Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 19, 2020 00:35 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,787 | $2.73 | $7,608.51 |
DisclosureSEC source: 0001209191-20-010385 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,450 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 2,787 shares of common stock on the net stock issuance of 4,167 shares of common stock. The reporting person forfeited 1,380 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:37 UTC |
Reardon James MPresident, CDI
|
Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010301 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:37 UTC |
Reardon James MPresident, CDI
|
Tax withholdingCommon Stock | 726 | $2.73 | $1,981.98 |
DisclosureSEC source: 0001209191-20-010301 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,911 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 726 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 107 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · derivative · entry 4 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,169 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 1,211 | $2.73 | $3,306.03 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,974 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,211 shares of common stock on the net stock issuance of 1,667 shares of common stock. The reporting person forfeited 456 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:32 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 667 | $2.73 | $1,820.91 |
DisclosureSEC source: 0001209191-20-010293 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,763 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 667 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 166 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 18:50 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009416 · doc4.xml · derivative · entry 2 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 18:50 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009416 · doc4.xml · nonDerivative · entry 1 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 17:29 UTC |
RAUN DAVIDDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009360 · doc4.xml · derivative · entry 2 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 17:29 UTC |
RAUN DAVIDDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009360 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:32 UTC |
Sentovich Kimberly C.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009364 · doc4.xml · derivative · entry 2 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:32 UTC |
Sentovich Kimberly C.Director
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009364 · doc4.xml · nonDerivative · entry 1 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:23 UTC |
REARDON JOHN RALPHDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009843 · doc4.xml · derivative · entry 2 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F3 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:23 UTC |
REARDON JOHN RALPHDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009843 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 74,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: Held by Reardon Family Trust dated August 31, 2011. Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 01:27 UTC |
Harrison JackDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009844 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 01:27 UTC |
Harrison JackDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009844 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 22:25 UTC |
Morrison John W Jr.Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009357 · doc4.xml · derivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 10, 2020 was $2.70. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 22:22 UTC |
Ison JamesChief Sales/Marketing Officer
|
GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009350 · doc4.xml · derivative · entry 1 Ison Jim · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 10, 2020 was $2.70. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. Read SEC document |
| December 31, 2019 Filed Feb 10, 2020 21:11 UTC |
Harrison JackDirector
|
PurchaseCommon Stock | 451 | $2.00 | $902.00 |
DisclosureSEC source: 0001209191-20-007868 · doc5.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,951 Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 20:17 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 82 | $1.80 | $147.60 |
DisclosureSEC source: 0001209191-19-060785 · doc4.xml · nonDerivative · entry 4 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 66,870 F1 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 20:17 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 191 | $1.77 | $338.07 |
DisclosureSEC source: 0001209191-19-060785 · doc4.xml · nonDerivative · entry 3 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 66,952 F1 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 18:37 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 289 | $1.73 | $499.97 |
DisclosureSEC source: 0001209191-19-060745 · doc4.xml · nonDerivative · entry 4 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,410 Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 18:37 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 1,711 | $1.72 | $2,942.92 |
DisclosureSEC source: 0001209191-19-060745 · doc4.xml · nonDerivative · entry 3 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,121 Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 18:37 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 300 | $1.71 | $513.00 |
DisclosureSEC source: 0001209191-19-060745 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,410 Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:03 UTC |
Ison JamesVP of Sales and Marketing
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,737 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-19-060629 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,618 Underlying: Common Stock · 4,737 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:03 UTC |
Ison JamesVP of Sales and Marketing
|
Exercise / conversionCommon Stock | 4,737 | $0.76 | $3,600.12 |
DisclosureSEC source: 0001209191-19-060629 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:17 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 1,000 | $1.77 | $1,770.00 |
DisclosureSEC source: 0001209191-19-060785 · doc4.xml · nonDerivative · entry 2 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 67,143 F1 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:17 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 720 | $1.76 | $1,267.20 |
DisclosureSEC source: 0001209191-19-060785 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 68,143 F1 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 18:37 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 1,000 | $1.70 | $1,700.00 |
DisclosureSEC source: 0001209191-19-060745 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,110 Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 19:47 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 100 | $1.77 | $177.11 |
DisclosureSEC source: 0001209191-19-059951 · doc4.xml · nonDerivative · entry 3 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,110 Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 19:47 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 2,400 | $1.78 | $4,274.64 |
DisclosureSEC source: 0001209191-19-059951 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,010 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 19:47 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 2,500 | $1.75 | $4,375.00 |
DisclosureSEC source: 0001209191-19-059951 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,610 Read SEC document |
| December 03, 2019 Filed Dec 3, 2019 19:44 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 3,610 | $1.80 | $6,498.00 |
DisclosureSEC source: 0001209191-19-058893 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,110 Read SEC document |
| November 27, 2019 Filed Dec 3, 2019 19:44 UTC |
RAUN DAVIDDirector
|
PurchaseCommon Stock | 1,000 | $1.86 | $1,860.00 |
DisclosureSEC source: 0001209191-19-058893 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Read SEC document |
| November 04, 2019 Filed Nov 8, 2019 22:04 UTC |
D'Amato BarbaraDirector
|
GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055846 · doc4.xml · derivative · entry 1 D'Amato Barbara · CIK 0001770648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 4, 2019, was $2.34. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:40 UTC |
Ison JamesVP of Sales and Marketing
|
Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050575 · doc4.xml · derivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,002 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F3 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:40 UTC |
Ison JamesVP of Sales and Marketing
|
Tax withholdingCommon Stock | 722 | $2.68 | $1,934.96 |
DisclosureSEC source: 0001209191-19-050575 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,359 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 722 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 111 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:44 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050580 · doc4.xml · derivative · entry 4 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On July 2, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. F5 · derivative.expiration_date: On July 2, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:44 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050580 · doc4.xml · derivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. F4 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 50,000 restricted stock units, vesting as follows: prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/3, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be September 1, 2017 to coincide with Grantee's date of hire. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:44 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,390 | $2.68 | $6,405.20 |
DisclosureSEC source: 0001209191-19-050580 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,753 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 2,390 shares of common stock on the net stock issuance of 4,167 shares of common stock. The reporting person forfeited 1,777 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 21:44 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,390 | $2.68 | $6,405.20 |
DisclosureSEC source: 0001209191-19-050580 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,363 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 2,390 shares of common stock on the net stock issuance of 4,167 shares of common stock. The reporting person forfeited 1,777 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68. Read SEC document |
| September 20, 2019 Filed Sep 25, 2019 18:10 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050728 · doc4.xml · derivative · entry 2 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner Cooper Revocable Trust dated April 25, 2001 · CIK 0001729938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/12, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/12, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service. F2 · ownership.nature: These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer. Read SEC document |
| September 20, 2019 Filed Sep 25, 2019 18:10 UTC |
Cooper Steve DDirector · President, CEO · 10% owner
|
Tax withholdingCommon Stock | 1,967 | $2.68 | $5,271.56 |
DisclosureSEC source: 0001209191-19-050728 · doc4.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · Director · President, CEO · 10% owner Cooper Revocable Trust dated April 25, 2001 · CIK 0001729938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,990,080 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,967 shares of common stock on the net stock issuance of 2,500 shares of common stock. The reporting person forfeited 533 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68. F2 · ownership.nature: These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer. Read SEC document |
| September 06, 2019 Filed Sep 17, 2019 20:33 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 10,000 | $2.46 | $24,600.00 |
DisclosureSEC source: 0001209191-19-049955 · doc4.xml · nonDerivative · entry 2 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 68,863 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.44 to $2.50 per share, inclusive. F5 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. F3 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| September 05, 2019 Filed Sep 17, 2019 20:33 UTC |
REARDON JOHN RALPHDirector
|
SaleCommon Stock | 10,000 | $2.38 | $23,800.00 |
DisclosureSEC source: 0001209191-19-049955 · doc4.xml · nonDerivative · entry 1 REARDON JOHN RALPH · CIK 0001283973 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The RTC Group, Inc. Disclosed balance after: 78,863 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.35 to $2.45 per share, inclusive. F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: Mr. Reardon has sole voting and investment control over The RTC Group, Inc. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC |
Ison JamesVP of Sales and Marketing
|
Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · derivative · entry 4 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,835 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. F5 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC |
Ison JamesVP of Sales and Marketing
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · derivative · entry 3 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC |
Ison JamesVP of Sales and Marketing
|
Tax withholdingCommon Stock | 763 | $1.65 | $1,258.95 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · nonDerivative · entry 2 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,637 F2 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 763 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 70 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 16, 2019 of $1.65. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:54 UTC |
Ison JamesVP of Sales and Marketing
|
Tax withholdingCommon Stock | 1,485 | $1.65 | $2,450.25 |
DisclosureSEC source: 0001209191-19-046891 · doc4.xml · nonDerivative · entry 1 Ison Jim · CIK 0001729652 · VP of Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,874 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,485 shares of common stock on the net stock issuance of 1,667 shares of common stock. The reporting person forfeited 182 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 16, 2019 of $1.65. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.