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Nasdaq · USD

PBHC

Pathfinder Bancorp, Inc.

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6777
SEC CIK
0001609065
Parsed reports
275

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2017 Filed Sep 13, 2017 10:11 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · derivative · entry 5

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

Underlying: Common Stock · 10,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 10:11 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 10,000 $15.16 $151,580.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · nonDerivative · entry 2

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 10:11 UTC
SCHNEIDER THOMAS WPresident and CEO
Exercise / conversionCommon Stock 10,000 $5.46 $54,638.00
Disclosure

SEC source: 0001209191-17-052534 · doc4.xml · nonDerivative · entry 1

SCHNEIDER THOMAS W · CIK 0001214095 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:30 UTC
Dowd James A.EVP, COO, CFO
Exercise / conversionStock Options · Derivative 6,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-052526 · doc4.xml · derivative · entry 5

Dowd James A. · CIK 0001214089 · EVP, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 6,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:30 UTC
Dowd James A.EVP, COO, CFO
Exercise / conversionCommon Stock 6,000 $15.21 $91,288.20
Disclosure

SEC source: 0001209191-17-052526 · doc4.xml · nonDerivative · entry 2

Dowd James A. · CIK 0001214089 · EVP, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:30 UTC
Dowd James A.EVP, COO, CFO
Exercise / conversionCommon Stock 6,000 $5.46 $32,782.80
Disclosure

SEC source: 0001209191-17-052526 · doc4.xml · nonDerivative · entry 1

Dowd James A. · CIK 0001214089 · EVP, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 15:16 UTC GrantCommon Stock 123 $15.51 $1,907.73
Disclosure

SEC source: 0000899243-17-021412 · doc4.xml · nonDerivative · entry 1

Funiciello John · CIK 0001536688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,504

F1 · shares: Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017.

Read SEC document
August 25, 2017 Filed Sep 1, 2017 15:46 UTC PurchaseCommon Stock 1,000 $15.40 $15,400.00
Disclosure

SEC source: 0000899243-17-021345 · doc4.xml · nonDerivative · entry 3

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · POA

Disclosed balance after: 90,650

Read SEC document
May 26, 2017 Filed May 30, 2017 16:57 UTC
Rusnak WalterVice President Finance
PurchaseCommon stock 825 $15.47 $12,766.46
Disclosure

SEC source: 0001140361-17-022680 · doc1.xml · nonDerivative · entry 1

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Read SEC document
May 24, 2017 Filed May 24, 2017 15:20 UTC PurchaseCommon Stock 1,800 $15.50 $27,900.00
Disclosure

SEC source: 0001140361-17-022105 · doc1.xml · nonDerivative · entry 4

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 89,650

F5 · price: This transaction was executed in multiple trades at prices ranging from $15.4990 to $15.500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
May 19, 2017 Filed May 24, 2017 15:20 UTC PurchaseCommon Stock 3,000 $15.20 $45,600.00
Disclosure

SEC source: 0001140361-17-022105 · doc1.xml · nonDerivative · entry 3

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 87,850

F4 · price: This transaction was executed in multiple trades at prices ranging from $15.1999 to $15.200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
May 18, 2017 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 1,700 $15.20 $25,838.98
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 9

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 83,850

F5 · price: This transaction was executed in multiple trades at prices ranging from $15.190 to $15.200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
May 18, 2017 Filed May 23, 2017 13:34 UTC PurchaseCommon Stock 1,000 $15.20 $15,198.60
Disclosure

SEC source: 0001140361-17-021895 · doc1.xml · nonDerivative · entry 3

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 84,850

F4 · price: This transaction was executed in multiple trades at prices ranging from $15.190 to $15.200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
May 16, 2017 Filed May 18, 2017 12:08 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionStock Options · Derivative 1,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-021314 · doc1.xml · derivative · entry 10

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,237

Underlying: Common Stock · 1,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 12:08 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionCommon Stock 1,000 $5.46 $5,463.80
Disclosure

SEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 4

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 2,500 $15.18 $37,957.75
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 8

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 82,150

F4 · price: This transaction was executed in multiple trades at prices ranging from $15.05 to $15.350. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 27, 2017 Filed Apr 10, 2017 09:52 UTC Exercise / conversionStock Options · Derivative 8,236 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-015292 · doc1.xml · derivative · entry 5

BURRITT CHRIS R · CIK 0001214094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,236 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Apr 10, 2017 09:52 UTC Exercise / conversionCommon Stock 8,236 $5.46 $44,999.86
Disclosure

SEC source: 0001140361-17-015292 · doc1.xml · nonDerivative · entry 2

BURRITT CHRIS R · CIK 0001214094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 20:11 UTC
Dowd James A.EVP and CFO
OtherCommon Stock 11,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 4

Dowd James A. · CIK 0001214089 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F4 · price: Discontinued trusteeship over shares associated with deceased parent's trust.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 20:11 UTC
Dowd James A.EVP and CFO
OtherCommon Stock 2,836 $15.09 $42,795.24
Disclosure

SEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 2

Dowd James A. · CIK 0001214089 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217

Read SEC document
February 01, 2017 Filed Feb 21, 2017 10:54 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-008244 · doc1.xml · derivative · entry 8

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Underlying: Common Stock · 2,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Stock options vest at a rate of 20% per year commencing on June 23, 2012

Read SEC document
February 01, 2017 Filed Feb 21, 2017 10:54 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionCommon Stock 2,000 $5.46 $10,927.60
Disclosure

SEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 3

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed May 18, 2017 12:08 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionStock Options · Derivative 2,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-17-021314 · doc1.xml · derivative · entry 9

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Underlying: Common Stock · 2,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Stock options vest at a rate of 20% per year commencing on June 23, 2012

Read SEC document
February 01, 2017 Filed May 18, 2017 12:08 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionCommon Stock 2,000 $5.46 $10,927.60
Disclosure

SEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 3

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 11:56 UTC Exercise / conversionStock Options · Derivative 7,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001140361-16-087175 · doc1.xml · derivative · entry 6

TASCARELLA RONALD · CIK 0001244586 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

Underlying: Common Stock · 7,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Stock options vest at a rate of 20% per year commencing on June 23, 2012

Read SEC document
November 17, 2016 Filed Nov 18, 2016 11:56 UTC Exercise / conversionCommon Stock 7,000 $5.46 $38,246.60
Disclosure

SEC source: 0001140361-16-087175 · doc1.xml · nonDerivative · entry 2

TASCARELLA RONALD · CIK 0001244586 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 15:37 UTC
Rusnak WalterVice President Finance
PurchaseCommon Stock 2,000 $12.09 $24,180.00
Disclosure

SEC source: 0001140361-16-087160 · doc1.xml · nonDerivative · entry 6

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,000

Read SEC document
September 23, 2016 Filed Sep 26, 2016 10:56 UTC PurchaseCommon Stock 300 $12.34 $3,702.00
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · nonDerivative · entry 7

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 79,650

Read SEC document
September 23, 2016 Filed Sep 26, 2016 10:56 UTC PurchaseCommon Stock 700 $12.35 $8,645.00
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · nonDerivative · entry 6

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 79,350

Read SEC document
September 23, 2016 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 300 $12.34 $3,702.00
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 7

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 79,650

Read SEC document
September 23, 2016 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 700 $12.35 $8,645.00
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 6

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 79,350

Read SEC document
September 16, 2016 Filed Sep 26, 2016 10:56 UTC PurchaseCommon Stock 989 $12.05 $11,917.45
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · nonDerivative · entry 5

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 78,650

Read SEC document
September 16, 2016 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 989 $12.05 $11,917.45
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 5

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 78,650

Read SEC document
September 12, 2016 Filed Sep 26, 2016 10:56 UTC PurchaseCommon Stock 11 $12.05 $132.55
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · nonDerivative · entry 4

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 77,661

Read SEC document
September 12, 2016 Filed May 19, 2017 13:00 UTC PurchaseCommon Stock 11 $12.05 $132.55
Disclosure

SEC source: 0001140361-17-021486 · doc1.xml · nonDerivative · entry 4

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By POA

Disclosed balance after: 77,661

Read SEC document
August 30, 2016 Filed Nov 18, 2016 15:37 UTC
Rusnak WalterVice President Finance
PurchaseCommon Stock 1,000 $12.08 $12,080.00
Disclosure

SEC source: 0001140361-16-087160 · doc1.xml · nonDerivative · entry 5

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 8,000

Read SEC document
August 24, 2016 Filed Nov 18, 2016 15:37 UTC
Rusnak WalterVice President Finance
PurchaseCommon Stock 1,000 $12.24 $12,236.00
Disclosure

SEC source: 0001140361-16-087160 · doc1.xml · nonDerivative · entry 4

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,000

Read SEC document
August 12, 2016 Filed Nov 18, 2016 15:37 UTC
Rusnak WalterVice President Finance
PurchaseCommon Stock 510 $12.21 $6,224.55
Disclosure

SEC source: 0001140361-16-087160 · doc1.xml · nonDerivative · entry 3

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,000

Read SEC document
August 12, 2016 Filed Nov 18, 2016 15:37 UTC
Rusnak WalterVice President Finance
PurchaseCommon Stock 490 $12.25 $6,002.50
Disclosure

SEC source: 0001140361-16-087160 · doc1.xml · nonDerivative · entry 2

Rusnak Walter · CIK 0001679604 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,490

Read SEC document
May 13, 2016 Filed Feb 21, 2017 10:54 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionCommon Stock 1,000 $5.46 $5,463.80
Disclosure

SEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 2

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2016 Filed May 18, 2017 12:08 UTC
MERVINE EDWARDSVP and General Counsel
Exercise / conversionCommon Stock 1,000 $5.46 $5,463.80
Disclosure

SEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 2

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2016 Filed Sep 26, 2016 10:56 UTC GrantStock Options · Derivative 8,787 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · derivative · entry 9

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,023

Underlying: Common Stock · 8,787 shares

Expires 2026-05-06

F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Sep 26, 2016 10:56 UTC GrantCommon Stock 3,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-080675 · doc1.xml · nonDerivative · entry 1

JOYCE GEORGE P · CIK 0001214100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,779

F1 · shares: Shares of restricted stock vest at a rate of 20% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Nov 18, 2016 11:56 UTC GrantStock Options · Derivative 15,816 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001140361-16-087175 · doc1.xml · derivative · entry 7

TASCARELLA RONALD · CIK 0001244586 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,817

Underlying: Common Stock · 15,816 shares

Expires 2026-05-06

F2 · shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Nov 18, 2016 11:56 UTC GrantCommon Stock 7,381 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087175 · doc1.xml · nonDerivative · entry 1

TASCARELLA RONALD · CIK 0001244586 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,336

F1 · shares: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Feb 21, 2017 10:54 UTC
MERVINE EDWARDSVP and General Counsel
GrantStock Options · Derivative 15,816 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001140361-17-008244 · doc1.xml · derivative · entry 7

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,816

Underlying: Common Stock · 15,816 shares

Expires 2026-05-06

F2 · derivative.underlying_shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Feb 21, 2017 10:54 UTC
MERVINE EDWARDSVP and General Counsel
GrantCommon Stock 7,381 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 1

MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441

F1 · shares: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Feb 23, 2017 20:11 UTC
Dowd James A.EVP and CFO
GrantStock Options · Derivative 15,816 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001140361-17-008808 · doc1.xml · derivative · entry 7

Dowd James A. · CIK 0001214089 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,816

Underlying: Common Stock · 15,816 shares

Expires 2026-05-06

F2 · derivative.underlying_shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

Read SEC document
May 06, 2016 Filed Feb 23, 2017 20:11 UTC
Dowd James A.EVP and CFO
GrantCommon Stock 7,381 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008808 · doc1.xml · nonDerivative · entry 1

Dowd James A. · CIK 0001214089 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,381

F1 · balance_after: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.

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May 06, 2016 Filed Apr 10, 2017 09:52 UTC GrantStock Options · Derivative 8,787 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001140361-17-015292 · doc1.xml · derivative · entry 4

BURRITT CHRIS R · CIK 0001214094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787

Underlying: Common Stock · 8,787 shares

Expires 2026-05-06

F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on May 6, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.