Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amentum Holdings, Inc.AMTM · Entity 3920 | Director | February 06, 2026 | February 10, 2026 |
| OSHKOSH CORPOSK · Entity 3573 | Director | May 05, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amentum Holdings, Inc.
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,073 |
Ending reported balance
After 2026-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 11,564 · Balance 15,011 F1: Represents distribution of AMTM common stock upon vesting of restricted stock units. Row 2 · 2026-02-06 · Grant · Acquired 5,062 · Balance 20,073 F2: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-06 · Exercise / conversion · Disposed 11,564 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock. F4: The restricted stock units awarded vested on February 6, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents distribution of AMTM common stock upon vesting of restricted stock units.
F2: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer.
F3: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock.
F4: The restricted stock units awarded vested on February 6, 2026.
OSHKOSH CORP
Report date May 05, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,819 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 1,110 · Balance 13,819 F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMAN INTERNATIONAL INDUSTRIES INC /DE/
Report date March 10, 2017 · Filed March 15, 2017
Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-10 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 2,217 · Balance 34,498 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 2 · 2017-03-10 · Grant · Acquired 3,804 · Balance 38,302 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 3 · 2017-03-10 · Grant · Acquired 4,271 · Balance 42,573 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. Row 4 · 2017-03-10 · Grant · Acquired 1,843 · Balance 44,416 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. Row 5 · 2017-03-10 · Tax withholding · Disposed 5,469 · Balance 38,947 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F5: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Row 6 · 2017-03-10 · Disposition to issuer · Disposed 6,666 · Balance 32,281 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 7 · 2017-03-10 · Disposition to issuer · Disposed 32,281 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.90 | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-10 · Exercise / conversion · Disposed 2,217 · Balance 0 F4: Upon the Closing, all vested Stock Options held by the Reporting Person were cancelled and converted into the right to receive an amount per share of common stock equal to $112 less the exercise price for such option. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").
F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited.
F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.
F4: Upon the Closing, all vested Stock Options held by the Reporting Person were cancelled and converted into the right to receive an amount per share of common stock equal to $112 less the exercise price for such option.
F5: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.
Xylem Inc.
Report date October 01, 2023 · Filed October 02, 2023
Section 16 reporting ended · disclosed 2023-10-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2026 Filed May 6, 2026 17:45 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-26-000079 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,819 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:11 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | Exercise / conversionRestricted Stock Units · Derivative | 11,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006837 · wk-form4_1770757878.xml · derivative · entry 3 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock. F4 · derivative.exercise_date: The restricted stock units awarded vested on February 6, 2026. F4 · derivative.expiration_date: The restricted stock units awarded vested on February 6, 2026. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:11 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | GrantCommon Stock | 5,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006837 · wk-form4_1770757878.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,073 F2 · shares: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:11 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | Exercise / conversionCommon Stock | 11,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-006837 · wk-form4_1770757878.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents distribution of AMTM common stock upon vesting of restricted stock units. Read SEC document |
| May 06, 2025 Filed May 8, 2025 18:05 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,927 | $88.26 | $170,077.02 |
DisclosureSEC source: 0001062993-25-008881 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,709 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:40 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | GrantRestricted Stock Units · Derivative | 11,564 | $0.00 | $0.00 |
DisclosureSEC source: 0002011286-25-000112 · wk-form4_1744317611.xml · derivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,564 Underlying: Common Stock · 11,564 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock. F2 · derivative.exercise_date: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. F2 · derivative.expiration_date: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:38 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | Exercise / conversionRestricted Stock Units · Derivative | 3,447 | $0.00 | $0.00 |
DisclosureSEC source: 0002011286-25-000088 · wk-form4_1741383513.xml · derivative · entry 2 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock. F1 · kind: Represents distribution of AMTM common stock upon vesting of restricted stock units. F3 · derivative.exercise_date: The restricted stock units awarded vested on March 5, 2025. F3 · derivative.expiration_date: The restricted stock units awarded vested on March 5, 2025. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:38 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | Exercise / conversionCommon Stock | 3,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002011286-25-000088 · wk-form4_1741383513.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents distribution of AMTM common stock upon vesting of restricted stock units. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:09 UTC | Amentum Holdings, Inc. AMTM · Entity 3920 | GrantRestricted Stock Units · Derivative | 3,447 | $0.00 | $0.00 |
DisclosureSEC source: 0002011286-24-000021 · wk-form4_1731100166.xml · derivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,447 Underlying: Common Stock · 3,447 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AMTM common stock. F2 · derivative.exercise_date: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. F2 · derivative.expiration_date: The restricted stock units shall vest on the date of the next annual meeting of stockholders of the Issuer. Read SEC document |
| May 07, 2024 Filed May 9, 2024 19:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,460 | $116.48 | $170,060.80 |
DisclosureSEC source: 0001062993-24-009755 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,782 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan. Read SEC document |
| May 03, 2023 Filed May 5, 2023 15:14 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 2,047 | $78.17 | $160,013.99 |
DisclosureSEC source: 0001062993-23-010285 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,322 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:13 UTC | Xylem Inc. XYL · Entity 430 | GrantStock Option (Right to Buy) · Derivative | 14,625 | $101.09 Strike: $101.09 | $1,478,441.25 |
DisclosureSEC source: 0001562180-23-002449 · primarydocument.xml · derivative · entry 3 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,625 Underlying: Common Stock · 14,625 shares Expires 2033-03-01 F3 · derivative.exercise_date: Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2024, March 1, 2025 and March 1, 2026. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:13 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 4,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002449 · primarydocument.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,314 F2 · shares: Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one third increments on March 1, 2024, March 1, 2025 and March 1, 2026. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:13 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 1,549 | $101.09 | $156,588.41 |
DisclosureSEC source: 0001562180-23-002449 · primarydocument.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,110 F1 · shares: Reflects units withheld to pay the tax liability incident to the vesting of restricted stock units granted on March 1, 2021 (715) and March 1, 2022 (834) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016). Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 00:31 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 588 | $102.55 | $60,299.40 |
DisclosureSEC source: 0001562180-23-002019 · primarydocument.xml · nonDerivative · entry 3 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,659 F4 · shares: Reflects units withheld to pay the tax liability incident to the vesting of restricted stock units granted on November 2, 2020 under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016). Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 00:31 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 2,841 | $102.55 | $291,344.55 |
DisclosureSEC source: 0001562180-23-002019 · primarydocument.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,247 F3 · shares: Reflects units withheld to pay the tax liability incident to the vesting of performance-based restricted stock units granted on November 2, 2020 under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016). Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 00:31 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 7,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002019 · primarydocument.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 F1 · shares: Reflects shares of common stock earned upon vesting of performance-based restricted stock units granted November 2, 2020 upon achievement of performance criteria related to Total Shareholder Return. F2 · balance_after: Includes additional shares due to dividend reinvestment. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:54 UTC | Xylem Inc. XYL · Entity 430 | GrantStock Option (Right to Buy) · Derivative | 21,400 | $0.00 Strike: $86.76 | $0.00 |
DisclosureSEC source: 0001209191-22-015562 · doc4.xml · derivative · entry 3 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400 Underlying: Common · 21,400 shares Expires 2032-03-01 F3 · derivative.exercise_date: Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan that are scheduled to vest in one third increments on March 1, 2023, March 1, 2024 and March 1, 2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:54 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015562 · doc4.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,238 F2 · shares: Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan, that are scheduled to vest in one third increments on March 1, 2023, March 1, 2024 and March 1, 2025 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:54 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 495 | $86.76 | $42,946.20 |
DisclosureSEC source: 0001209191-22-015562 · doc4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,339 F1 · shares: Reflects the withholding of common stock to pay the tax liability incident to the vesting of restricted stock units granted on March 1, 2021 under the Xylem 2011 Omnibus Incentive Plan Read SEC document |
| February 27, 2022 Filed Mar 2, 2022 21:14 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 589 | $88.95 | $52,391.55 |
DisclosureSEC source: 0001209191-22-014710 · doc4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,834 F1 · shares: Reflects the withholding of common stock to pay the tax liability incident to the vesting of restricted stock units granted on November 2, 2020 under the Xylem 2011 Omnibus Incentive Plan Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 20:55 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,350 | $108.24 | $146,124.00 |
DisclosureSEC source: 0001062993-22-005301 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,275 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:05 UTC | Xylem Inc. XYL · Entity 430 | GrantStock Options (right to buy) · Derivative | 18,319 | $0.00 Strike: $102.23 | $0.00 |
DisclosureSEC source: 0001209191-21-016165 · doc4.xml · derivative · entry 3 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,319 Underlying: Common · 18,319 shares Expires 2031-03-01 F3 · derivative.exercise_date: Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan, that are scheduled to vest in one third increments on March 1, 2022, March 1, 2023 and March 1, 2024 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:05 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 4,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016165 · doc4.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,416 F2 · shares: Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan, that are scheduled to vest in one third increments on March 1, 2022, March 1, 2023 and March 1, 2024 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:05 UTC | Xylem Inc. XYL · Entity 430 | Tax withholdingCommon Stock | 538 | $102.23 | $54,999.74 |
DisclosureSEC source: 0001209191-21-016165 · doc4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 F1 · shares: Reflects the withholding of common stock to pay the tax liability incident to the vesting of restricted stock units granted on Feb 27, 2020 under the Xylem 2011 Omnibus Incentive Plan Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000865 · form4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:00 UTC | Xylem Inc. XYL · Entity 430 | GrantStock Option · Derivative | 23,148 | $0.00 Strike: $88.59 | $0.00 |
DisclosureSEC source: 0001209191-20-056833 · doc4.xml · derivative · entry 2 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Common · 23,148 shares Expires 2030-02-27 F2 · derivative.exercise_date: Reflects an award of stock options which are scheduled to vest in one third increments on February 27, 2021, February 27, 2022 and February 27, 2023. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:00 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 4,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056833 · doc4.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,797 F1 · shares: Reflects an award of restricted stock units which are scheduled to vest in one third increments on February 27, 2021, February 27, 2022 and February 27, 2023 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:26 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000007 · edgar.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:00 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000010 · edgar.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 18:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 825 | $70.40 | $58,080.00 |
DisclosureSEC source: 0000775158-18-000120 · edgar.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionStock Option (right to buy) · Derivative | 2,217 | $0.00 Strike: $45.90 | $0.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · derivative · entry 8 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the Closing, all vested Stock Options held by the Reporting Person were cancelled and converted into the right to receive an amount per share of common stock equal to $112 less the exercise price for such option. F4 · derivative.exercise_date: Upon the Closing, all vested Stock Options held by the Reporting Person were cancelled and converted into the right to receive an amount per share of common stock equal to $112 less the exercise price for such option. F4 · derivative.expiration_date: Upon the Closing, all vested Stock Options held by the Reporting Person were cancelled and converted into the right to receive an amount per share of common stock equal to $112 less the exercise price for such option. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 32,281 | $112.00 | $3,615,472.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 7 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 6,666 | $112.00 | $746,592.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 6 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,281 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 5,469 | $112.00 | $612,528.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 5 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,947 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F5 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 1,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 4 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,416 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 4,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 3 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,573 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 3,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 2 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,302 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount was previously accelerated and the underlying shares were issued to Ms. Rowland on December 19, 2016. With respect to the remaining 40% of the PRSUs, a pro rata portion calculated based on number of days lapsed between date of grant and March 10, 2017 were vested On March 10, 2017 and converted to cash, and the remaining PRSUs were forfeited. F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 09:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 2,217 | $45.90 | $101,760.30 |
DisclosureSEC source: 0001246360-17-001388 · form.xml · nonDerivative · entry 1 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 9,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · derivative · entry 23 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F6 · derivative.exercise_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. F6 · derivative.expiration_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · derivative · entry 22 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F6 · derivative.exercise_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. F6 · derivative.expiration_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · derivative · entry 21 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F6 · derivative.exercise_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. F6 · derivative.expiration_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · derivative · entry 20 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F6 · derivative.exercise_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. F6 · derivative.expiration_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · derivative · entry 19 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F6 · derivative.exercise_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. F6 · derivative.expiration_date: The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 8,272 | $110.66 | $915,379.52 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 18 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,281 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 6,298 | $110.66 | $696,936.68 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 17 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,553 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 3,100 | $110.66 | $343,046.00 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 16 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,851 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 230 | $110.66 | $25,451.80 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 15 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,951 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 4,596 | $110.66 | $508,593.36 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 14 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,181 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:28 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 2,332 | $110.66 | $258,059.12 |
DisclosureSEC source: 0001246360-16-007526 · form.xml · nonDerivative · entry 13 Rowland Sandra E. · CIK 0001629360 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,777 F7 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.