Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 3, 2019 20:06 UTC |
Trick DavidExec VP, CFO & Treasurer
|
PurchaseCommon Stock | 2,000 | $15.16 | $30,320.00 |
DisclosureSEC source: 0000874501-19-000098 · wf-form4_155959237139458.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,046 Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 1,000 | $15.10 | $15,100.00 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 5 | $15.24 | $76.20 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Read SEC document |
| May 30, 2019 Filed May 30, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 995 | $15.25 | $15,173.75 |
DisclosureSEC source: 0000874501-19-000094 · wf-form4_155924747647287.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,183 Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 1,000 | $15.18 | $15,180.00 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 F1 · price: This Form 4A is being filed to correct an error in the purchase price listed in the original Form 4. Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 5 | $15.24 | $76.20 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:43 UTC Amendment |
Eisman Robert BryanSr. MD & CAO
|
PurchaseCommon Stock | 995 | $15.25 | $15,173.75 |
DisclosureSEC source: 0000874501-19-000095 · wf-form4a_155934257922537.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,183 Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:13 UTC |
Stein Jeffrey ScottDirector
|
PurchaseCommon Stock, par value $0.01 per share | 3,000 | $15.42 | $46,260.00 |
DisclosureSEC source: 0000874501-19-000092 · wf-form4_155924719000497.xml · nonDerivative · entry 1 Stein Jeffrey Scott · CIK 0001559518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 23, 2019 Filed May 23, 2019 20:16 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $15.95 | $31,900.00 |
DisclosureSEC source: 0000874501-19-000090 · wf-form4_155864257184351.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,030 Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:38 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $16.50 | $33,000.00 |
DisclosureSEC source: 0000874501-19-000088 · wf-form4_155812551566673.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,030 Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:38 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,500 | $16.46 | $24,690.00 |
DisclosureSEC source: 0000874501-19-000088 · wf-form4_155812551566673.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,030 Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:38 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000088 · wf-form4_155812551566673.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,336 Underlying: Common Stock · 26,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 26,267 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 26,267 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:38 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,362 | $16.84 | $225,016.08 |
DisclosureSEC source: 0000874501-19-000088 · wf-form4_155812551566673.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,530 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:38 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 26,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000088 · wf-form4_155812551566673.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 26,267 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:29 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000086 · wf-form4_155812496602159.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,966 Underlying: Common Stock · 3,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:29 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 1,186 | $16.84 | $19,972.24 |
DisclosureSEC source: 0000874501-19-000086 · wf-form4_155812496602159.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,901 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:29 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000086 · wf-form4_155812496602159.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:24 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000082 · wf-form4_155812464845792.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,296 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:24 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 791 | $16.84 | $13,320.44 |
DisclosureSEC source: 0000874501-19-000082 · wf-form4_155812464845792.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,334 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:24 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000082 · wf-form4_155812464845792.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 5,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000084 · wf-form4_155812480424113.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,354 Underlying: Common Stock · 5,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 5,003 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 5,003 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 2,332 | $16.84 | $39,270.88 |
DisclosureSEC source: 0000874501-19-000084 · wf-form4_155812480424113.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,615 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 5,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000084 · wf-form4_155812480424113.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 5,003 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,697 Underlying: Common Stock · 2,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 791 | $16.84 | $13,320.44 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,188 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:18 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000080 · wf-form4_155812428914855.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 2,502 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:12 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000078 · wf-form4_155812391204635.xml · derivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,735 Underlying: Common Stock · 3,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:12 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 1,186 | $16.84 | $19,972.24 |
DisclosureSEC source: 0000874501-19-000078 · wf-form4_155812391204635.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,272 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:12 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000078 · wf-form4_155812391204635.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 3,752 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,929 Underlying: Common Stock · 6,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 2,910 | $16.84 | $49,004.40 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,046 F2 · shares: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:07 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000076 · wf-form4_155812365319320.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 16, 2019 there were 6,243 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| May 14, 2019 Filed May 14, 2019 20:07 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
PurchaseCommon Stock | 733 | $17.27 | $12,658.91 |
DisclosureSEC source: 0000874501-19-000074 · wf-form4_155786444492171.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,944 Read SEC document |
| May 14, 2019 Filed May 14, 2019 20:07 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
PurchaseCommon Stock | 2,267 | $17.28 | $39,173.76 |
DisclosureSEC source: 0000874501-19-000074 · wf-form4_155786444492171.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,211 Read SEC document |
| May 13, 2019 Filed May 13, 2019 21:09 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,500 | $16.86 | $25,290.00 |
DisclosureSEC source: 0000874501-19-000072 · wf-form4_155778176355699.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,625 Read SEC document |
| May 13, 2019 Filed May 13, 2019 21:09 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $16.72 | $66,880.00 |
DisclosureSEC source: 0000874501-19-000072 · wf-form4_155778176355699.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,125 Read SEC document |
| May 13, 2019 Filed May 13, 2019 21:09 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $16.93 | $67,720.00 |
DisclosureSEC source: 0000874501-19-000072 · wf-form4_155778176355699.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,125 Read SEC document |
| May 13, 2019 Filed May 13, 2019 21:09 UTC |
LeBlanc ClaudeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $16.75 | $67,000.00 |
DisclosureSEC source: 0000874501-19-000072 · wf-form4_155778176355699.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,125 Read SEC document |
| May 13, 2019 Filed May 13, 2019 20:07 UTC |
Trick DavidExec VP, CFO & Treasurer
|
PurchaseCommon Stock | 3,000 | $16.68 | $50,040.00 |
DisclosureSEC source: 0000874501-19-000070 · wf-form4_155777806353182.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,713 Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:54 UTC |
Herzog David LDirector
|
GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000052 · wf-form4_155674404091705.xml · derivative · entry 1 Herzog David L · CIK 0001331793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,580 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 21:02 UTC |
Greene Alexander DavidDirector
|
GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000058 · wf-form4_155674456106662.xml · derivative · entry 1 Greene Alexander David · CIK 0001609373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,824 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 21:05 UTC |
LAMMTENNANT JOAN MDirector
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GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000060 · wf-form4_155674472196595.xml · derivative · entry 1 LAMMTENNANT JOAN M · CIK 0001208239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,649 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 21:00 UTC |
PRIEUR C JAMESDirector
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GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000056 · wf-form4_155674438445178.xml · derivative · entry 1 PRIEUR C JAMES · CIK 0001244204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,190 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:57 UTC |
HAFT IAN DAVIDDirector
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GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000054 · wf-form4_155674422231016.xml · derivative · entry 1 HAFT IAN DAVID · CIK 0001573787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,580 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:50 UTC |
Stein Jeffrey ScottDirector
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GrantRestricted Stock Units · Derivative | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000050 · wf-form4_155674382935265.xml · derivative · entry 1 Stein Jeffrey Scott · CIK 0001559518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,466 Underlying: Common Stock · 10,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. F2 · derivative.expiration_date: RSU's granted on April 30, 2019 shall vest one year later on April 30, 2020. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 02:16 UTC |
Smith R SharonSenior Managing Director
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GrantRestricted Stock Units · Derivative | 6,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000039 · wf-form4_155183858588179.xml · derivative · entry 7 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,487 Underlying: Common Stock · 6,564 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F7 · derivative.exercise_date: On March 4, 2019 the reporting person received a grant of 6,564 RSUs as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. F7 · derivative.expiration_date: On March 4, 2019 the reporting person received a grant of 6,564 RSUs as part of their 2019 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing January 2, 2020, January 2, 2021, and January 2, 2022. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 02:16 UTC |
Smith R SharonSenior Managing Director
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GrantDeferred Share Units · Derivative | 3,941 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000039 · wf-form4_155183858588179.xml · derivative · entry 6 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,685 Underlying: Common Stock · 3,941 shares Expires not disclosed F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: On March 4, 2019, there were 3,941 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations F6 · derivative.expiration_date: On March 4, 2019, there were 3,941 DSUs granted as part of the 2019 Short Term Incentive Plan. DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2020, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 4, 2021; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 02:16 UTC |
Smith R SharonSenior Managing Director
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Exercise / conversionRestricted Stock Units · Derivative | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000039 · wf-form4_155183858588179.xml · derivative · entry 5 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,923 Underlying: Common Stock · 2,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 4, 2019, there were 2,209 RSUs that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 4, 2019, there were 2,209 RSUs that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 02:16 UTC |
Smith R SharonSenior Managing Director
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Exercise / conversionDeferred Share Units · Derivative | 7,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000039 · wf-form4_155183858588179.xml · derivative · entry 4 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,744 Underlying: Common Stock · 7,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. F1 · derivative.expiration_date: Represents the aggregate amount of deferred share units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2017 and 2018 Short Term Incentive Plan award and a limited number of DSUs awarded pursuant to the 2019 Short Term Incentive Plan that were settled in order to satisfy certain tax withholding obligations imposed upon the Company. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 02:16 UTC |
Smith R SharonSenior Managing Director
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Exercise / conversionCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-19-000039 · wf-form4_155183858588179.xml · nonDerivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 4, 2019, there were 2,209 RSUs that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.