Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ONE STOP SYSTEMS, INC.
Report date March 30, 2021 · Filed April 01, 2021
Section 16 reporting ended · disclosed 2021-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,019,312 |
Ending reported balance
After 2021-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-30 · Sale · Disposed 40,000 · Balance 1,079,312 F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2021-03-31 · Sale · Disposed 60,000 · Balance 1,019,312 F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 1, 2021 21:13 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 60,000 | $6.02 | $361,200.00 |
DisclosureSEC source: 0001209191-21-024158 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · VP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,312 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:13 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 40,000 | $5.69 | $227,600.00 |
DisclosureSEC source: 0001209191-21-024158 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · VP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,312 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013976 · doc4.xml · derivative · entry 3 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 220 | $6.17 | $1,357.40 |
DisclosureSEC source: 0001209191-21-013976 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,312 F2 · kind: The reporting person received 833 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 220 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:54 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013976 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:48 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048785 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,501 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:48 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 788 | $2.56 | $2,017.28 |
DisclosureSEC source: 0001209191-20-048785 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,699 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 788 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 45 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 26, 2020 of $2.56. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:59 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 61,723 | $2.59 | $159,862.57 |
DisclosureSEC source: 0001209191-20-048279 · doc4.xml · nonDerivative · entry 3 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,911 F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.46 to $2.64 per share, inclusive. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:59 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 11,942 | $2.47 | $29,496.74 |
DisclosureSEC source: 0001209191-20-048279 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179,634 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.37 to $2.53 per share, inclusive. F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:59 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 6,954 | $2.51 | $17,454.54 |
DisclosureSEC source: 0001209191-20-048279 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,576 Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 20:18 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 18,537 | $2.51 | $46,527.87 |
DisclosureSEC source: 0001209191-20-047920 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,530 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:18 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 844 | $2.35 | $1,983.40 |
DisclosureSEC source: 0001209191-20-047920 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,067 Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 20:57 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 20,000 | $2.11 | $42,210.00 |
DisclosureSEC source: 0001209191-20-038506 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,911 F2 · shares: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F3 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.29 per share, inclusive. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:57 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 3,519 | $2.00 | $7,038.00 |
DisclosureSEC source: 0001209191-20-038506 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,911 F1 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at $2.00 per share. F2 · shares: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 20:46 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 731 | $2.00 | $1,463.02 |
DisclosureSEC source: 0001209191-20-037286 · doc4.xml · nonDerivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,430 F2 · shares: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4. F3 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.01 per share, inclusive. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:46 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 25,750 | $1.99 | $51,172.98 |
DisclosureSEC source: 0001209191-20-037286 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,161 F1 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.01 per share, inclusive. F2 · shares: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:37 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010301 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:37 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 726 | $2.73 | $1,981.98 |
DisclosureSEC source: 0001209191-20-010301 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,911 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 726 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 107 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on February 13, 2020 of $2.73. Read SEC document |
| August 16, 2019 Filed Aug 22, 2019 00:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Unit · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047065 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 16, 2019 Filed Aug 22, 2019 00:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Tax withholdingCommon Stock | 821 | $1.65 | $1,354.65 |
DisclosureSEC source: 0001209191-19-047065 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,185 F1 · kind: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 821 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 12 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on August 12, 2019 of $1.65. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 21:14 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | SaleCommon Stock | 64,132 | $1.69 | $108,165.03 |
DisclosureSEC source: 0001209191-19-045780 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,364 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6100 to $1.7500 per share, inclusive. F2 · price: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 13, 2019 Filed Mar 21, 2019 23:24 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020856 · doc4.xml · derivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on February 13, 2019 was $2.43. F2 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F2 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| September 01, 2018 Filed Sep 6, 2018 00:13 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-18-049694 · doc4.xml · derivative · entry 2 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-08-31 F1 · derivative.exercise_date: The stock option will vest as follows: (i) 1/3 of the total shares will vest on the one (1) year anniversary of August 31, 2018 and (ii) 1/12 of the total shares will vest each quarter thereafter. Read SEC document |
| August 31, 2018 Filed Sep 6, 2018 00:13 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 1,266,364 | $3.89 | $4,926,155.96 |
DisclosureSEC source: 0001209191-18-049694 · doc4.xml · nonDerivative · entry 1 Reardon James M · CIK 0001751953 · President, CDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330,496 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.