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OCTAVE SPECIALTY GROUP INC

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6308
SEC CIK
0000874501
Parsed reports
479

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 6, 2017 21:33 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionCommon Stock 189 $22.35 $4,224.15
Disclosure

SEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · nonDerivative · entry 1

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:48 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,295 $0.00 $0.00
Disclosure

SEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · derivative · entry 3

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

Underlying: Common Stock · 4,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company.

F2 · derivative.expiration_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:48 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Tax withholdingCommon Stock 2,017 $22.18 $44,737.06
Disclosure

SEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · nonDerivative · entry 2

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:48 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionCommon Stock 4,295 $0.00 $0.00
Disclosure

SEC source: 0000874501-17-000014 · wf-form4_148780368001811.xml · nonDerivative · entry 1

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,295 $0.00 $0.00
Disclosure

SEC source: 0000874501-17-000012 · wf-form4_148780356842259.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

Underlying: Common Stock · 4,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F2 · derivative.exercise_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company.

F2 · derivative.expiration_date: On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 2,017 $22.18 $44,737.06
Disclosure

SEC source: 0000874501-17-000012 · wf-form4_148780356842259.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

Read SEC document
February 21, 2017 Filed Feb 22, 2017 22:46 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 4,295 $0.00 $0.00
Disclosure

SEC source: 0000874501-17-000012 · wf-form4_148780356842259.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:14 UTC
REILLY MICHAEL FRANCISSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 2,337 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · derivative · entry 3

REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.exercise_date: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.expiration_date: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:14 UTC
REILLY MICHAEL FRANCISSenior Managing Director
Tax withholdingCommon Stock 1,042 $22.07 $22,996.94
Disclosure

SEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · nonDerivative · entry 2

REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:14 UTC
REILLY MICHAEL FRANCISSenior Managing Director
Exercise / conversionCommon Stock 2,337 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · nonDerivative · entry 1

REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 4,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · derivative · entry 3

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.exercise_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.expiration_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:11 UTC Tax withholdingCommon Stock 2,085 $22.07 $46,015.95
Disclosure

SEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · nonDerivative · entry 2

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:11 UTC Exercise / conversionCommon Stock 4,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000299 · wf-form4_148235469335223.xml · nonDerivative · entry 1

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:09 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · derivative · entry 3

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,887

Underlying: Common Stock · 4,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.exercise_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.expiration_date: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:09 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Tax withholdingCommon Stock 2,085 $22.07 $46,015.95
Disclosure

SEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · nonDerivative · entry 2

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:09 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionCommon Stock 4,674 $0.00 $0.00
Disclosure

SEC source: 0000874501-16-000297 · wf-form4_148235455035877.xml · nonDerivative · entry 1

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 11,684 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000295 · wf-form4_148235443779103.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,887

Underlying: Common Stock · 11,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: On December 20, 2016, there were 11,684 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.exercise_date: On December 20, 2016, there were 11,684 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

F1 · derivative.expiration_date: On December 20, 2016, there were 11,684 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 5,213 $22.07 $115,050.91
Disclosure

SEC source: 0000874501-16-000295 · wf-form4_148235443779103.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,219

Read SEC document
December 20, 2016 Filed Dec 21, 2016 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 11,684 Not disclosed Not disclosed
Disclosure

SEC source: 0000874501-16-000295 · wf-form4_148235443779103.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 20, 2016, there were 11,684 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.

Read SEC document
September 20, 2016 Filed Sep 20, 2016 21:31 UTC
NADER TAVAKOLIDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 8,700 $18.11 $157,557.00
Disclosure

SEC source: 0000874501-16-000275 · wf-form4_147440705323126.xml · nonDerivative · entry 3

NADER TAVAKOLI · CIK 0001266000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,742

Read SEC document
September 19, 2016 Filed Sep 20, 2016 21:31 UTC
NADER TAVAKOLIDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 1,200 $17.97 $21,564.00
Disclosure

SEC source: 0000874501-16-000275 · wf-form4_147440705323126.xml · nonDerivative · entry 2

NADER TAVAKOLI · CIK 0001266000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,042

Read SEC document
September 16, 2016 Filed Sep 20, 2016 21:31 UTC
NADER TAVAKOLIDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 2,100 $17.92 $37,632.00
Disclosure

SEC source: 0000874501-16-000275 · wf-form4_147440705323126.xml · nonDerivative · entry 1

NADER TAVAKOLI · CIK 0001266000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,842

Read SEC document
February 28, 0024 Filed Mar 1, 2024 21:06 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0000874501-24-000054 · wk-form4_1709327149.xml · derivative · entry 3

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,446

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2022 RSU LTIP award.

F4 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2022 RSU LTIP award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.