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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2024 Filed Feb 6, 2024 21:44 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionCommon Stock 647 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002085 · form4.xml · nonDerivative · entry 3

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 1,589 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · derivative · entry 6

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 461 $90.89 $41,900.29
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,349

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 1,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:45 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 1,741 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002087 · form4.xml · derivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:45 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002087 · form4.xml · nonDerivative · entry 2

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · derivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 497 $90.89 $45,172.33
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,094

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 402 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · derivative · entry 6

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Tax withholdingCommon Stock 117 $90.89 $10,634.13
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 4

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionCommon Stock 402 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 3

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 11,363 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · derivative · entry 7

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 5,141 $90.89 $467,265.49
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 4

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,782

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 11,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 3

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · derivative · entry 6

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:46 UTC Tax withholdingCommon Stock 204 $90.89 $18,541.56
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 4

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,356

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:46 UTC Exercise / conversionCommon Stock 573 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 3

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:43 UTC
Loh SallyPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002084 · form4.xml · derivative · entry 3

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:43 UTC
Loh SallyPresident, Otis China
Exercise / conversionCommon Stock 282 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002084 · form4.xml · nonDerivative · entry 1

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:44 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionRestricted Stock Units · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002085 · form4.xml · derivative · entry 5

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:44 UTC
Green NeilEVP and Chief Digital Officer
Tax withholdingCommon Stock 202 $90.97 $18,375.94
Disclosure

SEC source: 0001062993-24-002085 · form4.xml · nonDerivative · entry 2

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:44 UTC
Green NeilEVP and Chief Digital Officer
Exercise / conversionCommon Stock 569 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002085 · form4.xml · nonDerivative · entry 1

Green Neil · CIK 0001875993 · EVP and Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:47 UTC
Luersman AbbeEVP & CPO
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002092 · form4.xml · derivative · entry 3

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,282

Underlying: Common Stock · 1,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:47 UTC
Luersman AbbeEVP & CPO
Tax withholdingCommon Stock 444 $90.97 $40,390.68
Disclosure

SEC source: 0001062993-24-002092 · form4.xml · nonDerivative · entry 2

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,294

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:47 UTC
Luersman AbbeEVP & CPO
Exercise / conversionCommon Stock 1,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002092 · form4.xml · nonDerivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 1,382 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · derivative · entry 5

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260

Underlying: Common Stock · 1,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 402 $90.97 $36,569.94
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,221

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:45 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 1,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002089 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:45 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002087 · form4.xml · derivative · entry 3

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 16:45 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002087 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,477 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · derivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 525 $90.97 $47,759.25
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,879

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February 03, 2024 Filed Feb 6, 2024 21:47 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

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February 03, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · derivative · entry 5

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363

Underlying: Common Stock · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

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February 03, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Tax withholdingCommon Stock 130 $90.97 $11,826.10
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224

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February 03, 2024 Filed Feb 6, 2024 16:49 UTC
Ryan Michael PatrickSVP, CAO & Controller
Exercise / conversionCommon Stock 354 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

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February 03, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 10,202 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · derivative · entry 6

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,211

Underlying: Common Stock · 10,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

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February 03, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 3,107 $90.97 $282,643.79
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 2

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,560

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February 03, 2024 Filed Feb 6, 2024 21:50 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 10,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · derivative · entry 5

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465

Underlying: Common Stock · 457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

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February 03, 2024 Filed Feb 6, 2024 21:46 UTC Tax withholdingCommon Stock 163 $90.97 $14,828.11
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 2

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,987

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February 03, 2024 Filed Feb 6, 2024 21:46 UTC Exercise / conversionCommon Stock 457 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 1

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 17:26 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionRestricted Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020699 · form4.xml · derivative · entry 3

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Stock · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the rights to receive dividend equivalents that are credited as additional RSUs.

F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs were awarded on February 3, 2022.

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November 10, 2023 Filed Nov 13, 2023 17:26 UTC
Zheng PeimingEVP, Chief Product, Delivery
Tax withholdingCommon Stock 116 $82.03 $9,515.48
Disclosure

SEC source: 0001062993-23-020699 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,241

Read SEC document
November 10, 2023 Filed Nov 13, 2023 17:26 UTC
Zheng PeimingEVP, Chief Product, Delivery
Exercise / conversionCommon Stock 116 $82.03 $9,515.48
Disclosure

SEC source: 0001062993-23-020699 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 22:01 UTC
Embree Tracy APresident, Otis Americas
GrantRestricted Stock Units · Derivative 44,496 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020064 · form4.xml · derivative · entry 3

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,496

Underlying: Common Stock · 44,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date.

F3 · derivative.expiration_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date.

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November 01, 2023 Filed Nov 2, 2023 22:01 UTC
Embree Tracy APresident, Otis Americas
GrantStock Appreciation Rights · Derivative 25,736 $0.00 Strike: $76.81 $0.00
Disclosure

SEC source: 0001062993-23-020064 · form4.xml · derivative · entry 2

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,736

Underlying: Common Stock · 25,736 shares

Expires 2033-10-31

F2 · derivative.exercise_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

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November 01, 2023 Filed Nov 2, 2023 22:01 UTC
Embree Tracy APresident, Otis Americas
GrantRestricted Stock Units · Derivative 7,946 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020064 · form4.xml · derivative · entry 1

Embree Tracy A · CIK 0001629977 · President, Otis Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,946

Underlying: Common Stock · 7,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

F2 · derivative.expiration_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

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November 01, 2023 Filed Nov 2, 2023 18:02 UTC
Minarro Viseras EnriquePresident, Otis EMEA
GrantRestricted Stock Units · Derivative 32,609 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020065 · form4.xml · derivative · entry 3

Minarro Viseras Enrique · CIK 0001705737 · President, Otis EMEA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,609

Underlying: Common Stock · 32,609 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date.

F3 · derivative.expiration_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.