Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Globe Photos, Inc.GBPT · Entity 154995 | Director | March 10, 2019 | March 15, 2019 |
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | November 04, 2019 | November 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Globe Photos, Inc.
Report date March 10, 2019 · Filed March 15, 2019
This filing explicitly reported no securities owned.
ONE STOP SYSTEMS, INC.
Report date November 04, 2019 · Filed November 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,500 |
Reported balance
After 2019-11-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-04 · Grant · Acquired 7,500 · Balance 7,500 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 4, 2019, was $2.34. F2: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 4, 2019, was $2.34.
F2: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2019 Filed Nov 8, 2019 22:04 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055846 · doc4.xml · derivative · entry 1 D'Amato Barbara · CIK 0001770648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 4, 2019, was $2.34. F2 · derivative.exercise_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. F2 · derivative.expiration_date: Vesting date is one (1) year following the date of the Restricted Stock Unit Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.