Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | March 17, 2022 | March 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONE STOP SYSTEMS, INC.
Report date March 17, 2022 · Filed March 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,984 |
Reported balance
After 2022-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-17 · Grant · Acquired 13,100 · Balance 71,984 F1: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. F3: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions.
F3: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2022 Filed Mar 22, 2022 01:23 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020451 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,984 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. F3 · balance_after: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:34 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock Purchase Warrant · Derivative | 19,767 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-21-048215 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 19,767 shares Expires 2024-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:34 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 19,767 | $2.15 | $42,499.05 |
DisclosureSEC source: 0001209191-21-048215 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:50 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 8,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035083 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,117 F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions. F2 · balance_after: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC as the sole manager of Jacoma Investments, LLC. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 11:00 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011131 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021. F3 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 11:00 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011131 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC as the sole manager of Jacoma Investments, LLC. Read SEC document |
| August 14, 2020 Filed Aug 20, 2020 00:11 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001209191-20-047645 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jacoma Investments, LLC Disclosed balance after: 20,451 F1 · ownership.nature: The 5,000 shares of common stock were purchased by Jacoma Investments, LLC, which is owned and controlled 100% by the reporting person. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:25 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016987 · doc4.xml · derivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS common stock on March 4, 2020 was $2.08. F2 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units vesting on February 10, 2021. F2 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units vesting on February 10, 2021. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 01:27 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009844 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 01:27 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009844 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2019 Filed Feb 10, 2020 21:11 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 451 | $2.00 | $902.00 |
DisclosureSEC source: 0001209191-20-007868 · doc5.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,951 Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 22:35 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024807 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On April 11, 2018, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. F2 · derivative.expiration_date: On April 11, 2018, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant. Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 22:35 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-024807 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 04, 2019 Filed Jun 6, 2019 17:59 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock Purchase Warrant · Derivative | 19,767 | $2.15 Strike: $2.15 | $42,499.05 |
DisclosureSEC source: 0001209191-19-034993 · doc4.xml · derivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,767 Underlying: Common Stock · 19,767 shares Expires 2024-04-04 F1 · ownership.nature: The Common Stock Purchase Warrant is held directly by Jacoma Investments, LLC and indirectly by Jack Harrison as Sole Manager of the LLC. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:53 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020877 · doc4.xml · derivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
| April 11, 2018 Filed Apr 14, 2018 00:12 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024878 · doc4.xml · derivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on April 11, 2018 was $4.17. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.