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Nasdaq · USD

OUST

Ouster, Inc.

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Tapewire entity
4380
SEC CIK
0001816581
Parsed reports
323

Last 12 months

Inside the activity.

3 purchase rows · 68 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202506
Jan 202601
Feb 202600
Mar 202616
Apr 2026010
May 2026224
Jun 202607
Jul 202600
Aug 202607
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2024 Filed Apr 2, 2024 01:49 UTC
Pacala Charles AngusDirector · President and CEO
GrantCommon Stock 138,478 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039732 · ownership.xml · nonDerivative · entry 1

Pacala Charles Angus · CIK 0001848817 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,859

F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:48 UTC
SPENCER DARIENChief Operating Officer
GrantCommon Stock 60,930 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039731 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,803

F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

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March 28, 2024 Filed Apr 2, 2024 01:46 UTC
Frichtl MarkChief Technology Officer
GrantCommon Stock 92,319 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039729 · ownership.xml · nonDerivative · entry 1

Frichtl Mark · CIK 0001847596 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,076

F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · balance_after: Includes 3,000 shares of common stock acquired by the Reporting Person on November 15, 2023, pursuant to the Company's 2022 Employee Stock Purchase Plan.

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March 28, 2024 Filed Apr 2, 2024 01:45 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 83,087 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-039728 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,790

F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 20:30 UTC
Chung MeganGeneral Counsel and Secretary
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040233 · ownership.xml · nonDerivative · entry 2

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,742

F2 · shares: Represents an award of restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of the Company common stock. The RSUs vested in full on March 28, 2024.

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March 28, 2024 Filed Apr 2, 2024 20:30 UTC
Chung MeganGeneral Counsel and Secretary
GrantCommon Stock 60,930 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040233 · ownership.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,742

F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 22:31 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 286 $4.84 $1,384.24
Disclosure

SEC source: 0000950170-24-033766 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,873

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 01:39 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 4,655 $5.13 $23,873.63
Disclosure

SEC source: 0000950170-24-031096 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,159

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.0801 to $5.1312, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 01:36 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 3,079 $5.13 $15,791.27
Disclosure

SEC source: 0000950170-24-031092 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,703

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.0850 to $5.1312, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 01:35 UTC
Chung MeganGeneral Counsel and Secretary
SaleCommon Stock 3,200 $5.13 $16,411.52
Disclosure

SEC source: 0000950170-24-031091 · ownership.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,812

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.0801 to $5.1312, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:21 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 597 $5.43 $3,241.71
Disclosure

SEC source: 0000950170-24-024854 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,782

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:21 UTC GrantCommon Stock 1,772 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-003452 · ownership.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,408

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Program.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 23:19 UTC GrantCommon Stock 4,922 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-003450 · ownership.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,080

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Program.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:15 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 241 $6.85 $1,650.85
Disclosure

SEC source: 0000950170-23-071492 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,814

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 21:10 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 3,726 $5.98 $22,290.42
Disclosure

SEC source: 0000950170-23-070025 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,055

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 21:10 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 2,462 $5.98 $14,728.67
Disclosure

SEC source: 0000950170-23-070030 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,379

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 21:10 UTC
Chung MeganGeneral Counsel and Secretary
SaleCommon Stock 2,563 $5.98 $15,332.89
Disclosure

SEC source: 0000950170-23-070024 · ownership.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,012

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 22:37 UTC PurchaseCommon Stock 10,000 $5.24 $52,402.00
Disclosure

SEC source: 0000950170-23-067085 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.22 to $5.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 22:39 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 504 $5.26 $2,651.04
Disclosure

SEC source: 0000950170-23-067089 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,841

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · balance_after: Includes 3,000 shares of common stock acquired by the Reporting Person on November 15, 2023, pursuant to the Company's 2022 Employee Stock Purchase Plan.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:47 UTC PurchaseCommon Stock 7,000 $5.29 $37,011.80
Disclosure

SEC source: 0000950170-23-064545 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,924

Read SEC document
October 05, 2023 Filed Oct 10, 2023 16:05 UTC GrantCommon Stock 2,214 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-052622 · ownership.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,636

F1 · shares: on stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Program..

Read SEC document
October 05, 2023 Filed Oct 10, 2023 20:05 UTC GrantCommon Stock 6,151 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-052623 · ownership.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,158

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Program.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:05 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 243 $4.65 $1,129.95
Disclosure

SEC source: 0000950170-23-048772 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,781

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.645 to $4.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 12:04 UTC PurchaseCommon Stock 10,000 $4.68 $46,795.00
Disclosure

SEC source: 0000950170-23-048655 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.67 to $4.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 22:19 UTC
Chung MeganGeneral Counsel and Secretary
SaleCommon Stock 2,614 $4.81 $12,572.29
Disclosure

SEC source: 0000950170-23-048000 · ownership.xml · nonDerivative · entry 1

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,575

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.7318 to $4.811019, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 22:12 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 3,802 $4.81 $18,285.72
Disclosure

SEC source: 0000950170-23-047995 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,024

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.7317 to $4.811019, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 22:06 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 2,514 $4.81 $12,090.83
Disclosure

SEC source: 0000950170-23-047992 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,345

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.7316 to $4.811019, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:30 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 504 $5.60 $2,822.40
Disclosure

SEC source: 0000950170-23-045458 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,859

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 22:07 UTC PurchaseCommon Stock 40,000 $5.75 $230,040.00
Disclosure

SEC source: 0000950170-23-044835 · ownership.xml · nonDerivative · entry 2

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.76 to $5.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 22:07 UTC PurchaseCommon Stock 1,600 $6.20 $9,920.00
Disclosure

SEC source: 0000950170-23-044835 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,089

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:06 UTC PurchaseCommon Stock 30,000 $5.89 $176,628.00
Disclosure

SEC source: 0000950170-23-044374 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.7898 to $5.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:30 UTC PurchaseCommon Stock 7,000 $6.02 $42,140.00
Disclosure

SEC source: 0000950170-23-043921 · ownership.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,924

Read SEC document
August 17, 2023 Filed Aug 18, 2023 00:55 UTC
Dickerman NathanPresident of Field Operations
SaleCommon Stock 9,018 $6.23 $56,217.31
Disclosure

SEC source: 0000950170-23-043326 · ownership.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,069

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.13 to $6.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 17:38 UTC SaleCommon Stock 14,039 $6.54 $91,815.06
Disclosure

SEC source: 0001209191-23-046386 · doc4.xml · nonDerivative · entry 2

Kantheti Krishna · CIK 0001848814 · 10% owner

Banyan Venture Holdings LLC · CIK 0001850555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Banyan Venture Holdings LLC

Disclosed balance after: 2,443,226

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.50 to $6.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Kantheti is a Manager of Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti may be deemed to beneficially own the securities held by Banyan. Mr. Kantheti disclaims beneficial ownership of the securities held by Banyan except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 17:38 UTC SaleCommon Stock 100,000 $6.79 $679,000.00
Disclosure

SEC source: 0001209191-23-046386 · doc4.xml · nonDerivative · entry 1

Kantheti Krishna · CIK 0001848814 · 10% owner

Banyan Venture Holdings LLC · CIK 0001850555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Banyan Venture Holdings LLC

Disclosed balance after: 2,457,265

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.62 to $7.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Reflects the Issuer's 1-for-10 reverse stock split effected on April 20, 2023.

F3 · ownership.nature: Mr. Kantheti is a Manager of Banyan Venture Holdings LLC ("Banyan"). As a result, Mr. Kantheti may be deemed to beneficially own the securities held by Banyan. Mr. Kantheti disclaims beneficial ownership of the securities held by Banyan except to the extent of his pecuniary interest therein.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 18:09 UTC GrantCommon Stock 1,909 $5.41 $10,327.69
Disclosure

SEC source: 0000950170-23-032292 · ownership.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,422

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 22:09 UTC GrantCommon Stock 5,304 $5.41 $28,694.64
Disclosure

SEC source: 0000950170-23-032293 · ownership.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,007

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 23:19 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 241 $5.82 $1,402.62
Disclosure

SEC source: 0000950170-23-029008 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,826

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:46 UTC
Dickerman NathanPresident of Field Operations
SaleCommon Stock 3,880 $5.66 $21,966.23
Disclosure

SEC source: 0000950170-23-028080 · ownership.xml · nonDerivative · entry 1

Dickerman Nathan · CIK 0001857912 · President of Field Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,087

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

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June 12, 2023 Filed Jun 15, 2023 01:46 UTC
SPENCER DARIENChief Operating Officer
SaleCommon Stock 3,696 $5.66 $20,924.53
Disclosure

SEC source: 0000950170-23-028079 · ownership.xml · nonDerivative · entry 1

SPENCER DARIEN · CIK 0001226378 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,067

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

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June 12, 2023 Filed Jun 15, 2023 01:45 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 2,462 $5.66 $13,938.37
Disclosure

SEC source: 0000950170-23-028078 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,363

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

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June 12, 2023 Filed Jun 15, 2023 01:45 UTC
Chung MeganGeneral Counsel and Secretary
SaleCommon Stock 2,503 $5.66 $14,170.48
Disclosure

SEC source: 0000950170-23-028077 · ownership.xml · nonDerivative · entry 2

Chung Megan · CIK 0001966411 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,189

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf.

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May 30, 2023 Filed May 31, 2023 20:13 UTC
WEINSWIG MARKChief Financial Officer
SaleCommon Stock 8,203 $6.59 $54,057.77
Disclosure

SEC source: 0000950170-23-025333 · ownership.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,825

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of shares of common stock subject to time-based restrictions on transfer ("RSAs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSA agreement.

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May 23, 2023 Filed May 24, 2023 00:22 UTC PurchaseCommon Stock 11,000 $6.31 $69,410.00
Disclosure

SEC source: 0000950170-23-023716 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,489

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May 16, 2023 Filed May 18, 2023 20:06 UTC PurchaseCommon Stock 20,000 $5.83 $116,600.00
Disclosure

SEC source: 0000950170-23-023025 · ownership.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,489

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May 16, 2023 Filed May 18, 2023 22:21 UTC Amendment
Frichtl MarkChief Technology Officer
PurchaseCommon Stock 25,700 $5.84 $150,167.67
Disclosure

SEC source: 0000950170-23-023124 · ownership.xml · nonDerivative · entry 1

Frichtl Mark · CIK 0001847596 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,757

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.66 to $6.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 443 and 750 shares of common stock acquired by the Reporting Person on November 15, 2022 and May 15, 2023, respectively, pursuant to the Company's 2022 Employee Stock Purchase Plan.

F3 · balance_after: This amended Form 4 is being filed to correct the prior erroneous filing, which was not authorized by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 20:05 UTC
Pacala Charles AngusDirector · President and CEO
PurchaseCommon stock 86,300 $5.81 $501,006.02
Disclosure

SEC source: 0000950170-23-023018 · ownership.xml · nonDerivative · entry 1

Pacala Charles Angus · CIK 0001848817 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,381

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.505 to $6.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 16, 2023 Filed May 18, 2023 20:05 UTC
Frichtl MarkChief Technology Officer
PurchaseCommon Stock 25,700 $5.84 $150,088.00
Disclosure

SEC source: 0000950170-23-023017 · ownership.xml · nonDerivative · entry 1

Frichtl Mark · CIK 0001847596 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,749,512

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.66 to $6.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 4,426 and 750 shares of common stock acquired by the Reporting Person on November 15, 2022 and May 15, 2023, respectively, pursuant to the Company's 2022 Employee Stock Purchase Plan.

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April 05, 2023 Filed Apr 14, 2023 16:05 UTC GrantCommon Stock 4,748 $0.95 $4,500.15
Disclosure

SEC source: 0000950170-23-012874 · ownership.xml · nonDerivative · entry 1

Radstrom Karin · CIK 0001886168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,712

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

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April 05, 2023 Filed Apr 14, 2023 20:06 UTC GrantCommon Stock 8,045 $0.95 $7,625.05
Disclosure

SEC source: 0000950170-23-012877 · ownership.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,146

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.