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OSK

OSHKOSH CORP

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3573
SEC CIK
0000775158
Parsed reports
1,516

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 9, 2021 21:06 UTC
Brandt Bryan KSVP & Chief Marketing Officer
Exercise / conversionCommon Stock 2,250 $66.89 $150,502.50
Disclosure

SEC source: 0001062993-21-001067 · form4.xml · nonDerivative · entry 1

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 19:06 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionOptions · Derivative 8,450 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0001062993-21-000996 · form4.xml · derivative · entry 3

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,450 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 19:06 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
SaleCommon Stock 8,450 $96.47 $815,171.50
Disclosure

SEC source: 0001062993-21-000996 · form4.xml · nonDerivative · entry 2

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,614.562

F1 · price: Represents weighted average price. Individual sales by lot ranged from $96.45 to $96.49. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 19:06 UTC
Cortina Ignacio AEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 8,450 $66.89 $565,220.50
Disclosure

SEC source: 0001062993-21-000996 · form4.xml · nonDerivative · entry 1

Cortina Ignacio A · CIK 0001654634 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 20:53 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionOptions · Derivative 15,625 $0.00 Strike: $41.52 $0.00
Disclosure

SEC source: 0001062993-21-000835 · form4.xml · derivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 20:53 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
SaleCommon Stock 15,625 $95.00 $1,484,375.00
Disclosure

SEC source: 0001062993-21-000835 · form4.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,689.136

Read SEC document
February 02, 2021 Filed Feb 3, 2021 20:53 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 15,625 $41.52 $648,750.00
Disclosure

SEC source: 0001062993-21-000835 · form4.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,314.136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 15:08 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000869 · form4.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,450.91

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 15:37 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000871 · form4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,943.31

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 15:06 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000868 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608.45

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:35 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000867 · form4.xml · nonDerivative · entry 1

Metcalf-Kupres Kimberley · CIK 0001577394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,244.13

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:33 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000866 · form4.xml · nonDerivative · entry 1

SHIELY JOHN S · CIK 0001093033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636.39

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:28 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000865 · form4.xml · nonDerivative · entry 1

Rowland Sandra E. · CIK 0001629360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:26 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000864 · form4.xml · nonDerivative · entry 1

OMTVEDT CRAIG P · CIK 0001190594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,208.95

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:12 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000861 · form4.xml · nonDerivative · entry 1

Odierno Raymond T · CIK 0001739703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,488.54

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:07 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000860 · form4.xml · nonDerivative · entry 1

NEWLIN STEPHEN D · CIK 0001229313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,671.53

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 19:11 UTC
Jones Wilson RDirector · Chief Executive Officer
SaleCommon Stock 3,074 $93.19 $286,466.06
Disclosure

SEC source: 0001062993-21-000789 · form4.xml · nonDerivative · entry 2

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,522.163

F3 · price: Represents weighted average price. Individual sales by lot ranged from $93.00 to $93.71. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:02 UTC
McTague Emma MSVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-000840 · form4.xml · derivative · entry 1

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/1/2022.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/1/2022.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 19:11 UTC
Jones Wilson RDirector · Chief Executive Officer
SaleCommon Stock 21,926 $93.36 $2,047,011.36
Disclosure

SEC source: 0001062993-21-000789 · form4.xml · nonDerivative · entry 1

Jones Wilson R · CIK 0001446669 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,596.163

F1 · shares: Mr. Jones previously announced his retirement effective April 2, 2021.

F2 · price: Represents weighted average price. Individual sales by lot ranged from $93.00 to $94.52. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:06 UTC
Pfeifer John CPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 7.988 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000183 · edgar.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913.257

Underlying: Common Stock · 7.988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:06 UTC
Pfeifer John CPresident & COO
Tax withholdingCommon Stock 4 $80.50 $322.00
Disclosure

SEC source: 0000775158-20-000183 · edgar.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,474.293

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:06 UTC
Pfeifer John CPresident & COO
Exercise / conversionCommon Stock 7.988 $80.50 $643.03
Disclosure

SEC source: 0000775158-20-000183 · edgar.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,478.293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1.245 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · derivative · entry 9

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609.859

Underlying: Common Stock · 1.245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2.559 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · derivative · entry 8

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627.915

Underlying: Common Stock · 2.559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1.352 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · derivative · entry 7

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1.352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Tax withholdingCommon Stock 1 $80.50 $80.50
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 6

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713.99

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionCommon Stock 1.245 $80.50 $100.22
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 5

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 4

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713.745

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionCommon Stock 2.559 $80.50 $206.00
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 3

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,715.745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Tax withholdingCommon Stock 1 $80.50 $80.50
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 2

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713.186

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:05 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionCommon Stock 1.352 $80.50 $108.84
Disclosure

SEC source: 0000775158-20-000182 · edgar.xml · nonDerivative · entry 1

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2.731 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · derivative · entry 9

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338.638

Underlying: Common Stock · 2.731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3.822 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · derivative · entry 8

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937.233

Underlying: Common Stock · 3.822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2.986 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · derivative · entry 7

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2.986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 6

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839.599

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionCommon Stock 2.731 $80.50 $219.85
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 5

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841.599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 4

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,838.868

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionCommon Stock 3.822 $80.50 $307.67
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 3

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840.868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 2

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,837.046

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:04 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionCommon Stock 2.986 $80.50 $240.37
Disclosure

SEC source: 0000775158-20-000181 · edgar.xml · nonDerivative · entry 1

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839.046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionRestricted Stock Units · Derivative 2.179 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · derivative · entry 6

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067.252

Underlying: Common Stock · 2.179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionRestricted Stock Units · Derivative 2.98 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · derivative · entry 5

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731.021

Underlying: Common Stock · 2.98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Tax withholdingCommon Stock 1 $80.50 $80.50
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 4

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085.807

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionCommon Stock 2.179 $80.50 $175.41
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086.807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

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December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084.628

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:01 UTC
Hawkins Thomas PSVP, Government Relations
Exercise / conversionCommon Stock 2.98 $80.50 $239.89
Disclosure

SEC source: 0000775158-20-000180 · edgar.xml · nonDerivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086.628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.

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December 01, 2020 Filed Dec 3, 2020 20:00 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionRestricted Stock Units · Derivative 4.32 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 9

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118.24

Underlying: Common Stock · 4.32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionRestricted Stock Units · Derivative 5.965 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 8

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461.013

Underlying: Common Stock · 5.965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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December 01, 2020 Filed Dec 3, 2020 20:00 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionRestricted Stock Units · Derivative 3.946 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 7

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3.946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

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December 01, 2020 Filed Dec 3, 2020 20:00 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 3 $80.50 $241.50
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 6

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,719.055

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.