OTIS

SEC source: 0001062993-22-013288 · form4.xml · derivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,040.753

Underlying: Common Stock · 2,686.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 6

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

Underlying: Common Stock · 3,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002905 · form4.xml · derivative · entry 11

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F5 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

F5 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002905 · form4.xml · derivative · entry 10

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002905 · form4.xml · derivative · entry 9

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002914 · form4.xml · derivative · entry 8

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002914 · form4.xml · derivative · entry 7

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002908 · form4.xml · derivative · entry 6

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002908 · form4.xml · derivative · entry 5

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002916 · form4.xml · derivative · entry 8

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002916 · form4.xml · derivative · entry 7

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,632

Underlying: Common Stock · 1,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002922 · form4.xml · derivative · entry 11

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F5 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

F5 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002922 · form4.xml · derivative · entry 10

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002922 · form4.xml · derivative · entry 9

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

Underlying: Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002912 · form4.xml · derivative · entry 8

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002912 · form4.xml · derivative · entry 7

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,039

Underlying: Common Stock · 11,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002907 · form4.xml · derivative · entry 8

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F5 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

F5 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002907 · form4.xml · derivative · entry 7

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.

SEC source: 0001062993-22-002907 · form4.xml · derivative · entry 6

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Underlying: Common Stock · 1,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002919 · form4.xml · derivative · entry 7

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002919 · form4.xml · derivative · entry 6

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F3 · derivative.exercise_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

F3 · derivative.expiration_date: These RSUs, which were granted when the reporting person served as the issuer's Executive Chair, fully vested when the reporting person's employment with the issuer ceased. The reporting person continues to serve on the issuer's Board as a non-employee director. The RSUs included the right to right dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 4

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,984

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 3

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 2

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,706

SEC source: 0001062993-22-002919 · form4.xml · nonDerivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 5

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,615

Underlying: Common Stock · 37,615 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002910 · form4.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282

Underlying: Common Stock · 9,282 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002903 · form4.xml · derivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,046

Underlying: Common Stock · 15,046 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002903 · form4.xml · derivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713

Underlying: Common Stock · 3,713 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.

SEC source: 0001062993-22-002905 · form4.xml · derivative · entry 8

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002905 · form4.xml · derivative · entry 7

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002914 · form4.xml · derivative · entry 6

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002914 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · Pres, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002908 · form4.xml · derivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002908 · form4.xml · derivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002916 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,454

Underlying: Common Stock · 17,454 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002916 · form4.xml · derivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,307

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002922 · form4.xml · derivative · entry 8

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Underlying: Common Stock · 4,213 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002922 · form4.xml · derivative · entry 7

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 1,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002912 · form4.xml · derivative · entry 6

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,336

Underlying: Common Stock · 120,366 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002912 · form4.xml · derivative · entry 5

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,702

Underlying: Common Stock · 29,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002907 · form4.xml · derivative · entry 5

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2032-02-02

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-22-002907 · form4.xml · derivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis.

F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

SEC source: 0001062993-21-013015 · form4.xml · derivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. These RSUs, which accumulated dividend equivalents, have now fully vested.

F2 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on December 15, 2017. These RSUs, which accumulated dividend equivalents, have now fully vested.

SEC source: 0001062993-21-013015 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

SEC source: 0001062993-21-013015 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012012 · form4.xml · derivative · entry 4

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,212

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

SEC source: 0001062993-21-012012 · form4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

SEC source: 0001062993-21-012012 · form4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-012010 · form4.xml · derivative · entry 3

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070

Underlying: Common Stock · 87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer.

F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.

F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents.