Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chemours CoCC · Entity 4420 | Director | April 26, 2017 | April 28, 2017 |
| OSHKOSH CORPOSK · Entity 3573 | Director | May 07, 2024 | May 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chemours Co
Report date April 26, 2017 · Filed April 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,142 |
Reported balance
After 2017-04-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-26 · Grant · Acquired 3,230 · Balance 42,142 F1: Restricted stock units (RSUs) that vest upon separation from service. F2: Includes directly owned shares, unvested RSUs and dividend equivalent units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) that vest upon separation from service.
F2: Includes directly owned shares, unvested RSUs and dividend equivalent units.
OSHKOSH CORP
Report date May 07, 2024 · Filed May 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,610.55 |
Reported balance
After 2024-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-07 · Grant · Acquired 1,460 · Balance 28,610.55 F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.
F2: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Univar Solutions Inc.
Report date August 01, 2023 · Filed August 03, 2023
Section 16 reporting ended · disclosed 2023-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Disposition to issuer · Disposed 134,933 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2023-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-01 · Disposition to issuer · Disposed 28,892 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-02 · Disposition to issuer · Disposed 10,394 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.73 · Expires 2027-02-02 | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-02 · Disposition to issuer · Disposed 300,000 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.82 · Expires 2028-02-07 | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-02 · Disposition to issuer · Disposed 171,210 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration").
F2: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 9, 2024 19:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009753 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,610.55 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. F2 · balance_after: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerStock Options (right to buy) · Derivative | 171,210 | $36.15 Strike: $26.82 | $6,189,241.50 |
DisclosureSEC source: 0000899243-23-017763 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,210 shares Expires 2028-02-07 F2 · deemedExecutionDate: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerStock Options (right to buy) · Derivative | 300,000 | $36.15 Strike: $28.73 | $10,845,000.00 |
DisclosureSEC source: 0000899243-23-017763 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2027-02-02 F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerDeferred Stock Units · Derivative | 10,394 | $36.15 | $375,743.10 |
DisclosureSEC source: 0000899243-23-017763 · doc4.xml · derivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,394 shares Expires not disclosed F2 · derivative.exercise_price: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). F2 · derivative.expiration_date: In accordance with the Merger Agreement, at the effective time, each deferred stock unit award and stock option ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerCommon Stock | 28,892 | $36.15 | $1,044,445.80 |
DisclosureSEC source: 0000899243-23-017763 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). F1 · price: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerCommon Stock | 134,933 | $36.15 | $4,877,827.95 |
DisclosureSEC source: 0000899243-23-017763 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). F1 · price: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). Read SEC document |
| May 03, 2023 Filed May 5, 2023 15:03 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 2,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010279 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,721.42 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 19:01 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 95.75 | $91.54 | $8,764.96 |
DisclosureSEC source: 0001062993-23-003966 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,674.42 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 17:13 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 25,000 | $35.00 | $875,000.00 |
DisclosureSEC source: 0001225208-23-001308 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,933 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionStock Options (right to buy) · Derivative | 6,970 | $32.91 Strike: $21.75 | $229,372.94 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · derivative · entry 10 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,970 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. F2 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 6,970 | $32.36 | $225,534.56 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 6 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,933 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 6,970 | $21.75 | $151,597.50 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionStock Options (right to buy) · Derivative | 50,000 | $32.36 Strike: $21.75 | $1,617,895.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · derivative · entry 9 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,970 Underlying: Common Stock · 50,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. F2 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 50,000 | $32.91 | $1,645,430.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,933 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 50,000 | $21.75 | $1,087,500.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 3 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionStock Options (right to buy) · Derivative | 50,000 | $32.01 Strike: $21.75 | $1,600,300.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · derivative · entry 8 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,970 Underlying: Common Stock · 50,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. F2 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 50,000 | $32.01 | $1,600,300.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,933 F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 17:37 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 50,000 | $21.75 | $1,087,500.00 |
DisclosureSEC source: 0001225208-22-011981 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 11, 2022. A portion of the proceeds from these sales will be used to cover the Reporting Person's tax liability arising from the option exercise. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 20:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 84.99 | $92.69 | $7,877.72 |
DisclosureSEC source: 0001062993-22-022161 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,578.67 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 89.34 | $87.81 | $7,844.95 |
DisclosureSEC source: 0001062993-22-018172 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,493.68 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:21 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 88.67 | $88.12 | $7,813.60 |
DisclosureSEC source: 0001062993-22-012590 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,404.34 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| May 05, 2022 Filed May 5, 2022 20:29 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantDeferred Stock Units · Derivative | 4,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006603 · doc4.xml · derivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,394 Underlying: Common Stock · 4,630 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: The Reporting Person has received an award of DSUs under the Company's 2020 Omnibus Equity Incentive Plan (the Plan). The DSUs become vested on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders in the year following the year of the grant date, provided that the Reporting Person continues as a director of the Company through such date and will be settled into shares of Common Stock on the earlier of (a) termination of the Reporting Person's service as director or; (b) change in control as defined in the Plan and in accordance with Section 409A of the Internal Revenue Code. F2 · derivative.expiration_date: The Reporting Person has received an award of DSUs under the Company's 2020 Omnibus Equity Incentive Plan (the Plan). The DSUs become vested on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders in the year following the year of the grant date, provided that the Reporting Person continues as a director of the Company through such date and will be settled into shares of Common Stock on the earlier of (a) termination of the Reporting Person's service as director or; (b) change in control as defined in the Plan and in accordance with Section 409A of the Internal Revenue Code. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 16:55 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 25,000 | $33.00 | $825,000.00 |
DisclosureSEC source: 0001225208-22-004866 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,933 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:32 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 9,966 | $31.00 | $308,946.00 |
DisclosureSEC source: 0001225208-22-004239 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,933 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 18:18 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 15,034 | $31.00 | $466,054.00 |
DisclosureSEC source: 0001225208-22-003734 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,899 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $31.00 to $31.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price withing the range set forth in this Footnote. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 20:53 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005296 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,315.67 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:47 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 63.2 | $115.29 | $7,286.33 |
DisclosureSEC source: 0001062993-22-004134 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965.67 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 16:47 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 2,326 | $29.00 | $67,454.00 |
DisclosureSEC source: 0001225208-22-001828 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,933 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:12 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 27,185 | $27.42 | $745,412.70 |
DisclosureSEC source: 0001225208-22-001702 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,259 F3 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of non-derivative PRSUs. No shares were sold. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:12 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantCommon Stock | 57,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001702 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,444 F1 · shares: The reported number of securities represents the settlement of the non-derivative PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 7, 2022. The non-derivative PRSUs were granted in 2019, to be earned based on performance against predetermined Adjusted EBITDA and Return-on-Investment Capital performance goals during the three year period January 1, 2019 to December 31, 2021. The award was to be earned, if at all, upon the certification of performance goal attainment by the Compensation Committee following, and subject to the Reporting Person's continued employment through, the end of the performance period. F2 · price: Each non-derivative performance restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of non-derivative PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 7, 2022. Read SEC document |
| February 06, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-7 · Derivative | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001617 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F3 · derivative.exercise_date: On February 6, 2019, the reporting person was granted 31,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F3 · derivative.expiration_date: On February 6, 2019, the reporting person was granted 31,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 06, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 3,343 | $27.31 | $91,297.33 |
DisclosureSEC source: 0001225208-22-001617 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,031 F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| February 06, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001617 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:13 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 22,674 | $29.00 | $657,546.00 |
DisclosureSEC source: 0001225208-22-000810 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,030 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 16:32 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 25,000 | $27.76 | $693,950.00 |
DisclosureSEC source: 0001225208-21-015249 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,704 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on November 17, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $27.75 to $27.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:32 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 63.19 | $115.02 | $7,268.11 |
DisclosureSEC source: 0001062993-21-011016 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,902.47 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 19:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 55.31 | $116.82 | $6,461.31 |
DisclosureSEC source: 0001062993-21-007641 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,839.28 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| May 19, 2021 Filed May 21, 2021 16:34 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 11,061 | $27.00 | $298,647.00 |
DisclosureSEC source: 0001225208-21-008411 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,704 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on February 28, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $27.00 to $27.02, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 4,529 | $27.00 | $122,283.00 |
DisclosureSEC source: 0001225208-21-008296 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,765 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on February 28, 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 9,410 | $27.00 | $254,070.00 |
DisclosureSEC source: 0001225208-21-008296 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,294 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on February 28, 2020. Read SEC document |
| May 14, 2021 Filed May 18, 2021 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 47.62 | $135.36 | $6,445.84 |
DisclosureSEC source: 0001062993-21-004797 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,783.97 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| May 11, 2021 Filed May 12, 2021 17:21 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 2,657 | $25.67 | $68,205.19 |
DisclosureSEC source: 0001225208-21-008053 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,704 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on February 28, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.48 to $25.79, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote. Read SEC document |
| May 10, 2021 Filed May 11, 2021 16:19 UTC | Univar Solutions Inc. UNVR · Entity 110826 | SaleCommon Stock | 22,343 | $25.11 | $561,032.73 |
DisclosureSEC source: 0001225208-21-007960 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,361 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into by the Reporting Person on February 28, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $25.00 to $25.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote. Read SEC document |
| May 06, 2021 Filed May 10, 2021 16:58 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantDeferred Stock Units · Derivative | 5,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007887 · doc4.xml · derivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,764 Underlying: Common Stock · 5,764 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: The Reporting Person has received an award of DSUs under the Company's 2020 Omnibus Equity Incentive Plan (the Plan). The DSUs become vested on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders in the year following the year of the grant date, provided that the Reporting Person continues as a director of the Company through such date and will be settled into shares of Common Stock on the earlier of (a) termination of the Reporting Person's service as director or; (b) change in control as defined in the Plan and in accordance with Section 409A of the Internal Revenue Code. F2 · derivative.expiration_date: The Reporting Person has received an award of DSUs under the Company's 2020 Omnibus Equity Incentive Plan (the Plan). The DSUs become vested on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders in the year following the year of the grant date, provided that the Reporting Person continues as a director of the Company through such date and will be settled into shares of Common Stock on the earlier of (a) termination of the Reporting Person's service as director or; (b) change in control as defined in the Plan and in accordance with Section 409A of the Internal Revenue Code. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 7,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003329 · doc4.xml · derivative · entry 5 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021. F3 · shares: The reported number of securities represents the settlement of the Tranche 4 2018 PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021 F1 · price: Each performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021. F4 · derivative.exercise_date: In 2018, the Reporting Person was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019 (continued in footnote 5). F5 · derivative.expiration_date: (Continued from footnote 4) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantPerformance-Based Restricted Stock Units · Derivative | 7,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003329 · doc4.xml · derivative · entry 4 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,941 Underlying: Common Stock · 7,941 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021. F3 · shares: The reported number of securities represents the settlement of the Tranche 4 2018 PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021 F1 · price: Each performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021. F4 · derivative.exercise_date: In 2018, the Reporting Person was granted an award of PRSUs ("2018 PRSUs"), split into four equally-weighted tranches, to be earned based on performance against predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals over four equally-weighted measurement periods within the three-year period beginning January 1, 2018 and ending December 31, 2020. The first tranche of 2018 PRSUs ("Tranche 1 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2018 to December 31, 2018. The second tranche of 2018 PRSUs ("Tranche 2 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2019 to December 31, 2019 (continued in footnote 5). F5 · derivative.expiration_date: (Continued from footnote 4) The third tranche of 2018 PRSUs ("Tranche 3 2018 PRSUs") was to be earned based on performance of predetermined Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the period of January 1, 2020 to December 31, 2020. The fourth tranche of 2018 PRSUs("Tranche 4 2018 PRSUs") was to be earned based on performance of predetermined cumulative Adjusted EBITDA and Adjusted Earnings Per Share performance goals during the three-year period of January 1, 2018 to December 31, 2020. Each tranche would be deemed earned, if at all, following the certification of performance goal attainment by the Compensation Committee following the applicable performance period and would vest, subject to continued employment through such date, on December 31, 2020. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 2,702 | $20.36 | $55,012.72 |
DisclosureSEC source: 0001225208-21-003329 · doc4.xml · nonDerivative · entry 2 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,704 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on settlement of PRSUs. No shares were sold. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:23 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 7,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003329 · doc4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement of PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on February 18, 2021. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 21:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 64.82 | $99.12 | $6,424.96 |
DisclosureSEC source: 0001062993-21-001528 · form4.xml · nonDerivative · entry 1 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,736.35 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 18:57 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units (RSUs)-4 · Derivative | 16,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001991 · doc4.xml · derivative · entry 7 NEWLIN STEPHEN D · CIK 0001229313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F4 · derivative.exercise_date: On February 7. 2018, the reporting person was granted 50,340 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F4 · derivative.expiration_date: On February 7. 2018, the reporting person was granted 50,340 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.