Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONE STOP SYSTEMS, INC.OSS · Entity 2767 | Director | July 01, 2024 | July 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONE STOP SYSTEMS, INC.
Report date July 01, 2024 · Filed July 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,690 |
Reported balance
After 2024-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 21,000 · Balance 49,690 F1: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guild Holdings Co
Report date November 28, 2025 · Filed November 28, 2025
Section 16 reporting ended · disclosed 2025-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-11-28 transaction · row 1
1 source rowRow 1 · 2025-11-28 · Disposition to issuer · Disposed 27,877 · Balance 0 F1: On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-11-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-28 · Disposition to issuer · Disposed 7,763 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. |
| Dividend Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-28 · Disposition to issuer · Disposed 98 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award.
F3: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2025 Filed Nov 28, 2025 12:17 UTC | Guild Holdings Co GHLD · Entity 72462 | Disposition to issuerDividend Equivalent Units · Derivative | 98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-116806 · tm2530679-8_4seq1.xml · derivative · entry 3 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3 · derivative.exercise_price: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3 · kind: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3 · price: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3 · derivative.exercise_date: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F3 · derivative.expiration_date: Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs. Read SEC document |
| November 28, 2025 Filed Nov 28, 2025 12:17 UTC | Guild Holdings Co GHLD · Entity 72462 | Disposition to issuerRestricted Stock Units · Derivative | 7,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-116806 · tm2530679-8_4seq1.xml · derivative · entry 2 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,763 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award. Read SEC document |
| November 28, 2025 Filed Nov 28, 2025 12:17 UTC | Guild Holdings Co GHLD · Entity 72462 | Disposition to issuerClass A Common Stock | 27,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-116806 · tm2530679-8_4seq1.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration"). Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 11:59 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-25-000097 · primary_doc.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,738 F1 · balance_after: Represents dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs. Read SEC document |
| May 27, 2025 Filed May 28, 2025 15:21 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock | 7,763 | $14.17 | $110,001.71 |
DisclosureSEC source: 0001615594-25-000081 · primary_doc.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,640 F1 · balance_after: Includes dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 19:14 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-25-000053 · primary_doc.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,877 F1 · balance_after: Represents dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs. Read SEC document |
| July 01, 2024 Filed Jul 4, 2024 00:52 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081742 · ownership.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,690 F1 · shares: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:17 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001262014-24-000001 · primary_doc.xml · nonDerivative · entry 2 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,625.12 F2 · shares: Represents dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 21:17 UTC | Guild Holdings Co GHLD · Entity 72462 | PurchaseClass A Common Stock | 589.122 | $16.12 | $9,497.00 |
DisclosureSEC source: 0001262014-24-000001 · primary_doc.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,379.122 F1 · shares: Received by reporting person as part of a broker-assisted dividend reinvestment program relating to special cash dividend. Read SEC document |
| May 08, 2024 Filed May 10, 2024 16:07 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantCommon Stock | 7,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-24-000016 · primary_doc.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,790 F1 · balance_after: Includes dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 16:18 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock, par value $0.01 per share | 463 | $11.25 | $5,208.75 |
DisclosureSEC source: 0001821160-23-000085 · wk-form4_1694463475.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,994 F1 · shares: Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023. F2 · balance_after: Includes 10,880 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock, which will vest, generally subject to continued service on the Board of Directors, on the date of the Issuer's 2024 annual shareholder meeting. Read SEC document |
| May 03, 2023 Filed May 5, 2023 17:37 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock, par value $0.01 per share | 10,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001821160-23-000044 · wf-form4_168332263123058.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,531 F1 · shares: Represents restricted stock units ("RSUs") of the Issuer granted to Ms. Messinger, as a non-employee director, on an annual basis, each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such RSUs will vest, generally subject to continued service on the Board of Directors, on the date of the following year's annual shareholder meeting. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 17:32 UTC | Guild Holdings Co GHLD · Entity 72462 | GrantClass A Common Stock, par value $0.01 per share | 8,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001821160-22-000042 · wf-form4_165705674804770.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,114 F1 · shares: Represents restricted stock units of Guild Holdings Company granted to Ms. Messinger, as a non-employee director, on a pro-rated, annual basis. Such restricted stock units will vest, generally subject to continued service on the Board of Directors, on the earlier of one year following the commencement of the vesting period or the date of the following year's annual shareholder meeting. Read SEC document |
| March 17, 2022 Filed Jun 3, 2022 21:32 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034249 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 F1 · shares: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:46 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 1,000 | $5.66 | $5,660.00 |
DisclosureSEC source: 0001209191-21-043962 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,590 Read SEC document |
| May 19, 2021 Filed May 22, 2021 01:03 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantCommon Stock | 8,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035145 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,590 F1 · shares: Represents 8,666 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, certain of which restricted stock units are subject to vesting conditions. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 11:00 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionRestricted Stock Units · Derivative | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011130 · doc4.xml · derivative · entry 2 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021. F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units that vested on February 11, 2021. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 11:00 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | Exercise / conversionCommon Stock | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011130 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:49 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | PurchaseCommon Stock | 760 | $2.50 | $1,900.00 |
DisclosureSEC source: 0001209191-20-060293 · doc4.xml · nonDerivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 00:46 UTC | ONE STOP SYSTEMS, INC. OSS · Entity 2767 | GrantRestricted Stock Unit · Derivative | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-045385 · doc4.xml · derivative · entry 1 Messinger Gioia · CIK 0001617998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,164 Underlying: Common Stock · 6,164 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. The closing price of the issuer on August 3, 2020 was $2.48 F2 · derivative.exercise_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units vesting on February 10, 2021. F2 · derivative.expiration_date: On August 3, 2020, the reporting person was granted 6,164 restricted stock units vesting on February 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.