Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Maiden Holdings, Ltd.MHLD · Entity 9531 | Director | December 15, 2020 | December 23, 2020 |
| OCTAVE SPECIALTY GROUP INCOSG · Entity 6308 | Director · Chief Executive Officer | October 03, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Maiden Holdings, Ltd.
Report date December 15, 2020 · Filed December 23, 2020
This filing explicitly reported no securities owned.
OCTAVE SPECIALTY GROUP INC
Report date October 03, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,080,463 |
Reported balance
After 2026-10-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-03 · Exercise / conversion · Acquired 15,229 · Balance 1,080,463 F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,072,042 |
Reported balance
After 2026-10-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-03 · Tax withholding · Disposed 8,421 · Balance 1,072,042 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Common StockSEC Table I · non-derivative | Direct | 1,083,670 |
Reported balance
After 2026-10-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-03 · Exercise / conversion · Acquired 11,628 · Balance 1,083,670 F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,072,032 |
Reported balance
After 2026-10-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-10-03 · Tax withholding · Disposed 11,638 · Balance 1,072,032 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 465,603 |
Reported balance
After 2026-10-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-03 · Exercise / conversion · Disposed 15,229 · Balance 465,603 F3: Each RSU represents a contingent right to receive one share of the Company's common stock. F4: Represents the aggregate amount of RSUs that vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 232,787 |
Reported balance
After 2026-10-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-03 · Exercise / conversion · Disposed 232,816 · Balance 232,787 F3: Each RSU represents a contingent right to receive one share of the Company's common stock. F4: Represents the aggregate amount of RSUs that vested. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 418,731 |
Reported balance
After 2026-10-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-03 · Exercise / conversion · Acquired 221,188 · Balance 418,731 F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the Company's common stock.
F4: Represents the aggregate amount of RSUs that vested.
F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.
F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 221,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 7 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,731 Underlying: Common Stock · 221,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F6 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 232,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 6 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,787 Underlying: Common Stock · 232,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 15,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,603 Underlying: Common Stock · 15,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Tax withholdingCommon Stock | 11,638 | $4.60 | $53,534.80 |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,072,032 F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionCommon Stock | 11,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,083,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Tax withholdingCommon Stock | 8,421 | $4.60 | $38,736.60 |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,072,042 F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:21 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionCommon Stock | 15,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-065277 · wk-form4_1791328904.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,080,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 20:05 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 39,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,832 Underlying: Common Stock · 39,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028. F4 · derivative.expiration_date: The RSUs vested pursuant to the first of three equal annual installments under the reporting person's 2025 Long Term Incentive Plan award, which vests in equal installments on July 9, 2026, July 9, 2027, and July 9, 2028. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 20:05 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Tax withholdingCommon Stock | 21,777 | $6.08 | $132,404.16 |
DisclosureSEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,065,234 F2 · balance_after: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 20:05 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionCommon Stock | 39,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-048011 · wk-form4_1783973141.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,087,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person acquired shares of common stock of Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:55 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | GrantRestricted Stock Units · Derivative | 99,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-021062 · wk-form4_1774472107.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,212 Underlying: Common Stock · 99,375 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 23, 2026 the reporting person received a grant of 99,375 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029. F2 · derivative.expiration_date: On March 23, 2026 the reporting person received a grant of 99,375 RSUs as part of his 2026 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 23, 2027, March 23, 2028, and March 23, 2029. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 22:14 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 22,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015349 · wk-form4_1772748865.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,543 Underlying: Common Stock · 22,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F6 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 22:14 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 47,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015349 · wk-form4_1772748865.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,487 Underlying: Common Stock · 47,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that vested. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that vested. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 22:14 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Tax withholdingCommon Stock | 10,694 | $5.60 | $59,886.40 |
DisclosureSEC source: 0001628280-26-015349 · wk-form4_1772748865.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,047,631 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 22:14 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | Exercise / conversionCommon Stock | 24,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015349 · wk-form4_1772748865.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,058,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired shares of common stock of Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2023 and 2024 restrictive stock unit ("RSU") awards. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:24 UTC | OCTAVE SPECIALTY GROUP INC OSG · Entity 6308 | PurchaseCommon Stock | 12,000 | $7.59 | $91,080.00 |
DisclosureSEC source: 0001380820-26-000001 · wk-form4_1767648273.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,777 Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 21:02 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 232,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044149 · wk-form4a_1759525344.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,617 Underlying: Common Stock · 232,816 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: On October 3, 2025 the reporting person received a special RSU grant that will vest and become non-forfeitable after one year (subject to limited exceptions), but will not settle until the earlier of the fifth (5) year anniversary of the grant date or the reporting person's termination date, provided such termination occurs after the one year vesting date. F4 · derivative.expiration_date: On October 3, 2025 the reporting person received a special RSU grant that will vest and become non-forfeitable after one year (subject to limited exceptions), but will not settle until the earlier of the fifth (5) year anniversary of the grant date or the reporting person's termination date, provided such termination occurs after the one year vesting date. Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 21:02 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 45,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044149 · wk-form4a_1759525344.xml · derivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,801 Underlying: Common Stock · 45,650 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Company. F3 · derivative.exercise_date: On October 3, 2025 the reporting person received a grant of 45,650 RSUs to replace a portion of the July 2025 Long Term Incentive Plan award previously determined to be void ab initio. These RSUs will vest in three equal annual installments commencing October 3, 2026, July 9, 2027, and July 9, 2028. F3 · derivative.expiration_date: On October 3, 2025 the reporting person received a grant of 45,650 RSUs to replace a portion of the July 2025 Long Term Incentive Plan award previously determined to be void ab initio. These RSUs will vest in three equal annual installments commencing October 3, 2026, July 9, 2027, and July 9, 2028. Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 21:02 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantPerformance Stock Option · Derivative | 500,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001628280-25-044149 · wk-form4a_1759525344.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2035-10-03 F1 · derivative.exercise_date: The Performance Stock Option shall be eligible to vest beginning one year after the grant date based on Ambac Financial Group, Inc.'s (the "Company") achievement of the certain price hurdles related to the shares of Common Stock, during the five (5) year period following the grant date as follows: (i) 40 % shall vest on the date on which the sustained stock price first exceeds $18.00 per share; (ii) 20% shall vest on the date on which the sustained stock price first exceeds $21.50 per share; (iii) 20% shall vest on the date on which the sustained stock price first exceeds $25.00 per share; and (iv) 20% shall vest on the date on which the sustained stock price first exceeds $30.00 per share. Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 20:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 232,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044056 · wk-form4_1759522738.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,617 Underlying: Common Stock · 232,816 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: On October 3, 2025 the reporting person received a special RSU grant that will vest and become non-forfeitable after one year (subject to limited exceptions), but will not settle until the earlier of the fifth (5) year anniversary of the grant date or the reporting person's termination date, provided such termination occurs after the one year vesting date. F4 · derivative.expiration_date: On October 3, 2025 the reporting person received a special RSU grant that will vest and become non-forfeitable after one year (subject to limited exceptions), but will not settle until the earlier of the fifth (5) year anniversary of the grant date or the reporting person's termination date, provided such termination occurs after the one year vesting date. Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 20:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 45,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044056 · wk-form4_1759522738.xml · derivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,801 Underlying: Common Stock · 45,650 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of the Company. F3 · derivative.exercise_date: On October 3, 2025 the reporting person received a grant of 45,650 RSUs to replace a portion of the July 2025 Long Term Incentive Plan award previously determined to be void ab initio. These RSUs will vest in three equal annual installments commencing October 3, 2026, July 9, 2027, and July 9, 2028. F3 · derivative.expiration_date: On October 3, 2025 the reporting person received a grant of 45,650 RSUs to replace a portion of the July 2025 Long Term Incentive Plan award previously determined to be void ab initio. These RSUs will vest in three equal annual installments commencing October 3, 2026, July 9, 2027, and July 9, 2028. Read SEC document |
| October 03, 2025 Filed Oct 3, 2025 20:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantPerformance Stock Option · Derivative | 500,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001628280-25-044056 · wk-form4_1759522738.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2035-10-03 F1 · derivative.exercise_date: The Performance Stock Option shall be eligible to vest beginning one year after the grant date based on Ambac Financial Group, Inc.'s (the "Company") achievement of the certain price hurdles related to the shares of Common Stock, during the five (5) year period following the grant date as follows: (i) 40 % shall vest on the date on which the sustained stock price first exceeds $18.00 per share; (ii) 20% shall vest on the date on which the sustained stock price first exceeds $21.50 per share; (iii) 20% shall vest on the date on which the sustained stock price first exceeds $25.00 per share; and (iv) 20% shall vest on the date on which the sustained stock price first exceeds $30.00 per share. Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 25,000 | $8.54 | $213,500.00 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · nonDerivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,021,777 Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 174,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · derivative · entry 7 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,961 Underlying: Common Stock · 174,961 shares Expires not disclosed F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F6 · derivative.exercise_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F6 · derivative.expiration_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 111,034 | $8.34 | $926,023.56 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 996,777 F4 · shares: Represents the aggregate amount of PSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 193,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,107,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On September 30, 2025 the Compensation Committee of the Board of Directors of Ambac Financial Group approved the acceleration of the Reporting Person's 2023 and 2024 Performance Stock Unit ("PSUs") awards in connection with the change of control referred to in footnote 1. The reporting person acquired shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2023 and 2024 Long Term Incentive Plan PSU awards. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | ConversionDeferred Share Units · Derivative | 661,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · derivative · entry 6 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 661,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. F1 · derivative.expiration_date: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 350,188 | $9.72 | $3,403,827.36 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,458 F2 · shares: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:58 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | ConversionCommon Stock | 661,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043480 · wk-form4_1759352279.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Read SEC document |
| August 11, 2025 Filed Aug 11, 2025 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 25,000 | $7.03 | $175,750.00 |
DisclosureSEC source: 0000874501-25-000133 · wk-form4_1754942860.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 603,291 Read SEC document |
| July 09, 2025 Filed Jul 9, 2025 20:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 163,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000127 · wk-form4_1752092661.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,151 Underlying: Common Stock · 163,695 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On July 9, 2025 the reporting person received a grant of 163,695 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. F2 · derivative.expiration_date: On July 9, 2025 the reporting person received a grant of 163,695 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. Read SEC document |
| July 09, 2025 Filed Oct 3, 2025 20:18 UTC Amendment | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 118,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-044052 · wk-form4a_1759522686.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,501 Underlying: Common Stock · 118,045 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · shares: This amendment reports the corrected number of RSUs granted to the reporting person on July 9, 2025. At that time, 45,650 of the RSUs previously reported on that date were void ab initio and cancelled. F3 · derivative.exercise_date: The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. F3 · derivative.expiration_date: The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. F2 · derivative.underlying_shares: This amendment reports the corrected number of RSUs granted to the reporting person on July 9, 2025. At that time, 45,650 of the RSUs previously reported on that date were void ab initio and cancelled. Read SEC document |
| May 14, 2025 Filed May 14, 2025 20:00 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 40,000 | $6.50 | $260,000.00 |
DisclosureSEC source: 0000874501-25-000088 · wk-form4_1747252807.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 578,291 Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 24,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000054 · wk-form4_1741984619.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,456 Underlying: Common Stock · 24,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 13,452 | $8.39 | $112,862.28 |
DisclosureSEC source: 0000874501-25-000054 · wk-form4_1741984619.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,291 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 24,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000054 · wk-form4_1741984619.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 274,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000046 · wk-form4_1741638569.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 661,355 Underlying: Common Stock · 274,612 shares Expires not disclosed F3 · security: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 10,809 | $9.16 | $99,010.44 |
DisclosureSEC source: 0000874501-25-000046 · wk-form4_1741638569.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,416 F2 · shares: As part of the vesting and settlement of a portion of the 2022 LTIP award, 10,809 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 10,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000046 · wk-form4_1741638569.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,225 F1 · shares: The reporting person acquired 10,809 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award, which had a three year performance period and vested on March 6, 2025. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 22,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · derivative · entry 8 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,743 Underlying: Common Stock · 22,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 23,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · derivative · entry 7 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,783 Underlying: Common Stock · 23,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F6 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. F6 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 888 | $9.30 | $8,258.40 |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,416 F2 · date: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 24,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · derivative · entry 6 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,167 Underlying: Common Stock · 24,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 25,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,247 Underlying: Common Stock · 25,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F3 · derivative.exercise_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F3 · derivative.expiration_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,152 | $9.71 | $11,185.92 |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,416 F2 · date: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:22 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000023 · wk-form4_1741130557.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 700 | $10.60 | $7,420.00 |
DisclosureSEC source: 0000874501-24-000187 · wk-form4_1723149471.xml · nonDerivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,416 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 47 | $10.64 | $500.08 |
DisclosureSEC source: 0000874501-24-000187 · wk-form4_1723149471.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,716 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 10,953 | $11.00 | $120,483.00 |
DisclosureSEC source: 0000874501-24-000187 · wk-form4_1723149471.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,669 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.