Last 12 months
Inside the activity.
16 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 6 | 1 |
| Aug 2026 | 10 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2018 Filed Sep 22, 2018 00:51 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A common stock | 77,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000754 · ownership.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 6,431,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:23 UTC |
Mink VictoriaSVP & Chief Accounting Officer
|
SaleClass A common stock | 37,502 | $18.99 | $712,162.98 |
DisclosureSEC source: 0000947871-18-000746 · ownership.xml · nonDerivative · entry 1 Mink Victoria · CIK 0001524670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,143 F1 · price: Represents the weighted average sales price of the shares sold ranging from a low of $18.98 to a high of $19.02 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2018 Filed Sep 5, 2018 01:24 UTC |
Connolly DavidExecutive VP & General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 77,055 | $0.00 Strike: $17.52 | $0.00 |
DisclosureSEC source: 0000947871-18-000732 · ownership.xml · derivative · entry 1 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,055 Underlying: Class A common stock · 77,055 shares Expires 2028-08-29 F1 · derivative.exercise_date: These options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 08/29/2021. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:28 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A Unit · Derivative | 259,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000705 · ownership.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 33,896,545 Underlying: Class A common stock · 259,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.exercise_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.expiration_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:28 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A common stock | 259,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000705 · ownership.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 6,353,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC |
Connolly DavidExecutive VP & General Counsel
|
ConversionClass C Unit · Derivative | 270,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · derivative · entry 3 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,690 Underlying: Class A common stock · 270,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F3 · derivative.exercise_date: These Class C Units vested 50% on August 22, 2018 and vest 25% on August 22, 2019 and 25% on August 22, 2020. F3 · derivative.expiration_date: These Class C Units vested 50% on August 22, 2018 and vest 25% on August 22, 2019 and 25% on August 22, 2020. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC |
Connolly DavidExecutive VP & General Counsel
|
SaleClass A common stock | 129,000 | $18.31 | $2,361,990.00 |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · nonDerivative · entry 2 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,558 F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $18.15 to a high of $18.53 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC |
Connolly DavidExecutive VP & General Counsel
|
ConversionClass A common stock | 270,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · nonDerivative · entry 1 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:33 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A Unit · Derivative | 156,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000628 · ownership.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 34,426,251 Underlying: Class A Common Stock · 156,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.exercise_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.expiration_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:33 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A Common Stock | 156,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000628 · ownership.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 6,094,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.53% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of six executive board members, one of whom is Mr. Drahi, and two non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:07 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A Unit · Derivative | 94,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000552 · ss98885_4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 34,738,444 Underlying: Class A common stock · 94,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.exercise_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.expiration_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:07 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A common stock | 94,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000552 · ss98885_4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 5,938,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 21:28 UTC |
Mink VictoriaSVP & Chief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 42,677 | $0.00 Strike: $17.57 | $0.00 |
DisclosureSEC source: 0000947871-18-000537 · ownership.xml · derivative · entry 1 Mink Victoria · CIK 0001524670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,677 Underlying: Class A common stock · 42,677 shares Expires 2028-06-27 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 06/27/2021. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 22:39 UTC |
Rosenblum LisaVice Chairman
|
SaleClass A common stock | 190,000 | $16.93 | $3,216,700.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 3 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,037 F3 · price: Represents the weighted average sales price of the shares sold ranging from a low of $16.72 to a high of $17.25 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:36 UTC |
Mink VictoriaSVP & Chief Accounting Officer
|
OtherClass C Unit · Derivative | 188,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000526 · ss97275_4.xml · derivative · entry 2 Mink Victoria · CIK 0001524670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,561 Underlying: Class A common stock · 188,143 shares Expires not disclosed F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:36 UTC |
Mink VictoriaSVP & Chief Accounting Officer
|
OtherClass A common stock | 188,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000526 · ss97275_4.xml · nonDerivative · entry 1 Mink Victoria · CIK 0001524670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,645 F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC |
Rosenblum LisaVice Chairman
|
OtherClass C Unit · Derivative | 376,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · derivative · entry 4 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,122 Underlying: Class A common stock · 376,286 shares Expires not disclosed F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC |
Rosenblum LisaVice Chairman
|
SaleClass A common stock | 60,000 | $16.97 | $1,018,200.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 2 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,037 F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $16.90 to a high of $17.10 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC |
Rosenblum LisaVice Chairman
|
OtherClass A common stock | 376,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 1 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,037 F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 21:24 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass C Unit · Derivative | 234,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000528 · ss97274_4.xml · derivative · entry 7 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 22,394,782 Underlying: Class A common stock · 234,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F5 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F5 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 21:24 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A Unit · Derivative | 5,354,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000528 · ss97274_4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 34,925,799 Underlying: Class A common stock · 5,354,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.exercise_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.expiration_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 21:24 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A common stock | 234,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000528 · ss97274_4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 5,844,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 21, 2018 Filed Jun 26, 2018 21:24 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
|
ConversionClass A common stock | 5,354,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000528 · ss97274_4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 5,610,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice Europe N.V. owns a direct controlling interest in CVC 3 B.V. ("CVC 3"). Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 08, 2018 Filed Jun 13, 2018 20:48 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.See Remarks
CVC 3 B.V.See Remarks
|
OtherCall option (obligation to sell) · Derivative | 33,819,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000503 · ss95740_4.xml · derivative · entry 10 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice Europe N.V. · CIK 0001709686 · See Remarks CVC 3 B.V. · CIK 0001709684 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,819,573 Underlying: Class A common stock · 33,819,573 shares Expires not disclosed F7 · derivative.exercise_price: On November 24, 2015, Next Alt entered into a series of capped call transactions (the "Capped Calls") with a financial institution counterparty over a certain number of Altice Europe N.V. ordinary "A" shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls will expire in equal tranches over a 252 scheduled trading day period, beginning in November 2020. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of Altice Europe N.V. ordinary "A" shares and 0.4163 shares of Class A common stock of the Issuer for each such Altice Europe N.V. share equal to: F8 · derivative.exercise_price: (i) if the then-current value of the basket (the "Settlement Price") is below the lower strike price (80%, 85% or 90% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (127.50%, 132.50% or 137.50% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the market value of the basket over the higher strike price divided by the market value of the basket. F5 · kind: Certain of the Altice Europe N.V. shares held by Reporting Persons were subject to derivative positions. Upon the Distribution, these derivatives attached to Issuer shares on a pro rata basis. F7 · price: On November 24, 2015, Next Alt entered into a series of capped call transactions (the "Capped Calls") with a financial institution counterparty over a certain number of Altice Europe N.V. ordinary "A" shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls will expire in equal tranches over a 252 scheduled trading day period, beginning in November 2020. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of Altice Europe N.V. ordinary "A" shares and 0.4163 shares of Class A common stock of the Issuer for each such Altice Europe N.V. share equal to: F8 · price: (i) if the then-current value of the basket (the "Settlement Price") is below the lower strike price (80%, 85% or 90% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (127.50%, 132.50% or 137.50% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the market value of the basket over the higher strike price divided by the market value of the basket. F7 · derivative.exercise_date: On November 24, 2015, Next Alt entered into a series of capped call transactions (the "Capped Calls") with a financial institution counterparty over a certain number of Altice Europe N.V. ordinary "A" shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls will expire in equal tranches over a 252 scheduled trading day period, beginning in November 2020. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of Altice Europe N.V. ordinary "A" shares and 0.4163 shares of Class A common stock of the Issuer for each such Altice Europe N.V. share equal to: F8 · derivative.exercise_date: (i) if the then-current value of the basket (the "Settlement Price") is below the lower strike price (80%, 85% or 90% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (127.50%, 132.50% or 137.50% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the market value of the basket over the higher strike price divided by the market value of the basket. F7 · derivative.expiration_date: On November 24, 2015, Next Alt entered into a series of capped call transactions (the "Capped Calls") with a financial institution counterparty over a certain number of Altice Europe N.V. ordinary "A" shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls will expire in equal tranches over a 252 scheduled trading day period, beginning in November 2020. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of Altice Europe N.V. ordinary "A" shares and 0.4163 shares of Class A common stock of the Issuer for each such Altice Europe N.V. share equal to: F8 · derivative.expiration_date: (i) if the then-current value of the basket (the "Settlement Price") is below the lower strike price (80%, 85% or 90% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (127.50%, 132.50% or 137.50% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the market value of the basket over the higher strike price divided by the market value of the basket. Read SEC document |
| June 08, 2018 Filed Jun 13, 2018 20:48 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.See Remarks
CVC 3 B.V.See Remarks
|
OtherForward Contract (obligation to sell) · Derivative | 1,699,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000503 · ss95740_4.xml · derivative · entry 9 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice Europe N.V. · CIK 0001709686 · See Remarks CVC 3 B.V. · CIK 0001709684 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice Europe N.V. Disclosed balance after: 1,699,908 Underlying: Class A common stock · 1,699,908 shares Expires not disclosed F6 · derivative.exercise_price: On May 1, 2018, Altice Europe N.V. entered into a share forward transaction contract (the "Forward Contract") with a financial institution counterparty. Pursuant to the Forward Contract, in exchange for a payment from the counterparty upon settlement in December 2018, Altice Europe N.V. would be required to deliver to the counterparty a certain number of Altice Europe N.V. shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 1,699,908 shares of Class A common stock of the Issuer. F5 · kind: Certain of the Altice Europe N.V. shares held by Reporting Persons were subject to derivative positions. Upon the Distribution, these derivatives attached to Issuer shares on a pro rata basis. F6 · price: On May 1, 2018, Altice Europe N.V. entered into a share forward transaction contract (the "Forward Contract") with a financial institution counterparty. Pursuant to the Forward Contract, in exchange for a payment from the counterparty upon settlement in December 2018, Altice Europe N.V. would be required to deliver to the counterparty a certain number of Altice Europe N.V. shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 1,699,908 shares of Class A common stock of the Issuer. F6 · derivative.exercise_date: On May 1, 2018, Altice Europe N.V. entered into a share forward transaction contract (the "Forward Contract") with a financial institution counterparty. Pursuant to the Forward Contract, in exchange for a payment from the counterparty upon settlement in December 2018, Altice Europe N.V. would be required to deliver to the counterparty a certain number of Altice Europe N.V. shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 1,699,908 shares of Class A common stock of the Issuer. F6 · derivative.expiration_date: On May 1, 2018, Altice Europe N.V. entered into a share forward transaction contract (the "Forward Contract") with a financial institution counterparty. Pursuant to the Forward Contract, in exchange for a payment from the counterparty upon settlement in December 2018, Altice Europe N.V. would be required to deliver to the counterparty a certain number of Altice Europe N.V. shares, which, due to the Distribution, is to be adjusted to reference "baskets" of securities covering those Altice Europe N.V. shares and 1,699,908 shares of Class A common stock of the Issuer. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice Europe N.V. F3 · ownership.nature: Altice Europe N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. Patrick Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Patrick Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 08, 2018 Filed Jun 13, 2018 20:48 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.See Remarks
CVC 3 B.V.See Remarks
|
OtherClass B common stock | 247,683,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000503 · ss95740_4.xml · nonDerivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice Europe N.V. · CIK 0001709686 · See Remarks CVC 3 B.V. · CIK 0001709684 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice Europe N.V. Disclosed balance after: 0 F1 · kind: On June 8, 2018, Altice N.V. was renamed Altice Europe N.V. and effected a pro rata distribution in kind (the "Distribution") of Issuer's Class A and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. In connection with the Distribution, control over Neptune Holding US GP LLC was transferred from CVC 3 B.V. ("CVC 3") to the Issuer. Certain of the Reporting Persons hold Altice Europe N.V. shares and, therefore, received shares of the Issuer in the Distribution in transactions exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended, which are reflected in the amount of shares reported as beneficially owned after the transactions reported in this Form 4. F1 · price: On June 8, 2018, Altice N.V. was renamed Altice Europe N.V. and effected a pro rata distribution in kind (the "Distribution") of Issuer's Class A and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. In connection with the Distribution, control over Neptune Holding US GP LLC was transferred from CVC 3 B.V. ("CVC 3") to the Issuer. Certain of the Reporting Persons hold Altice Europe N.V. shares and, therefore, received shares of the Issuer in the Distribution in transactions exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended, which are reflected in the amount of shares reported as beneficially owned after the transactions reported in this Form 4. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice Europe N.V. F3 · ownership.nature: Altice Europe N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. Patrick Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Patrick Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 08, 2018 Filed Jun 13, 2018 20:48 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.See Remarks
CVC 3 B.V.See Remarks
|
OtherClass A common stock | 247,683,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000503 · ss95740_4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice Europe N.V. · CIK 0001709686 · See Remarks CVC 3 B.V. · CIK 0001709684 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice Europe N.V. Disclosed balance after: 0 F1 · kind: On June 8, 2018, Altice N.V. was renamed Altice Europe N.V. and effected a pro rata distribution in kind (the "Distribution") of Issuer's Class A and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. In connection with the Distribution, control over Neptune Holding US GP LLC was transferred from CVC 3 B.V. ("CVC 3") to the Issuer. Certain of the Reporting Persons hold Altice Europe N.V. shares and, therefore, received shares of the Issuer in the Distribution in transactions exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended, which are reflected in the amount of shares reported as beneficially owned after the transactions reported in this Form 4. F1 · price: On June 8, 2018, Altice N.V. was renamed Altice Europe N.V. and effected a pro rata distribution in kind (the "Distribution") of Issuer's Class A and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. In connection with the Distribution, control over Neptune Holding US GP LLC was transferred from CVC 3 B.V. ("CVC 3") to the Issuer. Certain of the Reporting Persons hold Altice Europe N.V. shares and, therefore, received shares of the Issuer in the Distribution in transactions exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended, which are reflected in the amount of shares reported as beneficially owned after the transactions reported in this Form 4. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is the holder of 67.54% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice Europe N.V. F3 · ownership.nature: Altice Europe N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. Patrick Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Patrick Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
OtherPut Right · Derivative | 522,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · derivative · entry 13 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 45,652,087 Underlying: Class A common stock · 522,697 shares Expires not disclosed F6 · derivative.exercise_price: Neptune Holding US LP has an obligation to settle Class A Units and vested Class C and Class B-2 Units in either Class A common stock or a cash payment equivalent thereto. On June 6, 2018, Class A common stock was distributed to an employee following settlement of Class C Units held by such person and to CVC3 in respect of Class A Units. F6 · derivative.exercise_date: Neptune Holding US LP has an obligation to settle Class A Units and vested Class C and Class B-2 Units in either Class A common stock or a cash payment equivalent thereto. On June 6, 2018, Class A common stock was distributed to an employee following settlement of Class C Units held by such person and to CVC3 in respect of Class A Units. F6 · derivative.expiration_date: Neptune Holding US LP has an obligation to settle Class A Units and vested Class C and Class B-2 Units in either Class A common stock or a cash payment equivalent thereto. On June 6, 2018, Class A common stock was distributed to an employee following settlement of Class C Units held by such person and to CVC3 in respect of Class A Units. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
ConversionClass A Unit · Derivative | 255,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · derivative · entry 12 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 45,652,087 Underlying: Class A common stock · 255,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.exercise_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F1 · derivative.expiration_date: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
ConversionClass B common stock | 242,402,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · nonDerivative · entry 8 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 247,683,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In preparation for a pro rata distribution in kind (the "Distribution") of Issuer's Class A common stock and Class B common stock that was beneficially owned by CVC 3 to holders of Altice N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018, CVC 3 converted Class B common stock of the Issuer into Class A common stock of the Issuer, pursuant to the Issuer's certificate of Incorporation, as amended and restated. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
OtherClass A common stock | 522,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 45,652,087 F6 · price: Neptune Holding US LP has an obligation to settle Class A Units and vested Class C and Class B-2 Units in either Class A common stock or a cash payment equivalent thereto. On June 6, 2018, Class A common stock was distributed to an employee following settlement of Class C Units held by such person and to CVC3 in respect of Class A Units. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
ConversionClass A common stock | 242,402,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 247,938,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In preparation for a pro rata distribution in kind (the "Distribution") of Issuer's Class A common stock and Class B common stock that was beneficially owned by CVC 3 to holders of Altice N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018, CVC 3 converted Class B common stock of the Issuer into Class A common stock of the Issuer, pursuant to the Issuer's certificate of Incorporation, as amended and restated. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 01:19 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
A4 S.A.Director
Altice Europe N.V.Director · 10% owner
CVC 3 B.V.Director · 10% owner
|
ConversionClass A common stock | 255,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000499 · ss95259_4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Altice N.V. · CIK 0001709686 · Director · 10% owner CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 5,536,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US Limited Partnership ("Neptune Holding US LP"). F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt is holder of 67.54% of the share capital and voting rights of Altice N.V. Altice N.V. maintains a one-tier board of three executive board members and three non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Mr. Drahi and Next Alt may each be deemed to beneficially own the shares of the Issuer owned by Altice N.V. F3 · ownership.nature: CVC 3 B.V. ("CVC 3") held more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns a direct controlling interest in CVC 3. Mr. Drahi, Next Alt and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| February 13, 2018 Filed Feb 16, 2018 01:21 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
OtherPut Right · Derivative | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000157 · ss79647_4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 46,174,784 Underlying: Class A common stock · 2,295 shares Expires not disclosed F2 · derivative.exercise_price: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F2 · derivative.exercise_date: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F2 · derivative.expiration_date: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F3 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| February 13, 2018 Filed Feb 16, 2018 01:21 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
OtherClass A common stock | 2,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000157 · ss79647_4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 46,174,784 F1 · shares: Represents shares distributed to a former employee following settlement into Class A common stock of Class B-2 Units held by such person. F2 · price: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F3 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| February 13, 2018 Filed Mar 8, 2018 23:19 UTC Amendment |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
OtherPut Right · Derivative | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000231 · ss80311_4a.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 46,174,784 Underlying: Class A common stock · 2,295 shares Expires not disclosed F2 · derivative.exercise_price: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F2 · derivative.exercise_date: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F2 · derivative.expiration_date: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F3 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| February 13, 2018 Filed Mar 8, 2018 23:19 UTC Amendment |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
OtherClass A common stock | 2,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000231 · ss80311_4a.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 46,174,784 F1 · shares: Represents shares distributed to a former employee following settlement into Class A common stock of Class B-2 Units held by such person. F2 · price: Neptune Holding US Limited Partnership ("Neptune Holding US LP") has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F3 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holdings US LP. As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 21:50 UTC |
Boubazine AbdelhakimCo-President & COO
|
GrantStock Option (Right to Buy) · Derivative | 256,668 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0000947871-18-000011 · ss73517_4.xml · derivative · entry 1 Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,668 Underlying: Class A common stock · 256,668 shares Expires 2027-12-30 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 22:40 UTC |
Stewart CharlesCo-President & CFO
|
GrantStock Option (Right to Buy) · Derivative | 256,668 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0000947871-18-000009 · ss73516_4.xml · derivative · entry 1 Stewart Charles · CIK 0001708800 · Co-President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,668 Underlying: Class A common stock · 256,668 shares Expires 2027-12-30 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 22:24 UTC |
Goei DexterDirector · Chairman & CEO
|
GrantStock Option (Right to Buy) · Derivative | 1,201,208 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0000947871-18-000008 · ss73515_4.xml · derivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,208 Underlying: Class A common stock · 1,201,208 shares Expires 2027-12-30 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020. Read SEC document |
| December 30, 2017 Filed Jan 6, 2018 01:27 UTC |
Drahi PatrickDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 600,604 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0000947871-18-000016 · ss73518_4.xml · derivative · entry 1 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 600,604 Underlying: Class A common stock · 600,604 shares Expires 2027-12-30 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020. F2 · ownership.nature: These Options are held through a personal holding company that is wholly owned and controlled by the reporting person. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:31 UTC |
Goei DexterDirector · Chairman & CEO
|
ConversionClass C Unit · Derivative | 719,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001031 · ss73039_4.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,316 Underlying: Class A common stock · 719,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:31 UTC |
Goei DexterDirector · Chairman & CEO
|
ConversionClass A common stock | 719,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-001031 · ss73039_4.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:45 UTC |
Boubazine AbdelhakimCo-President & COO
|
ConversionClass C Unit · Derivative | 636,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001033 · ss73042_4.xml · derivative · entry 2 Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,501 Underlying: Class A common stock · 636,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:45 UTC |
Boubazine AbdelhakimCo-President & COO
|
ConversionClass A common stock | 636,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-001033 · ss73042_4.xml · nonDerivative · entry 1 Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:36 UTC |
Stewart CharlesCo-President & CFO
|
ConversionClass C Unit · Derivative | 636,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001032 · ss73040_4.xml · derivative · entry 2 Stewart Charles · CIK 0001708800 · Co-President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,501 Underlying: Class A common stock · 636,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:36 UTC |
Stewart CharlesCo-President & CFO
|
ConversionClass A common stock | 636,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-001032 · ss73040_4.xml · nonDerivative · entry 1 Stewart Charles · CIK 0001708800 · Co-President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 21, 2017 Filed Dec 27, 2017 22:10 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
OtherPut Right · Derivative | 10,939,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001034 · ss73041_4.xml · derivative · entry 9 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Neptune Holding US LP Disclosed balance after: 46,177,079 Underlying: Class A common stock · 10,939,102 shares Expires not disclosed F9 · derivative.exercise_price: Neptune Holdings US LP has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F9 · derivative.exercise_date: Neptune Holdings US LP has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F9 · derivative.expiration_date: Neptune Holdings US LP has an obligation to settle Class A Units and vested Class C and B-2 Units in either Class A common stock or a cash payment equivalent thereto. F1 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holding US Limited Partnership ("Neptune Holding US LP"). As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 21, 2017 Filed Dec 27, 2017 22:10 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
ConversionClass C Unit · Derivative | 719,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001034 · ss73041_4.xml · derivative · entry 8 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 876,316 Underlying: Class A common stock · 719,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F8 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F8 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. F3 · ownership.nature: Patrick Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. Read SEC document |
| December 21, 2017 Filed Dec 27, 2017 22:10 UTC |
Next Alt S.a.r.l.Director · 10% owner
Drahi PatrickDirector · 10% owner
Altice Europe N.V.Director · 10% owner
A4 S.A.Director
CVC 3 B.V.Director · 10% owner
|
ConversionClass C Unit · Derivative | 7,961 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001034 · ss73041_4.xml · derivative · entry 7 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Altice N.V. · CIK 0001709686 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director CVC 3 B.V. · CIK 0001709684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 26,628,689 Underlying: Class A common stock · 7,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F7 · derivative.exercise_date: These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F7 · derivative.expiration_date: These Class C Units vest with CVC 3 upon the termination of employment of certain participants in the Neptune Management Limited Partnership Carry Unit Plan. At the time a portion of this derivative security was converted to Class A common stock, as reported on this Form 4, another portion of this derivative security was canceled for no consideration due to other distributions of Class A common stock by Neptune Holding US LP. F1 · ownership.nature: As of the date of this report, CVC 3 B.V. ("CVC 3") holds more than 10% of the Class A common stock of the Issuer on an as converted basis. Altice N.V. owns an indirect controlling interest in CVC 3. Mr. Drahi, Next Alt S.a r.l. ("Next Alt") and Altice N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. CVC 3 is the sole member of Neptune Holding US GP LLC, which is the sole general partner of Neptune Holding US Limited Partnership ("Neptune Holding US LP"). As such, Mr. Drahi, Next Alt, Altice N.V. and CVC 3 may each be deemed to beneficially own shares of the Issuer held by Neptune Holding US LP. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.