Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pathfinder Bancorp, Inc.
Report date August 01, 2018 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,441 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,441 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 9,824 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,824 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 4,981 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,981 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) | 10,790 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,790 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 15,816 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,816 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2021-06-23 | Direct | 11,879 |
Reported balance
Holding disclosure · report date 2018-08-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 11,879 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 8, 2018 10:41 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-028503 · doc4.xml · derivative · entry 7 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,879 Underlying: Common Stock · 1,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 8, 2018 10:41 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,000 | $15.48 | $15,476.00 |
DisclosureSEC source: 0001209191-18-028503 · doc4.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 8, 2018 10:41 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,000 | $5.46 | $5,463.80 |
DisclosureSEC source: 0001209191-18-028503 · doc4.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 09:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 1,004 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-019485 · doc4.xml · derivative · entry 3 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,879 Underlying: Common Stock · 1,004 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 09:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,004 | $15.45 | $15,511.80 |
DisclosureSEC source: 0001209191-18-019485 · doc4.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 09:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,004 | $5.46 | $5,485.66 |
DisclosureSEC source: 0001209191-18-019485 · doc4.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 13:33 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 1,854 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-018750 · doc4.xml · derivative · entry 3 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,883 Underlying: Common Stock · 1,854 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 13:33 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,854 | $15.59 | $28,906.08 |
DisclosureSEC source: 0001209191-18-018750 · doc4.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $15.45 to $15.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 13:33 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,854 | $5.46 | $10,129.89 |
DisclosureSEC source: 0001209191-18-018750 · doc4.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 11:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,500 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-18-010260 · doc4.xml · derivative · entry 3 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,737 Underlying: Common Stock · 2,500 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 11:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,500 | $15.26 | $38,150.00 |
DisclosureSEC source: 0001209191-18-010260 · doc4.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 11:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,500 | $5.46 | $13,659.50 |
DisclosureSEC source: 0001209191-18-010260 · doc4.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · derivative · entry 10 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,237 Underlying: Common Stock · 1,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,000 | $5.46 | $5,463.80 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 4 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 21, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001140361-17-008244 · doc1.xml · derivative · entry 8 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,237 Underlying: Common Stock · 2,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Stock options vest at a rate of 20% per year commencing on June 23, 2012 Read SEC document |
| February 01, 2017 Filed Feb 21, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,000 | $5.46 | $10,927.60 |
DisclosureSEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 3 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · derivative · entry 9 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,237 Underlying: Common Stock · 2,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Stock options vest at a rate of 20% per year commencing on June 23, 2012 Read SEC document |
| February 01, 2017 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,000 | $5.46 | $10,927.60 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 3 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2016 Filed Feb 21, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,000 | $5.46 | $5,463.80 |
DisclosureSEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2016 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 1,000 | $5.46 | $5,463.80 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 2 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2016 Filed Feb 21, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 15,816 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001140361-17-008244 · doc1.xml · derivative · entry 7 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816 Underlying: Common Stock · 15,816 shares Expires 2026-05-06 F2 · derivative.underlying_shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
| May 06, 2016 Filed Feb 21, 2017 10:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 7,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008244 · doc1.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441 F1 · shares: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
| May 06, 2016 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 15,816 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · derivative · entry 8 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,816 Underlying: Common Stock · 15,816 shares Expires 2026-05-06 F2 · derivative.underlying_shares: Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
| May 06, 2016 Filed May 18, 2017 12:08 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 7,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021314 · doc1.xml · nonDerivative · entry 1 MERVINE EDWARD · CIK 0001214087 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441 F1 · shares: Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.