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ONE STOP SYSTEMS, INC.

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2767
SEC CIK
0001394056
Parsed reports
310

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2021 Filed Jun 30, 2021 19:46 UTC PurchaseCommon Stock 1,000 $5.66 $5,660.00
Disclosure

SEC source: 0001209191-21-043962 · doc4.xml · nonDerivative · entry 1

Messinger Gioia · CIK 0001617998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590

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June 18, 2021 Filed Jun 22, 2021 22:31 UTC
Ison JamesChief Sales/Marketing Officer
GiftCommon Stock 3,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042506 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,334

F2 · shares: On June 18, 2021, the Reporting Person transferred 3,964 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust, of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust.

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June 18, 2021 Filed Jun 22, 2021 22:31 UTC
Ison JamesChief Sales/Marketing Officer
Tax withholdingCommon Stock 2,702 $4.87 $13,158.74
Disclosure

SEC source: 0001209191-21-042506 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,298

F1 · kind: The Reporting Person forfeited 2,702 shares of common stock upon conversion of 6,666 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

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June 18, 2021 Filed Jun 22, 2021 21:36 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 2,659 $4.87 $12,949.33
Disclosure

SEC source: 0001209191-21-042467 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,952

F1 · kind: The Reporting Person forfeited 2,659 shares of common stock upon conversion of 6,666 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.

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May 19, 2021 Filed May 21, 2021 17:56 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035046 · doc4.xml · nonDerivative · entry 1

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,866

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

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May 19, 2021 Filed May 22, 2021 01:03 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035145 · doc4.xml · nonDerivative · entry 1

Messinger Gioia · CIK 0001617998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,590

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

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May 19, 2021 Filed May 22, 2021 01:02 UTC
Ison JamesChief Sales/Marketing Officer
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035144 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Represents 55,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, certain of which restricted stock units are subject to vesting conditions.

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May 19, 2021 Filed May 21, 2021 22:55 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035086 · doc4.xml · nonDerivative · entry 1

Lowman Teresita M. · CIK 0001814953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,830

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:50 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035083 · doc4.xml · nonDerivative · entry 1

Harrison Jack · CIK 0001729604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,117

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

F2 · balance_after: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC as the sole manager of Jacoma Investments, LLC.

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May 19, 2021 Filed May 21, 2021 22:07 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035056 · doc4.xml · nonDerivative · entry 1

Matz Gregory W · CIK 0001536574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,330

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

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May 19, 2021 Filed May 21, 2021 22:11 UTC
Morrison John W Jr.Chief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035065 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,611

F1 · shares: Represents 60,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, certain of which restricted stock units are subject to vesting conditions.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:02 UTC GrantCommon Stock 8,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035048 · doc4.xml · nonDerivative · entry 1

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,166

F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions.

Read SEC document
April 11, 2021 Filed May 18, 2021 22:35 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033715 · doc4.xml · derivative · entry 3

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

Underlying: Commons Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
April 11, 2021 Filed May 18, 2021 22:35 UTC
Ison JamesChief Sales/Marketing Officer
Tax withholdingCommon Stock 234 $6.26 $1,464.84
Disclosure

SEC source: 0001209191-21-033715 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,769

F3 · kind: The reporting person received 603 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 234 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

Read SEC document
April 11, 2021 Filed May 18, 2021 22:35 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033715 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

Read SEC document
March 31, 2021 Filed Mar 31, 2021 18:50 UTC
RAUN DAVIDDirector · President and CEO
PurchaseCommon Stock 2,000 $6.07 $12,140.00
Disclosure

SEC source: 0001209191-21-023852 · doc4.xml · nonDerivative · entry 1

RAUN DAVID · CIK 0001219078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,544

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:13 UTC
Reardon James MVP of Sales
SaleCommon Stock 60,000 $6.02 $361,200.00
Disclosure

SEC source: 0001209191-21-024158 · doc4.xml · nonDerivative · entry 2

Reardon James M · CIK 0001751953 · VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019,312

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 30, 2021 Filed Mar 31, 2021 20:27 UTC PurchaseCommon Stock 2,000 $5.91 $11,820.00
Disclosure

SEC source: 0001209191-21-023777 · doc4.xml · nonDerivative · entry 1

Lowman Teresita M. · CIK 0001814953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,164

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:13 UTC
Reardon James MVP of Sales
SaleCommon Stock 40,000 $5.69 $227,600.00
Disclosure

SEC source: 0001209191-21-024158 · doc4.xml · nonDerivative · entry 1

Reardon James M · CIK 0001751953 · VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,312

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · derivative · entry 6

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · derivative · entry 5

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 914 $6.21 $5,675.94
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · nonDerivative · entry 4

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,611

F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 914 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · nonDerivative · entry 3

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Tax withholdingCommon Stock 912 $6.17 $5,627.04
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · nonDerivative · entry 2

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,025

F2 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 912 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 00:08 UTC
Morrison John W Jr.Chief Financial Officer
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013991 · doc4.xml · nonDerivative · entry 1

Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:54 UTC
Reardon James MPresident, CDI
Exercise / conversionRestricted Stock Unit · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013976 · doc4.xml · derivative · entry 3

Reardon James M · CIK 0001751953 · President, CDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F3 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:54 UTC
Reardon James MPresident, CDI
Tax withholdingCommon Stock 220 $6.17 $1,357.40
Disclosure

SEC source: 0001209191-21-013976 · doc4.xml · nonDerivative · entry 2

Reardon James M · CIK 0001751953 · President, CDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,312

F2 · kind: The reporting person received 833 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 220 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:54 UTC
Reardon James MPresident, CDI
Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013976 · doc4.xml · nonDerivative · entry 1

Reardon James M · CIK 0001751953 · President, CDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · derivative · entry 6

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · derivative · entry 5

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Tax withholdingCommon Stock 992 $6.21 $6,160.32
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 4

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,400

F4 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 992 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 3

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

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February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Tax withholdingCommon Stock 594 $6.17 $3,664.98
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 2

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,892

F3 · kind: The reporting person received 1,667 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 594 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

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February 22, 2021 Filed Feb 24, 2021 23:44 UTC
Ison JamesChief Sales/Marketing Officer
Exercise / conversionCommon Stock 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013967 · doc4.xml · nonDerivative · entry 1

Ison James · CIK 0001729652 · Chief Sales/Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.

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February 11, 2021 Filed Feb 17, 2021 06:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011126 · doc4.xml · derivative · entry 2

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

F2 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 06:00 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011126 · doc4.xml · nonDerivative · entry 1

POTASHNER KENNETH F · CIK 0001211644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 06:00 UTC
RAUN DAVIDDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011127 · doc4.xml · derivative · entry 4

RAUN DAVID · CIK 0001219078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

F3 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 06:00 UTC
RAUN DAVIDDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 8,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011127 · doc4.xml · derivative · entry 3

RAUN DAVID · CIK 0001219078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units that settled on February 11, 2021.

F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units that settled on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 06:00 UTC
RAUN DAVIDDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011127 · doc4.xml · nonDerivative · entry 2

RAUN DAVID · CIK 0001219078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 06:00 UTC
RAUN DAVIDDirector · President and CEO
Exercise / conversionCommon Stock 8,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011127 · doc4.xml · nonDerivative · entry 1

RAUN DAVID · CIK 0001219078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011128 · doc4.xml · derivative · entry 2

Lowman Teresita M. · CIK 0001814953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionCommon Stock 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011128 · doc4.xml · nonDerivative · entry 1

Lowman Teresita M. · CIK 0001814953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011131 · doc4.xml · derivative · entry 2

Harrison Jack · CIK 0001729604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

F3 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011131 · doc4.xml · nonDerivative · entry 1

Harrison Jack · CIK 0001729604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC as the sole manager of Jacoma Investments, LLC.

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February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011130 · doc4.xml · derivative · entry 2

Messinger Gioia · CIK 0001617998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionCommon Stock 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011130 · doc4.xml · nonDerivative · entry 1

Messinger Gioia · CIK 0001617998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011129 · doc4.xml · derivative · entry 2

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

F2 · derivative.expiration_date: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011129 · doc4.xml · nonDerivative · entry 1

Sentovich Kimberly C. · CIK 0001766095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011125 · doc4.xml · derivative · entry 2

Matz Gregory W · CIK 0001536574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 11:00 UTC Exercise / conversionCommon Stock 6,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011125 · doc4.xml · nonDerivative · entry 1

Matz Gregory W · CIK 0001536574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.