Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 1, 2024 19:56 UTC |
IGLESIAS LISA GDirector
|
GrantRestricted Stock Units · Derivative | 3,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000149 · wk-form4_1719863788.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,561 Underlying: Common Stock · 3,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on July 1, 2024 shall vest one year later on July 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on July 1, 2024 shall vest one year later on July 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 19:55 UTC |
HAFT IAN DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 3,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000147 · wk-form4_1719863705.xml · derivative · entry 1 HAFT IAN DAVID · CIK 0001573787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,705 Underlying: Common Stock · 3,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on July 1, 2024 shall vest one year later on July 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on July 1, 2024 shall vest one year later on July 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 21:01 UTC |
Stein Jeffrey ScottDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000111 · wk-form4_1712005253.xml · derivative · entry 1 Stein Jeffrey Scott · CIK 0001559518 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,892 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:58 UTC |
HAFT IAN DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000109 · wk-form4_1712005113.xml · derivative · entry 1 HAFT IAN DAVID · CIK 0001573787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,006 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:57 UTC |
IGLESIAS LISA GDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000107 · wk-form4_1712005014.xml · derivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,862 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:53 UTC |
PRICE MICHAEL DDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000103 · wk-form4_1712004808.xml · derivative · entry 1 PRICE MICHAEL D · CIK 0001241508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,264 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:55 UTC |
LAMMTENNANT JOAN MDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000105 · wk-form4_1712004924.xml · derivative · entry 1 LAMMTENNANT JOAN M · CIK 0001208239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,075 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 20:52 UTC |
Matus Kristi AnnDirector
|
GrantRestricted Stock Units · Derivative | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000101 · wk-form4_1712004713.xml · derivative · entry 1 Matus Kristi Ann · CIK 0001543504 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,264 Underlying: Common Stock · 3,299 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSUs granted on April 1, 2024 shall vest one year later on April 1, 2025. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 28, 2024 Filed Mar 1, 2024 21:05 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantDeferred Share Units · Derivative | 6,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000053 · wk-form4_1709327097.xml · derivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,360 Underlying: Common Stock · 6,008 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 28, 2024 Filed Mar 1, 2024 21:05 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000053 · wk-form4_1709327097.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,093 Underlying: Common Stock · 6,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:12 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 72,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000099 · wk-form4_1710533514.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,009 Underlying: Common Stock · 72,313 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 72,313 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 72,313 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:10 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
GrantRestricted Stock Units · Derivative | 15,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000097 · wk-form4_1710533412.xml · derivative · entry 1 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,276 Underlying: Common Stock · 15,597 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 15,597 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 15,597 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:08 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantRestricted Stock Units · Derivative | 17,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000095 · wk-form4_1710533314.xml · derivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,067 Underlying: Common Stock · 17,487 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 17,487 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 17,487 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:07 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
GrantRestricted Stock Units · Derivative | 14,179 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000093 · wk-form4_1710533213.xml · derivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,432 Underlying: Common Stock · 14,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 14,179 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 14,179 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:05 UTC |
BARRANCO DAVIDSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 16,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000091 · wk-form4_1710533108.xml · derivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,223 Underlying: Common Stock · 16,069 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 16,069 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 16,069 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:03 UTC |
Eisman Robert BryanSr. MD & CAO
|
GrantRestricted Stock Units · Derivative | 5,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000089 · wk-form4_1710533025.xml · derivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,372 Underlying: Common Stock · 5,671 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 5,671 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 5,671 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:01 UTC |
McGinnis DanielSr. MD & COO
|
GrantRestricted Stock Units · Derivative | 8,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000087 · wk-form4_1710532908.xml · derivative · entry 1 McGinnis Daniel · CIK 0001900989 · Sr. MD & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,111 Underlying: Common Stock · 8,034 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 8,034 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 8,034 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:20 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantDeferred Share Units · Derivative | 7,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000081 · wk-form4_1710188300.xml · derivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,182 Underlying: Common Stock · 7,349 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:20 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000081 · wk-form4_1710188300.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,580 Underlying: Common Stock · 7,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:20 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000081 · wk-form4_1710188300.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,929 Underlying: Common Stock · 270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:20 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 270 | $15.38 | $4,152.60 |
DisclosureSEC source: 0000874501-24-000081 · wk-form4_1710188300.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,382 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 270 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:20 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000081 · wk-form4_1710188300.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 270 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
GrantDeferred Share Units · Derivative | 30,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,557 Underlying: Common Stock · 30,313 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 30,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,696 Underlying: Common Stock · 30,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,009 Underlying: Common Stock · 1,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,193 | $15.38 | $18,348.34 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 1,193 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 1,193 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:14 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
GrantDeferred Share Units · Derivative | 6,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000079 · wk-form4_1710188081.xml · derivative · entry 5 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,322 Underlying: Common Stock · 6,356 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:14 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
Exercise / conversionRestricted Stock Units · Derivative | 6,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000079 · wk-form4_1710188081.xml · derivative · entry 4 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,679 Underlying: Common Stock · 6,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:14 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
Exercise / conversionRestricted Stock Units · Derivative | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000079 · wk-form4_1710188081.xml · derivative · entry 3 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,035 Underlying: Common Stock · 233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:14 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
Tax withholdingCommon Stock | 233 | $15.38 | $3,583.54 |
DisclosureSEC source: 0000874501-24-000079 · wk-form4_1710188081.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,607 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 233 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:14 UTC |
Smith R SharonExec VP & Chief Strategy Offr
|
Exercise / conversionCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000079 · wk-form4_1710188081.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Exec VP & Chief Strategy Offr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 233 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
GrantDeferred Share Units · Derivative | 5,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 5,959 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 5,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,253 Underlying: Common Stock · 5,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,212 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 218 | $15.38 | $3,352.84 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 218 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 218 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:11 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 7,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000075 · wk-form4_1710187863.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,154 Underlying: Common Stock · 7,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:11 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 2,523 | $15.38 | $38,803.74 |
DisclosureSEC source: 0000874501-24-000075 · wk-form4_1710187863.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,805 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:11 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 7,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000075 · wk-form4_1710187863.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:09 UTC |
Eisman Robert BryanSr. MD & CAO
|
GrantDeferred Share Units · Derivative | 2,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000073 · wk-form4_1710187769.xml · derivative · entry 5 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,320 Underlying: Common Stock · 2,384 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:09 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000073 · wk-form4_1710187769.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,701 Underlying: Common Stock · 2,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:09 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000073 · wk-form4_1710187769.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,085 Underlying: Common Stock · 87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:09 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 87 | $15.38 | $1,338.06 |
DisclosureSEC source: 0000874501-24-000073 · wk-form4_1710187769.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,616 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 87 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:09 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000073 · wk-form4_1710187769.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 87 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
GrantDeferred Share Units · Derivative | 22,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,244 Underlying: Common Stock · 22,576 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 22,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,202 Underlying: Common Stock · 22,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,778 Underlying: Common Stock · 888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 888 | $16.19 | $14,376.72 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2023 RSU LTIP award, 888 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 888 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2023 restrictive stock unit Long Term Incentive Plan ("2023 RSU LTIP") award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.