Tapewire

NYSE · USD

OSG

OCTAVE SPECIALTY GROUP INC

Export transactions ↓
Tapewire entity
6308
SEC CIK
0000874501
Parsed reports
479

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2022 Filed Mar 9, 2022 21:35 UTC Tax withholdingCommon Stock 1,261 $12.85 $16,203.85
Disclosure

SEC source: 0000874501-22-000073 · wf-form4_164686153949783.xml · nonDerivative · entry 2

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,035

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:35 UTC Exercise / conversionCommon Stock 2,471 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000073 · wf-form4_164686153949783.xml · nonDerivative · entry 1

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:19 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 31,498 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · derivative · entry 3

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,060

Underlying: Common Stock · 31,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:19 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,418 $12.85 $223,821.30
Disclosure

SEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · nonDerivative · entry 2

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,600

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:19 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 31,498 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · nonDerivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:16 UTC
BARRANCO DAVIDSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000067 · wf-form4_164686055356996.xml · derivative · entry 3

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,377

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:16 UTC
BARRANCO DAVIDSenior Managing Director
Tax withholdingCommon Stock 3,573 $12.85 $45,913.05
Disclosure

SEC source: 0000874501-22-000067 · wf-form4_164686055356996.xml · nonDerivative · entry 2

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,376

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:16 UTC
BARRANCO DAVIDSenior Managing Director
Exercise / conversionCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000067 · wf-form4_164686055356996.xml · nonDerivative · entry 1

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:12 UTC
Smith R SharonSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 6,588 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000065 · wf-form4_164686035447811.xml · derivative · entry 3

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

Underlying: Common Stock · 6,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:12 UTC
Smith R SharonSenior Managing Director
Tax withholdingCommon Stock 3,363 $12.85 $43,214.55
Disclosure

SEC source: 0000874501-22-000065 · wf-form4_164686035447811.xml · nonDerivative · entry 2

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,183

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:12 UTC
Smith R SharonSenior Managing Director
Exercise / conversionCommon Stock 6,588 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000065 · wf-form4_164686035447811.xml · nonDerivative · entry 1

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 7,618 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000063 · wf-form4_164686004604117.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,556

Underlying: Common Stock · 7,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 3,888 $12.85 $49,960.80
Disclosure

SEC source: 0000874501-22-000063 · wf-form4_164686004604117.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,532

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:07 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 7,618 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000063 · wf-form4_164686004604117.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:26 UTC PurchaseCommon Stock, par value $0.01 per share 464 $12.54 $5,818.56
Disclosure

SEC source: 0000874501-22-000061 · wf-form4_164668836947677.xml · nonDerivative · entry 2

PRIEUR C JAMES · CIK 0001244204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:26 UTC PurchaseCommon Stock, par value $0.01 per share 9,536 $12.50 $119,200.00
Disclosure

SEC source: 0000874501-22-000061 · wf-form4_164668836947677.xml · nonDerivative · entry 1

PRIEUR C JAMES · CIK 0001244204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,536

Read SEC document
March 01, 2022 Filed Mar 1, 2022 22:30 UTC
Trick DavidExec VP, CFO & Treasurer
PurchaseCommon Stock 3,000 $12.67 $38,010.00
Disclosure

SEC source: 0000874501-22-000033 · wf-form4_164617378958105.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,802

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:52 UTC GrantRestricted Stock Units · Derivative 6,060 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000059 · wf-form4_164625791617585.xml · derivative · entry 1

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,754

Underlying: Common Stock · 6,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 6,060 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 6,060 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:49 UTC
BARRANCO DAVIDSenior Managing Director
GrantRestricted Stock Units · Derivative 17,172 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000057 · wf-form4_164625774719871.xml · derivative · entry 1

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,377

Underlying: Common Stock · 17,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 17,172 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 17,172 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:45 UTC
McGinnis DanielSr. MD & COO
GrantRestricted Stock Units · Derivative 13,469 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000055 · wf-form4_164625754051058.xml · derivative · entry 2

McGinnis Daniel · CIK 0001900989 · Sr. MD & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,055

Underlying: Common Stock · 13,469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F3 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 13,469 RSUs pursuant to a sign-on bonus. These RSUs will vest in two equal installments on February 28, 2023 and February 28, 2024.

F3 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 13,469 RSUs pursuant to a sign-on bonus. These RSUs will vest in two equal installments on February 28, 2023 and February 28, 2024.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:45 UTC
McGinnis DanielSr. MD & COO
GrantRestricted Stock Units · Derivative 8,586 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000055 · wf-form4_164625754051058.xml · derivative · entry 1

McGinnis Daniel · CIK 0001900989 · Sr. MD & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586

Underlying: Common Stock · 8,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 8,586 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 8,586 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:42 UTC
Trick DavidExec VP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 18,687 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000053 · wf-form4_164625732124933.xml · derivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,174

Underlying: Common Stock · 18,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 18,687 RSUs as part of their 2022 Long Term Incentive Plan award. These RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 18,687 RSUs as part of their 2022 Long Term Incentive Plan award. These RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:39 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
GrantRestricted Stock Units · Derivative 15,151 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000051 · wf-form4_164625714669118.xml · derivative · entry 1

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,459

Underlying: Common Stock · 15,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 15,151 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 15,151 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:36 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 77,272 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000049 · wf-form4_164625694330545.xml · derivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,558

Underlying: Common Stock · 77,272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 77,272 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 77,272 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:33 UTC
Smith R SharonSenior Managing Director
GrantRestricted Stock Units · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000047 · wf-form4_164625679409008.xml · derivative · entry 1

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,995

Underlying: Common Stock · 16,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.

F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 16,666 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 16,666 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:30 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000045 · wf-form4_164625658207740.xml · derivative · entry 1

Herzog David L · CIK 0001331793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:26 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000043 · wf-form4_164625638104081.xml · derivative · entry 1

Stein Jeffrey Scott · CIK 0001559518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,886

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:15 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000041 · wf-form4_164625567364299.xml · derivative · entry 1

HAFT IAN DAVID · CIK 0001573787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:11 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000039 · wf-form4_164625546208779.xml · derivative · entry 1

PRIEUR C JAMES · CIK 0001244204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,610

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000037 · wf-form4_164625523628942.xml · derivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,069

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:03 UTC GrantRestricted Stock Units · Derivative 3,368 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000035 · wf-form4_164625498494864.xml · derivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,856

Underlying: Common Stock · 3,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

F2 · derivative.exercise_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

F2 · derivative.expiration_date: RSU's granted on February 28, 2022 shall vest one year later on February 28, 2023. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:21 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Tax withholdingCommon Stock 9,743 $14.35 $139,812.05
Disclosure

SEC source: 0000874501-22-000031 · wf-form4_164608324668347.xml · nonDerivative · entry 2

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,641

F2 · shares: As part of this vesting and settlement of the 2019 LTIP award, 9,743 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:21 UTC
Ksenak Stephen MichaelSr. MD & General Counsel
Exercise / conversionCommon Stock 19,124 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000031 · wf-form4_164608324668347.xml · nonDerivative · entry 1

Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 19,124 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long TermIncentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:18 UTC
Smith R SharonSenior Managing Director
Tax withholdingCommon Stock 9,731 $14.35 $139,639.85
Disclosure

SEC source: 0000874501-22-000029 · wf-form4_164608306135907.xml · nonDerivative · entry 2

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,958

F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 9,731 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:18 UTC
Smith R SharonSenior Managing Director
Exercise / conversionCommon Stock 19,124 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000029 · wf-form4_164608306135907.xml · nonDerivative · entry 1

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 19,124 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 11,593 $14.35 $166,359.55
Disclosure

SEC source: 0000874501-22-000027 · wf-form4_164608285373985.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,802

F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 11,593 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 22,710 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000027 · wf-form4_164608285373985.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 22,710 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 65,793 $14.35 $944,129.55
Disclosure

SEC source: 0000874501-22-000025 · wf-form4_164608263130870.xml · nonDerivative · entry 2

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,520

F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 65,793 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 129,085 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000025 · wf-form4_164608263130870.xml · nonDerivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 129,085 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:06 UTC Tax withholdingCommon Stock 6,782 $14.35 $97,321.70
Disclosure

SEC source: 0000874501-22-000023 · wf-form4_164608233677323.xml · nonDerivative · entry 2

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,825

F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 6,782 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:06 UTC Exercise / conversionCommon Stock 13,147 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000023 · wf-form4_164608233677323.xml · nonDerivative · entry 1

Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 13,147 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:03 UTC
BARRANCO DAVIDSenior Managing Director
Tax withholdingCommon Stock 11,572 $14.35 $166,058.20
Disclosure

SEC source: 0000874501-22-000021 · wf-form4_164608217948871.xml · nonDerivative · entry 2

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,949

F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 11,572 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:03 UTC
BARRANCO DAVIDSenior Managing Director
Exercise / conversionCommon Stock 22,710 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000021 · wf-form4_164608217948871.xml · nonDerivative · entry 1

BARRANCO DAVID · CIK 0001562313 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person acquired 22,710 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:17 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,230 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000012 · wf-form4_164133099157980.xml · derivative · entry 3

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,487

Underlying: Common Stock · 6,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:17 UTC
Trick DavidExec VP, CFO & Treasurer
Tax withholdingCommon Stock 3,536 $16.05 $56,752.80
Disclosure

SEC source: 0000874501-22-000012 · wf-form4_164133099157980.xml · nonDerivative · entry 2

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,685

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:17 UTC
Trick DavidExec VP, CFO & Treasurer
Exercise / conversionCommon Stock 6,230 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000012 · wf-form4_164133099157980.xml · nonDerivative · entry 1

Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:10 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 28,552 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · derivative · entry 3

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,286

Underlying: Common Stock · 28,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:10 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,270 $16.05 $261,133.50
Disclosure

SEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · nonDerivative · entry 2

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,228

F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:10 UTC
LeBlanc ClaudeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 28,552 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · nonDerivative · entry 1

LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 21:08 UTC
Smith R SharonSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 4,752 $0.00 $0.00
Disclosure

SEC source: 0000874501-22-000008 · wf-form4_164133047972377.xml · derivative · entry 3

Smith R Sharon · CIK 0001707461 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,329

Underlying: Common Stock · 4,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company.

F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.