Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Sr. MD & General Counsel | September 29, 2025 | October 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date September 29, 2025 · Filed October 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,256 |
Ending reported balance
After 2025-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-09-29 · Conversion · Acquired 129,146 · Balance 248,778 F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Row 2 · 2025-09-29 · Tax withholding · Disposed 43,522 · Balance 205,256 F2: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-29 · Conversion · Disposed 129,146 · Balance 0 F3: Each DSU represents a contingent right to receive one share of common stock of the Company. F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle.
F2: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each DSU represents a contingent right to receive one share of common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2025 Filed Oct 1, 2025 20:50 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | ConversionDeferred Share Units · Derivative | 129,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043472 · wk-form4_1759351805.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. F1 · derivative.expiration_date: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:50 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 43,522 | $9.72 | $423,033.84 |
DisclosureSEC source: 0001628280-25-043472 · wk-form4_1759351805.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,256 F2 · shares: Represents the amount of DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:50 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | ConversionCommon Stock | 129,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-043472 · wk-form4_1759351805.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle. Read SEC document |
| July 09, 2025 Filed Jul 9, 2025 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 32,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001527850-25-000003 · wk-form4_1752095840.xml · derivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,151 Underlying: Common Stock · 32,097 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On July 9, 2025 the reporting person received a grant of 32,097 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. F2 · derivative.expiration_date: On July 9, 2025 the reporting person received a grant of 32,097 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000052 · wk-form4_1741984457.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,054 Underlying: Common Stock · 4,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024Long Term Incentive Plan award. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,703 | $8.39 | $14,288.17 |
DisclosureSEC source: 0000874501-25-000052 · wk-form4_1741984457.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,599 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000052 · wk-form4_1741984457.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2024Long Term Incentive Plan award. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 53,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000038 · wk-form4_1741638025.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,146 Underlying: Common Stock · 53,999 shares Expires not disclosed F3 · security: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F4 · shares: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.exercise_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,967 | $9.16 | $18,017.72 |
DisclosureSEC source: 0000874501-25-000038 · wk-form4_1741638025.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,576 F2 · shares: As part of the vesting and settlement of a portion of the 2022 LTIP award, 1,967 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-25-000038 · wk-form4_1741638025.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 1,967 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award, which had a three year performance period and vested on March 6, 2025. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 4,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · derivative · entry 8 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,147 Underlying: Common Stock · 4,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · derivative · entry 7 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,780 Underlying: Common Stock · 4,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F6 · derivative.exercise_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. F6 · derivative.expiration_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 400 | $9.30 | $3,720.00 |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · nonDerivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,609 F2 · date: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · nonDerivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 4,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · derivative · entry 6 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,946 Underlying: Common Stock · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 5,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,381 Underlying: Common Stock · 5,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F3 · derivative.exercise_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F3 · derivative.expiration_date: Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 582 | $9.71 | $5,651.22 |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,609 F2 · date: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-25-000021 · wk-form4_1741130416.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:34 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 5,000 | $11.00 | $55,000.00 |
DisclosureSEC source: 0000874501-24-000183 · wk-form4_1723149250.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,609 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:07 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 14,179 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000093 · wk-form4_1710533213.xml · derivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,432 Underlying: Common Stock · 14,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 14,179 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 14,179 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 5,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 5,959 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 5,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,253 Underlying: Common Stock · 5,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,212 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 218 | $15.38 | $3,352.84 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 218 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000077 · wk-form4_1710187950.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 218 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:41 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000068 · wk-form4_1709592087.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,518 Underlying: Common Stock · 4,438 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:41 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000068 · wk-form4_1709592087.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,430 Underlying: Common Stock · 4,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:41 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000068 · wk-form4_1709592087.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,868 Underlying: Common Stock · 163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:41 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 163 | $16.19 | $2,638.97 |
DisclosureSEC source: 0000874501-24-000068 · wk-form4_1709592087.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of the vesting and settlement of a portion of the 2023 RSU LTIP award, 163 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:41 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000068 · wk-form4_1709592087.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 163 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2023 restrictive stock unit Long Term Incentive Plan ("2023 RSU LTIP") award. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 4,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000051 · wk-form4_1709326984.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,080 Underlying: Common Stock · 4,872 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred shared units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred shared units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 4,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000051 · wk-form4_1709326984.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,031 Underlying: Common Stock · 4,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred shared units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred shared units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000051 · wk-form4_1709326984.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,903 Underlying: Common Stock · 178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2022 RSU Long Term Incentive Plan award. F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2022 RSU Long Term Incentive Plan award. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 178 | $16.94 | $3,015.32 |
DisclosureSEC source: 0000874501-24-000051 · wk-form4_1709326984.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of the vesting and settlement of a portion of the 2022 RSU LTIP award, 178 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000051 · wk-form4_1709326984.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 178 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon vesting and settlement of a portion of the reporting person's 2022 restricted stock unit Long Term Incentive Plan ("2022 RSU LTIP") award. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:51 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 40,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000020 · wk-form4_1708725075.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,208 Underlying: Common Stock · 40,442 shares Expires not disclosed F3 · security: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F4 · shares: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.exercise_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSUs and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:51 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,861 | $16.25 | $30,241.25 |
DisclosureSEC source: 0000874501-24-000020 · wk-form4_1708725075.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of the vesting and settlement of a portion of the 2021 LTIP award, 1,861 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:51 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,861 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000020 · wk-form4_1708725075.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 1,861 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award, which had a three year performance period and vested on February 21, 2024. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 5,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000062 · wf-form4_167839638591975.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,766 Underlying: Common Stock · 5,894 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 5,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000062 · wf-form4_167839638591975.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,081 Underlying: Common Stock · 5,894 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000062 · wf-form4_167839638591975.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,975 Underlying: Common Stock · 282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 282 | $16.41 | $4,627.62 |
DisclosureSEC source: 0000874501-23-000062 · wf-form4_167839638591975.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:13 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000062 · wf-form4_167839638591975.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 13,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000049 · wf-form4_167813676366723.xml · derivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,257 Underlying: Common Stock · 13,803 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2 · derivative.exercise_date: On March 3, 2022 the reporting person received a grant of 13,803 RSUs as part of their 2023 Long Term Incentive Plan award. The RSUs will vest in three equal installments on March 3, 2024, March 3, 2025, and March 3, 2026. F2 · derivative.expiration_date: On March 3, 2022 the reporting person received a grant of 13,803 RSUs as part of their 2023 Long Term Incentive Plan award. The RSUs will vest in three equal installments on March 3, 2024, March 3, 2025, and March 3, 2026. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 4,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000046 · wf-form4_167779237064260.xml · derivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,872 Underlying: Common Stock · 4,872 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 4,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000046 · wf-form4_167779237064260.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,454 Underlying: Common Stock · 4,872 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000046 · wf-form4_167779237064260.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,326 Underlying: Common Stock · 178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 178 | $16.55 | $2,945.90 |
DisclosureSEC source: 0000874501-23-000046 · wf-form4_167779237064260.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000046 · wf-form4_167779237064260.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:42 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 18,606 | $16.22 | $301,789.32 |
DisclosureSEC source: 0000874501-23-000025 · wf-form4_167727494976672.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,609 F2 · shares: As part of this vesting and settlement of the 2020 LTIP award, 18,606 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.