Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 350 | $16.48 | $5,768.00 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 8 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,225 | $16.47 | $20,175.75 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 7 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,150 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,015 | $16.46 | $33,166.90 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 6 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,925 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 810 | $16.45 | $13,324.50 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,910 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 600 | $16.44 | $9,864.00 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,100 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $16.43 | $32,860.00 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 100 | $16.42 | $1,642.00 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 400 | $16.41 | $6,564.00 |
DisclosureSEC source: 0000874501-17-000081 · wf-form4_149548418532717.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 Read SEC document |
| May 15, 2017 Filed May 16, 2017 21:38 UTC Amendment |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $17.33 | $43,325.00 |
DisclosureSEC source: 0000874501-17-000075 · wf-form4a_149497069255798.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| May 15, 2017 Filed May 16, 2017 21:38 UTC Amendment |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $17.31 | $43,275.00 |
DisclosureSEC source: 0000874501-17-000075 · wf-form4a_149497069255798.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| May 15, 2017 Filed May 16, 2017 21:10 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $17.33 | $43,325.00 |
DisclosureSEC source: 0000874501-17-000073 · wf-form4_149496898965135.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| May 15, 2017 Filed May 16, 2017 21:10 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $17.31 | $43,275.00 |
DisclosureSEC source: 0000874501-17-000073 · wf-form4_149496898965135.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:03 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000070 · wf-form4_149496859517693.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,426 F2 · shares: As part of this vesting and settlement, the Company withheld 1,399 shares of common stock to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:03 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000070 · wf-form4_149496859517693.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,825 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:59 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000066 · wf-form4_149496836945155.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,269 F2 · shares: As part of this vesting and settlement, 1,399 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:59 UTC |
Eisman Robert BryanSr. MD & CAO
|
GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000066 · wf-form4_149496836945155.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,668 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:01 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 688 | $17.18 | $11,819.84 |
DisclosureSEC source: 0000874501-17-000068 · wf-form4_149496849177451.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 F2 · shares: As part of this vesting and settlement, 688 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:01 UTC |
BARRANCO DAVIDSenior Managing Director
|
GrantCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000068 · wf-form4_149496849177451.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,862 F1 · shares: The reporting person acquired 1,862 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 1,862 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:57 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000064 · wf-form4_149496821477257.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,547 F2 · shares: As part of this vesting and settlement, 1,399 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:57 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000064 · wf-form4_149496821477257.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,946 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:55 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 2,331 | $17.18 | $40,046.58 |
DisclosureSEC source: 0000874501-17-000062 · wf-form4_149496809302352.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,130 F2 · shares: As part of this vesting and settlement, 2,331 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:55 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantCommon Stock | 4,964 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000062 · wf-form4_149496809302352.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,461 F1 · shares: The reporting person acquired 4,964 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 4,964 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:44 UTC |
Herzog David LDirector
|
GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000048 · wf-form4_149367507158519.xml · derivative · entry 1 Herzog David L · CIK 0001331793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,140 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:47 UTC |
Greene Alexander DavidDirector
|
GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000051 · wf-form4_149367525734420.xml · derivative · entry 1 Greene Alexander David · CIK 0001609373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,384 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:46 UTC |
HAFT IAN DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000050 · wf-form4_149367518434228.xml · derivative · entry 1 HAFT IAN DAVID · CIK 0001573787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,140 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:45 UTC |
PRIEUR C JAMESDirector
|
GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000049 · wf-form4_149367512465661.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,750 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:43 UTC |
Stein Jeffrey ScottDirector
|
GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000047 · wf-form4_149367499966977.xml · derivative · entry 1 Stein Jeffrey Scott · CIK 0001559518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,026 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 11:08 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 256 | $19.53 | $4,999.68 |
DisclosureSEC source: 0000874501-17-000034 · wf-form4_149000809236641.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 11:08 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,002 | $19.56 | $19,599.12 |
DisclosureSEC source: 0000874501-17-000034 · wf-form4_149000809236641.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,744 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 11:08 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,200 | $19.54 | $23,448.00 |
DisclosureSEC source: 0000874501-17-000034 · wf-form4_149000809236641.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,742 Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 11:08 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 17,542 | $19.55 | $342,946.10 |
DisclosureSEC source: 0000874501-17-000034 · wf-form4_149000809236641.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,542 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · derivative · entry 4 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Underlying: Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC |
BARRANCO DAVIDSenior Managing Director
|
GrantDeferred Share Units · Derivative | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Common Stock · 2,797 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionDeferred Share Units · Derivative | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,357 Underlying: Common Stock · 104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC |
Eisman Robert BryanSr. MD & CAO
|
GrantDeferred Share Units · Derivative | 2,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,461 Underlying: Common Stock · 2,461 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689 F1 · security: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:35 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 104 | $22.35 | $2,324.40 |
DisclosureSEC source: 0000874501-17-000026 · wf-form4_148883610852636.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 104 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · derivative · entry 4 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,411 Underlying: Common Stock · 106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
GrantDeferred Share Units · Derivative | 2,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · security: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:39 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionDeferred Share Units · Derivative | 284 | $22.35 | $6,347.40 |
DisclosureSEC source: 0000874501-17-000030 · wf-form4_148883637014352.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428 Underlying: Common Stock · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 284 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 284 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:39 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantDeferred Share Units · Derivative | 6,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000030 · wf-form4_148883637014352.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,712 Underlying: Common Stock · 6,712 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:39 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 284 | $22.35 | $6,347.40 |
DisclosureSEC source: 0000874501-17-000030 · wf-form4_148883637014352.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,497 F1 · security: On March 2, 2017, the Grant Date, 284 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:39 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 284 | $22.35 | $6,347.40 |
DisclosureSEC source: 0000874501-17-000030 · wf-form4_148883637014352.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 284 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionDeferred Share Units · Derivative | 189 | $22.35 | $4,224.15 |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286 Underlying: Common Stock · 189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
GrantDeferred Share Units · Derivative | 4,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,475 Underlying: Common Stock · 4,475 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:33 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 189 | $22.35 | $4,224.15 |
DisclosureSEC source: 0000874501-17-000024 · wf-form4_148883597653300.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,967 F1 · security: On March 2, 2017, the Grant Date, 189 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.