20, 2025, subject to continued service through the applicable vesting date.

SEC source: 0001209191-23-059626 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 243,125

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5710 to $0.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059626 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 163,125

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5941 to $0.6198, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059006 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 123,125

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5927 to $0.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059006 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 106,666

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5902 to $0.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-058681 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 150,000

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5938 to $0.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059003 · doc4a.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 66,666

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5938 to $0.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · balance_after: This Form 4/A amends the Form 4 originally filed on December 14, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-058681 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 120,000

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5827 to $0.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059003 · doc4a.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 36,666

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5827 to $0.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · balance_after: This Form 4/A amends the Form 4 originally filed on December 14, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-056485 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,116

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 562 settled on November 20, 2023 and were then reduced by the 167 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-056488 · doc4.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 949,570

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 26,711 settled on November 20, 2023 and were then reduced by the 9,237 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-056493 · doc4.xml · nonDerivative · entry 1

VOGT MATTHEW · CIK 0001999222 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,105

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 169 settled on November 20, 2023 and were then reduced by the 57 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-056489 · doc4.xml · nonDerivative · entry 1

SONNE STEPHEN · CIK 0001998996 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,820

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 513 settled on November 20, 2023 and were then reduced by the 125 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-059004 · doc4a.xml · nonDerivative · entry 1

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,565

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 26,711 settled on November 20, 2023 and were then reduced by the 9,237 shares withheld for taxes as reported on this Form 4.

F3 · balance_after: This Form 4/A amends the Form 4 originally filed on November 22, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split.

SEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 3

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,787

F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

SEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,858,787

F1 · kind: On September 8, 2023, Mare's Leg Capital, LLC ("MLC") transferred 1,250,000 shares to Benjamin Wolff and his spouse Julie Wolff as members of MLC for no consideration. Subsequently, on September 8, 2023, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 416,666 shares to Corrival Trust, 416,667 shares to WXW Trust and 416,667 shares to Mare's Leg Trust (each, a "Trust" ), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family.

F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

SEC source: 0001209191-23-049115 · doc4.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 383,119

F1 · kind: On September 8, 2023, Mare's Leg Capital, LLC ("MLC") transferred 1,250,000 shares to Benjamin Wolff and his spouse Julie Wolff as members of MLC for no consideration. Subsequently, on September 8, 2023, Mr. Wolff and Mrs. Wolff transferred the shares they received from MLC to three trusts created for estate planning purposes. Specifically, Mr. Wolff and Mrs. Wolff transferred 416,666 shares to Corrival Trust, 416,667 shares to WXW Trust and 416,667 shares to Mare's Leg Trust (each, a "Trust" ), as a gift for no consideration for estate planning purposes. The trustee of each Trust is Willow Street Trust Company of Wyoming, LLC and the beneficiaries of each Trust are Mr. Wolff and Mrs. Wolff together with their family.

F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

F3 · ownership.nature: Represents shares held by MLC, an entity wholly owned by Mr. Wolff and Mrs. Wolff.

SEC source: 0001209191-23-046913 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,283

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 562 settled on August 20, 2023 and were then reduced by the 137 shares withheld for taxes as reported on this Form 4.

F3 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 1-for-6 reverse stock split completed on July 5, 2023.

SEC source: 0001209191-23-041030 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,051

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on June 30, 2023 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-038052 · doc4.xml · nonDerivative · entry 1

WEIBLING DENNIS M · CIK 0001114673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,987

F1 · balance_after: Includes 260,078 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-038073 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,860

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-038061 · doc4.xml · nonDerivative · entry 1

Muta Matthew Shigenobu · CIK 0001878426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,066

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-038067 · doc4.xml · nonDerivative · entry 1

Balasubramaniam Priya · CIK 0001878422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,066

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-038055 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,066

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-038075 · doc4.xml · nonDerivative · entry 1

Olson Eric T · CIK 0001535177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,066

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-037364 · doc4.xml · nonDerivative · entry 1

Peterson Laura J. · CIK 0001744041 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,901

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 57,692 settled on June 13, 2023 and were then reduced by 17,106 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-033383 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,236

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on May 31, 2023 and were then reduced by the 185 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-031700 · doc4.xml · nonDerivative · entry 1

PEDERSEN JORGEN · CIK 0001925868 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,053,029

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 132,775 settled on May 20, 2023 and were then reduced by the 50,599 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-031702 · doc4.xml · nonDerivative · entry 1

GARAGIC DENIS · CIK 0001920634 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,522

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 9,542 settled on May 20, 2023 and were then reduced by the 3,936 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-031698 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,421

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 8,817 settled on May 20, 2023 and were then reduced by the 4,661 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-026556 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,082

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 535 settled on April 30, 2023 and were then reduced by the 181 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-024385 · doc4.xml · nonDerivative · entry 1

WEIBLING DENNIS M · CIK 0001114673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,909

F1 · balance_after: Includes 10,794 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) February 1, 2024 or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001209191-23-022406 · doc4.xml · nonDerivative · entry 1

Martindale Kristi · CIK 0001878415 · EVP, Ch. Product & Market Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,263

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes shares represented by RSUs, of which 534 settled on March 31, 2023 and were then reduced by the 213 shares withheld for taxes as reported on this Form 4.

SEC source: 0001209191-23-022404 · doc4.xml · nonDerivative · entry 2

Hamer Andrew · CIK 0001348459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,807

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4729 to $0.4780, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.