Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Director | January 03, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date January 03, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 94,390 |
Reported balance
After 2023-01-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-03 · Grant · Acquired 3,049 · Balance 94,390 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2: RSU's granted on January 3, 2023 shall vest one year later on January 3, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
F2: RSU's granted on January 3, 2023 shall vest one year later on January 3, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 4, 2023 21:24 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000011 · wf-form4_167286741605211.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,390 Underlying: Common Stock · 3,049 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on January 3, 2023 shall vest one year later on January 3, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on January 3, 2023 shall vest one year later on January 3, 2024. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| October 03, 2022 Filed Oct 3, 2022 20:33 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,567 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000135 · wf-form4_166482917286301.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,341 Underlying: Common Stock · 3,567 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on October 3, 2022 shall vest one year later on October 3, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on October 3, 2022 shall vest one year later on October 3, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 22:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 4,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000118 · wf-form4_165705941461086.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,774 Underlying: Common Stock · 4,538 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on July 1, 2022 shall vest one year later on July 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on July 1, 2022 shall vest one year later on July 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| May 13, 2022 Filed May 16, 2022 22:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 4 | $8.54 | $34.16 |
DisclosureSEC source: 0000874501-22-000109 · wf-form4_165273869781857.xml · nonDerivative · entry 2 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Read SEC document |
| May 13, 2022 Filed May 16, 2022 22:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $8.45 | $42,250.00 |
DisclosureSEC source: 0000874501-22-000109 · wf-form4_165273869781857.xml · nonDerivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,996 Read SEC document |
| May 13, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 300 | $8.45 | $2,535.00 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 9 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| May 13, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $8.44 | $42,200.00 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 8 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,700 Read SEC document |
| May 13, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 4,420 | $8.42 | $37,216.40 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 7 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,700 Read SEC document |
| May 13, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 280 | $8.41 | $2,354.80 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 6 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,280 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 136 | $8.55 | $1,162.80 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 11 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,996 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 4,860 | $8.54 | $41,504.40 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 10 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,860 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 4,663 | $8.06 | $37,583.78 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 5 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 3,900 | $8.05 | $31,395.00 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 4 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,337 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 9,229 | $8.04 | $74,201.16 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 3 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,437 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 100 | $8.03 | $803.00 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 2 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,208 Read SEC document |
| May 12, 2022 Filed May 16, 2022 10:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 2,108 | $8.02 | $16,906.16 |
DisclosureSEC source: 0000874501-22-000104 · wf-form4_165269530283334.xml · nonDerivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,108 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:05 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 4,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000084 · wf-form4_164919628313430.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,236 Underlying: Common Stock · 4,626 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 1, 2022 shall vest one year later on April 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 1, 2022 shall vest one year later on April 1, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 464 | $12.54 | $5,818.56 |
DisclosureSEC source: 0000874501-22-000061 · wf-form4_164668836947677.xml · nonDerivative · entry 2 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:26 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 9,536 | $12.50 | $119,200.00 |
DisclosureSEC source: 0000874501-22-000061 · wf-form4_164668836947677.xml · nonDerivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,536 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000039 · wf-form4_164625546208779.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,610 Underlying: Common Stock · 3,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 13:47 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000161 · wf-form4_163672485890866.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,242 Underlying: Common Stock · 3,051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on November 10, 2021 shall vest one year later on November 10, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company F2 · derivative.expiration_date: RSU's granted on November 10, 2021 shall vest one year later on November 10, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 20:16 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 3,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000137 · wf-form4_162862655710358.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,191 Underlying: Common Stock · 3,437 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on August 9, 2021 shall vest one year later on August 9, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on August 9, 2021 shall vest one year later on August 9, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| May 12, 2021 Filed May 12, 2021 20:15 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 2,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-21-000093 · wf-form4_162085048240965.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,754 Underlying: Common Stock · 2,936 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on May 12, 2021 shall vest one year later on May 12, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on May 12, 2021 shall vest one year later on May 12, 2022. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 11,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000068 · wf-form4_158836393096826.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,818 Underlying: Common Stock · 11,628 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2020 shall vest one year later on April 30, 2021. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2020 shall vest one year later on April 30, 2021. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 21:00 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000056 · wf-form4_155674438445178.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,190 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 11,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000053 · wf-form4_152521006773757.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,494 Underlying: Common Stock · 11,744 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2018 shall vest one year later on April 30, 2019. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2018 shall vest one year later on April 30, 2019. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 21:31 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $14.02 | $140,200.00 |
DisclosureSEC source: 0000874501-17-000111 · wf-form4_151069490640607.xml · nonDerivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:45 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 10,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000049 · wf-form4_149367512465661.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,750 Underlying: Common Stock · 10,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 28, 2017 shall vest one year later on April 30, 2018. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.