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Boubazine Abdelhakim

Disclosed activity across 1 company

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144411
SEC CIK
0001708709

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CompanyLast reported asReport datePublished
Optimum Communications, Inc.ATUS · Entity 5768President & COODecember 22, 2020December 23, 2020

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Optimum Communications, Inc.

Report date December 22, 2020 · Filed December 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Prepaid Share Forward TransactionSEC Table II · derivative / convertible securityDirect1,385,498 Reported balance After 2020-12-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-22 · Other · Acquired 1,385,498 · Balance 1,385,498

F1: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

Filing footnotes · ownership attribution and instrument terms

F1: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2020 Filed Dec 23, 2020 20:13 UTC Optimum Communications, Inc. ATUS · Entity 5768 OtherVariable Prepaid Share Forward Transaction · Derivative 1,385,498 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000964 · ownership.xml · derivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,498

Underlying: Class A common stock · 1,385,498 shares

Expires not disclosed

F1 · derivative.exercise_price: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2 · derivative.exercise_price: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3 · derivative.exercise_price: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

F1 · price: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2 · price: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3 · price: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

F1 · derivative.exercise_date: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2 · derivative.exercise_date: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3 · derivative.exercise_date: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

F1 · derivative.expiration_date: On December 22, 2020, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 1,385,498 shares of Class A common stock of the Issuer (the "Shares"). On December 22, 2022 (the "Valuation Date"), the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the closing price per Share on the Valuation Date (the "Settlement Price") is less than $36.0135 (the "Floor Price"), the Shares;

F2 · derivative.expiration_date: (b) if the Settlement Price is greater than the Floor Price but less than or equal to $48.6182 (the "Cap Price"), the Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)).

F3 · derivative.expiration_date: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $42,970,943.38 in connection with entering into the Transaction. The reporting person pledged 1,385,498 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge.

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September 02, 2020 Filed Sep 4, 2020 16:23 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 162,021 $29.10 $4,714,811.10
Disclosure

SEC source: 0000947871-20-000725 · ownership.xml · nonDerivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385,498

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on June 11, 2020.

F3 · price: Represents the weighted average sales price of the shares sold ranging from a low of $28.90 to a high of $29.30 per share.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:23 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 334,334 $28.56 $9,548,579.04
Disclosure

SEC source: 0000947871-20-000725 · ownership.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,519

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on June 11, 2020.

F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $27.90 to a high of $28.89 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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August 05, 2020 Filed Aug 6, 2020 16:06 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 37,417 $28.51 $1,066,758.67
Disclosure

SEC source: 0000947871-20-000662 · ownership.xml · nonDerivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881,853

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on June 11, 2020.

F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $28.50 to a high of $28.56 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

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August 04, 2020 Filed Aug 6, 2020 16:06 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 468,772 $27.50 $12,891,230.00
Disclosure

SEC source: 0000947871-20-000662 · ownership.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919,270

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on June 11, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 17:53 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantPerformance Stock Units · Derivative 421,867 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000559 · ownership.xml · derivative · entry 3

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,867

Underlying: Class A common stock · 421,867 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share.

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F5 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share.

F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure.

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June 10, 2020 Filed Jun 12, 2020 17:53 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantPerformance Stock Units · Derivative 173,120 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000559 · ownership.xml · derivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,120

Underlying: Class A common stock · 173,120 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share.

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F3 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share.

F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 17:53 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantStock Option (right to buy) · Derivative 2,000,000 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0000947871-20-000559 · ownership.xml · derivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A common stock · 2,000,000 shares

Expires 2030-01-29

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F2 · derivative.exercise_date: These Options were granted under the Plan and are scheduled to vest 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 19:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 42,180 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000327 · ownership.xml · nonDerivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 19:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass B common stock 42,180 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000327 · ownership.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock.

Read SEC document
December 21, 2019 Filed Dec 26, 2019 16:19 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass C Unit · Derivative 373,925 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000990 · ownership.xml · derivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 373,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018, and 25% on December 21, 2019.

F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018, and 25% on December 21, 2019.

Read SEC document
December 21, 2019 Filed Dec 26, 2019 16:19 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 373,925 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-19-000990 · ownership.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 19:52 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass C Unit · Derivative 325,963 $0.00 $0.00
Disclosure

SEC source: 0000947871-18-000988 · ownership.xml · derivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,490

Underlying: Class A common stock · 325,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019.

F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 19:52 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 325,963 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000988 · ownership.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

Read SEC document
December 21, 2018 Filed Nov 18, 2019 17:57 UTC Amendment Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass C Unit · Derivative 325,963 $0.00 $0.00
Disclosure

SEC source: 0000947871-19-000827 · ownership.xml · derivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,144

Underlying: Class A common stock · 325,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019.

F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019.

F3 · balance_after: This report amends the original Form 4 filed by the Reporting Person on December 21, 2018 to correct the number of Class C Units that may be deemed to be beneficially owned by the Reporting Person following the reported transaction, which initially was reported as 368,490 shares of Class A common stock.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 19:52 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantStock Option (Right to Buy) · Derivative 428,654 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0000947871-18-000988 · ownership.xml · derivative · entry 3

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,654

Underlying: Class A common stock · 428,654 shares

Expires 2028-12-19

F3 · derivative.exercise_date: These Options were granted under the Altice USA Long Term Incentive Plan and are scheduled to vest on 12/19/2021.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 21:50 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantStock Option (Right to Buy) · Derivative 256,668 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0000947871-18-000011 · ss73517_4.xml · derivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,668

Underlying: Class A common stock · 256,668 shares

Expires 2027-12-30

F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 17:45 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass C Unit · Derivative 636,846 $0.00 $0.00
Disclosure

SEC source: 0000947871-17-001033 · ss73042_4.xml · derivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,501

Underlying: Class A common stock · 636,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019.

F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 17:45 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 636,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-17-001033 · ss73042_4.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 17:54 UTC Optimum Communications, Inc. ATUS · Entity 5768 PurchaseClass A common stock 65,000 $30.00 $1,950,000.00
Disclosure

SEC source: 0000947871-17-000510 · ss49018_4.xml · nonDerivative · entry 2

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,544

F2 · shares: Represents the number of shares acquired through the Issuer's Directed Share Program.

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June 21, 2017 Filed Jun 29, 2017 17:54 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass B Unit · Derivative 937,544 $0.00 $0.00
Disclosure

SEC source: 0000947871-17-000510 · ss49018_4.xml · derivative · entry 3

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 937,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock.

F1 · derivative.exercise_date: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock.

F1 · derivative.expiration_date: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock.

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June 21, 2017 Filed Jun 29, 2017 17:54 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 937,544 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-17-000510 · ss49018_4.xml · nonDerivative · entry 1

Boubazine Abdelhakim · CIK 0001708709 · Co-President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.