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OCTAVE SPECIALTY GROUP INC

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Tapewire entity
6308
SEC CIK
0000874501
Parsed reports
479

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionDeferred Share Units · Derivative 221,188 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 7

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,731

Underlying: Common Stock · 221,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.

F6 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

F6 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 232,816 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 6

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,787

Underlying: Common Stock · 232,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested.

F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 15,229 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 5

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,603

Underlying: Common Stock · 15,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested.

F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,638 $4.60 $53,534.80
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 4

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,032

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 3

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,421 $4.60 $38,736.60
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 2

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,042

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:21 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Smith R SharonExec VP & Group COO
Exercise / conversionDeferred Share Units · Derivative 52,894 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065275 · wk-form4_1791328854.xml · derivative · entry 4

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,240

Underlying: Common Stock · 52,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.

F6 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

F6 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Smith R SharonExec VP & Group COO
Exercise / conversionRestricted Stock Units · Derivative 55,433 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065275 · wk-form4_1791328854.xml · derivative · entry 3

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,881

Underlying: Common Stock · 55,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the aggregate amount of RSUs that vested.

F4 · derivative.exercise_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on October 3, 2026, July 9, 2027, and July 9, 2028.

F4 · derivative.expiration_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on October 3, 2026, July 9, 2027, and July 9, 2028.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Smith R SharonExec VP & Group COO
Tax withholdingCommon Stock 2,539 $4.60 $11,679.40
Disclosure

SEC source: 0001628280-26-065275 · wk-form4_1791328854.xml · nonDerivative · entry 2

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,326

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Smith R SharonExec VP & Group COO
Exercise / conversionCommon Stock 2,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-065275 · wk-form4_1791328854.xml · nonDerivative · entry 1

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionDeferred Share Units · Derivative 63,472 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065273 · wk-form4_1791328809.xml · derivative · entry 4

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,015

Underlying: Common Stock · 63,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.

F6 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

F6 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 66,519 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065273 · wk-form4_1791328809.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,459

Underlying: Common Stock · 66,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company's common stock.

F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested.

F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 3,047 $4.60 $14,016.20
Disclosure

SEC source: 0001628280-26-065273 · wk-form4_1791328809.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,096

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
October 03, 2026 Filed Oct 6, 2026 23:20 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 3,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-065273 · wk-form4_1791328809.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064968 · wk-form4_1791232356.xml · derivative · entry 1

Stein Jeffrey Scott · CIK 0001559518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:31 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064965 · wk-form4_1791232300.xml · derivative · entry 1

PRICE MICHAEL D · CIK 0001241508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:28 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064958 · wk-form4_1791232121.xml · derivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:26 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064951 · wk-form4_1791232010.xml · derivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:25 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064948 · wk-form4_1791231954.xml · derivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:25 UTC GrantRestricted Stock Units · Derivative 8,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-064945 · wk-form4_1791231905.xml · derivative · entry 1

HAFT IAN DAVID · CIK 0001573787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815

Underlying: Common Stock · 8,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

F2 · derivative.expiration_date: RSU's granted on October 1, 2026 shall vest one year later on October 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the reporting person.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:05 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 39,380 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · derivative · entry 3

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,832

Underlying: Common Stock · 39,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

F4 · derivative.expiration_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:05 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 21,777 $6.08 $132,404.16
Disclosure

SEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · nonDerivative · entry 2

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,234

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:05 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 39,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · nonDerivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock of Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:04 UTC
Smith R SharonExec VP & Group COO
Exercise / conversionRestricted Stock Units · Derivative 11,779 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-048005 · wk-form4_1783973075.xml · derivative · entry 3

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,093

Underlying: Common Stock · 11,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company's common stock.

F4 · derivative.exercise_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

F4 · derivative.expiration_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:04 UTC
Smith R SharonExec VP & Group COO
Tax withholdingCommon Stock 4,635 $6.08 $28,180.80
Disclosure

SEC source: 0001628280-26-048005 · wk-form4_1783973075.xml · nonDerivative · entry 2

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,326

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 20:04 UTC
Smith R SharonExec VP & Group COO
Exercise / conversionCommon Stock 11,779 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-048005 · wk-form4_1783973075.xml · nonDerivative · entry 1

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

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July 09, 2026 Filed Jul 13, 2026 20:02 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 13,206 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047997 · wk-form4_1783972941.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,978

Underlying: Common Stock · 13,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company's common stock.

F4 · derivative.exercise_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

F4 · derivative.expiration_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028.

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July 09, 2026 Filed Jul 13, 2026 20:02 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 6,741 $6.08 $40,985.28
Disclosure

SEC source: 0001628280-26-047997 · wk-form4_1783972941.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,096

F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

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July 09, 2026 Filed Jul 13, 2026 20:02 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 13,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-047997 · wk-form4_1783972941.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:03 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047531 · wk-form4_1783458211.xml · derivative · entry 1

Stein Jeffrey Scott · CIK 0001559518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

F2 · derivative.expiration_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:02 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047527 · wk-form4_1783458176.xml · derivative · entry 1

PRICE MICHAEL D · CIK 0001241508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

F2 · derivative.expiration_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:02 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047525 · wk-form4_1783458141.xml · derivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

F2 · derivative.expiration_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:01 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047523 · wk-form4_1783458107.xml · derivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

F2 · derivative.expiration_date: RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:01 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047521 · wk-form4_1783458068.xml · derivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, or upon a "change of control" of the Company.

F2 · derivative.expiration_date: RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, or upon a "change of control" of the Company.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:00 UTC GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047518 · wk-form4_1783458014.xml · derivative · entry 1

HAFT IAN DAVID · CIK 0001573787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,591

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:39 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023253 · wk-form4_1775162349.xml · derivative · entry 1

Stein Jeffrey Scott · CIK 0001559518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:38 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023249 · wk-form4_1775162309.xml · derivative · entry 1

HAFT IAN DAVID · CIK 0001573787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:38 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023247 · wk-form4_1775162278.xml · derivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:37 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023240 · wk-form4_1775162240.xml · derivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:36 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023236 · wk-form4_1775162195.xml · derivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:35 UTC GrantRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023230 · wk-form4_1775162141.xml · derivative · entry 1

PRICE MICHAEL D · CIK 0001241508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock · 7,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

F2 · derivative.expiration_date: RSU's granted on April 1, 2026 shall vest one year later on April 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the earlier of the vesting date or the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company, unless otherwise deferred upon the election of the Reporting person.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:55 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 99,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-021062 · wk-form4_1774472107.xml · derivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,212

Underlying: Common Stock · 99,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 99,375 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F2 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 99,375 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 21:02 UTC
Ahn Cristina E.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 8,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-021064 · wk-form4_1774472574.xml · derivative · entry 4

Ahn Cristina E. · CIK 0001977360 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,718

Underlying: Common Stock · 8,067 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F4 · price: On March 23, 2026 the reporting person received a grant of 8,067 restricted stock units ("RSUs") as part of her 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F4 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 8,067 restricted stock units ("RSUs") as part of her 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F4 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 8,067 restricted stock units ("RSUs") as part of her 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:54 UTC
Smith R SharonExec VP & Group COO
GrantRestricted Stock Units · Derivative 24,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-021059 · wk-form4_1774472067.xml · derivative · entry 1

Smith R Sharon · CIK 0001707461 · Exec VP & Group COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,314

Underlying: Common Stock · 24,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 24,375 RSUs as part of her 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F2 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 24,375 RSUs as part of her 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:53 UTC
Trick DavidExec VP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-021057 · wk-form4_1774472010.xml · derivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,184

Underlying: Common Stock · 26,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 26,250 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F2 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 26,250 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:51 UTC
METZ LAWRENCE F.*See Remarks for full title
GrantRestricted Stock Units · Derivative 28,246 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-021055 · wk-form4_1774471890.xml · derivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · *See Remarks for full title

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,246

Underlying: Common Stock, par value $0.01 per share · 28,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

F2 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 28,246 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

F2 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 28,246 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 10, 2026 Filed Mar 25, 2026 21:02 UTC
Ahn Cristina E.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-021064 · wk-form4_1774472574.xml · derivative · entry 3

Ahn Cristina E. · CIK 0001977360 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,651

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Octave Specialty Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2025 Long Term Incentive Plan award.

F1 · price: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Octave Specialty Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2025 Long Term Incentive Plan award.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Company's common stock.

Read SEC document
March 10, 2026 Filed Mar 25, 2026 21:02 UTC
Ahn Cristina E.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 203 $4.90 $994.70
Disclosure

SEC source: 0001628280-26-021064 · wk-form4_1774472574.xml · nonDerivative · entry 2

Ahn Cristina E. · CIK 0001977360 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632

F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
March 10, 2026 Filed Mar 25, 2026 21:02 UTC
Ahn Cristina E.Chief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-021064 · wk-form4_1774472574.xml · nonDerivative · entry 1

Ahn Cristina E. · CIK 0001977360 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Octave Specialty Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2025 Long Term Incentive Plan award.

F1 · price: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Octave Specialty Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2025 Long Term Incentive Plan award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.