Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Optimum Communications, Inc.OPTU · Entity 5768 | Director | May 29, 2026 | June 02, 2026 |
| Teads Holding Co.TEAD · Entity 7241 | Director | May 13, 2026 | May 18, 2026 |
| VINCE HOLDING CORP.VNCE · Entity 6885 | 10% owner | December 15, 2025 | December 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Optimum Communications, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,546,441 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Disposition to issuer · Disposed 2,610,400 · Balance 3,546,441 F1: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934.
Teads Holding Co.
Report date May 13, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 20,000 · Balance 50,000 F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof.
VINCE HOLDING CORP.
Report date December 15, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 275,556.55 |
Reported balance
Holding disclosure · report date 2025-12-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 275,556.55 F1: These shares represent shares of common stock of Vince Holding Corp. (the "Company") purchased on the open market by the Reporting Person from December 15, 2025 through December 18, 2025. |
| Common StockSEC Table I · non-derivative | IndirectP180 Vince Acquisition Co. | 6,518,385 |
Reported balance
Holding disclosure · report date 2025-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,518,385 F2: These shares are owned by P180 Vince Acquisition Co. ("P180"). The Reporting Person is a member of the board of directors of P180 and shares voting and investment power with respect to shares owned by P180. The Reporting Person disclaims beneficial ownership of the common stock of the Company held by P180, except to the extent of any pecuniary interest held therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent shares of common stock of Vince Holding Corp. (the "Company") purchased on the open market by the Reporting Person from December 15, 2025 through December 18, 2025.
F2: These shares are owned by P180 Vince Acquisition Co. ("P180"). The Reporting Person is a member of the board of directors of P180 and shares voting and investment power with respect to shares owned by P180. The Reporting Person disclaims beneficial ownership of the common stock of the Company held by P180, except to the extent of any pecuniary interest held therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 22:34 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | Disposition to issuerClass A Common Stock | 2,610,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-26-000608 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,546,441 F1 · date: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. F1 · deemedExecutionDate: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. F1 · shares: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. F1 · price: On May 29, 2026, Mr. Goei agreed to contribute 2,610,400 shares of Class A common stock of the Issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the Issuer, in exchange for 6,526 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the Issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| May 13, 2026 Filed May 18, 2026 21:05 UTC | Teads Holding Co. TEAD · Entity 7241 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708711-26-000002 · wk-form4_1779138304.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · price: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments over a period of three years beginning June 5, 2026, and on each quarterly anniversary thereof. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 23:40 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 1,000,000 | $1.78 | $1,783,200.00 |
DisclosureSEC source: 0000947871-25-001076 · ownership.xml · nonDerivative · entry 2 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,156,841 F2 · price: Represents the weighted average sale price of the shares sold on December 10, 2025, ranging from a low of $1.75 to a high of $1.83 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 23:40 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 514,182 | $1.75 | $901,618.14 |
DisclosureSEC source: 0000947871-25-001076 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,156,841 F1 · price: Represents the weighted average sale price of the shares sold on December 9, 2025, ranging from a low of $1.74 to a high of $1.785 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 23:10 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 349,582 | $1.90 | $665,114.71 |
DisclosureSEC source: 0000947871-25-001070 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,671,023 F1 · price: Represents the weighted average sale price of the shares sold on December 5, 2025, ranging from a low of $1.90 to a high of $1.9075 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 23:06 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 109,505 | $1.91 | $208,683.68 |
DisclosureSEC source: 0000947871-25-001065 · ownership.xml · nonDerivative · entry 2 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,020,605 F2 · price: Represents the weighted average sale price of the shares sold on December 4, 2025, ranging from a low of $1.90 to a high of $1.92 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 23:06 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 114,410 | $1.90 | $217,401.88 |
DisclosureSEC source: 0000947871-25-001065 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,130,110 F1 · price: Represents the weighted average sale price of the shares sold on December 3, 2025, ranging from a low of $1.90 to a high of $1.9050 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 23:39 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 32,228 | $1.90 | $61,233.20 |
DisclosureSEC source: 0000947871-25-001061 · ownership.xml · nonDerivative · entry 2 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,244,520 F2 · price: Represents the weighted average sale price of the shares sold on December 2, 2025, ranging from a low of $1.90 to a high of $1.9050 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 23:39 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 184,898 | $1.92 | $355,318.49 |
DisclosureSEC source: 0000947871-25-001061 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,276,748 F1 · price: Represents the weighted average sale price of the shares sold on December 1, 2025, ranging from a low of $1.90 to a high of $1.9550 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2025 Filed Dec 2, 2025 02:34 UTC | Optimum Communications, Inc. OPTU · Entity 5768 | SaleClass A Common Stock | 695,195 | $1.90 | $1,324,068.40 |
DisclosureSEC source: 0000947871-25-001054 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,461,646 F1 · price: Represents the weighted average sale price of the shares sold ranging from a low of $1.90 to a high of $2.01 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 7,603,359 shares previously held through personal holding companies which were distributed to the Reporting Person and are now owned directly. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 21:02 UTC | Teads Holding Co. OB · Entity 7241 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001454938-25-000047 · wk-form4_1741986168.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · price: Restricted stock units granted pursuant to the Issuer's 2021 Long-Term Incentive Plan which vest in twelve equal increments starting on June 5, 2025, and on each quarterly anniversary thereof. Read SEC document |
| August 15, 2023 Filed Aug 15, 2023 21:43 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GiftClass A common stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-23-000863 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · LLCs Disclosed balance after: 7,603,359 F1 · kind: Gift to an educational institution. Read SEC document |
| March 22, 2023 Filed Apr 19, 2023 21:17 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerClass A common stock | 1,425,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-23-000474 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,553,482 F1 · acquired: In connection with Mr. Goei's cessation of employment as executive chairman with Altice USA, Inc. (the "Company") on March 22, 2023, he forfeited 1,425,153 restricted shares of Class A common stock to the Company. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (right to buy) · Derivative | 2,945,990 | $0.00 Strike: $15.78 | $0.00 |
DisclosureSEC source: 0000947871-22-000704 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,945,990 Underlying: Class A common stock · 2,945,990 shares Expires 2031-12-29 F1 · date: This grant was approved by a committee of the board of directors of the Issuer on December 23, 2021, subject to stockholder approval of an amendment to the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's stockholders approved the amendment to the Plan on June 15, 2022. F3 · derivative.exercise_date: Represents stock options granted pursuant to the Plan. The stock options vest in equal installments on each of December 29, 2022, 2023 and 2024. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantClass A common stock | 1,140,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000704 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978,635 F1 · date: This grant was approved by a committee of the board of directors of the Issuer on December 23, 2021, subject to stockholder approval of an amendment to the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's stockholders approved the amendment to the Plan on June 15, 2022. F2 · price: Represents restricted share units granted pursuant to the Plan. Each restricted share unit represents a contingent right to receive one share of the Issuer's Class A common stock. The restricted share units vest in equal installments on each of December 29, 2022, 2023 and 2024. Read SEC document |
| December 22, 2021 Filed Feb 10, 2022 23:49 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherVariable Prepaid Share Forward Transaction · Derivative | 1,122,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000165 · ownership.xml · derivative · entry 5 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 0 Underlying: Class A common stock · 1,122,281 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.exercise_price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.exercise_price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · derivative.exercise_date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.exercise_date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.exercise_date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · derivative.expiration_date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.expiration_date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.expiration_date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. Read SEC document |
| December 22, 2021 Filed Feb 10, 2022 23:49 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherClass A common stock | 1,122,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000165 · ownership.xml · nonDerivative · entry 2 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 7,753,359 F1 · date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · kind: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · kind: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · kind: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. Read SEC document |
| December 21, 2021 Filed Feb 10, 2022 23:49 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherVariable Prepaid Share Forward Transaction · Derivative | 1,122,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000165 · ownership.xml · derivative · entry 4 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 1,122,281 Underlying: Class A common stock · 1,122,282 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.exercise_price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.exercise_price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · derivative.exercise_date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.exercise_date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.exercise_date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · derivative.expiration_date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · derivative.expiration_date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · derivative.expiration_date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. Read SEC document |
| December 21, 2021 Filed Feb 10, 2022 23:49 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherClass A common stock | 1,122,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000165 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 8,875,640 F1 · date: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · date: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · date: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · kind: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · kind: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · kind: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. F1 · price: The reporting person physically settled a Variable Prepaid Forward Transaction entered into on March 22, 2019 (and thereafter amended on December 22, 2020) (the "Transaction") with an unaffiliated bank (the "Bank"). The Transaction related to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person and was divided into two individual components (each a "Component") designated by two valuation dates, December 21, 2021 and December 22, 2021 (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). F2 · price: On the settlement date for each Component, the reporting person was obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). F3 · price: On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. In exchange for assuming this obligation, the reporting person received an aggregate cash payment equal $43,000,000 upon entry into the Transaction, and an additional $5,809,155 at the time the Transaction was amended. On the Valuation Dates, the Settlement Price was $15.82 and $15.75, respectively. Accordingly, the reporting person transferred to the Bank all of the Component Number of Shares for each Component at settlement, at which time, no Form 4 was previously filed. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 01:09 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherVariable Prepaid Share Forward Transaction · Derivative | 2,244,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000963 · ownership.xml · derivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 2,244,563 Underlying: Class A common stock · 2,244,563 shares Expires not disclosed F1 · derivative.exercise_price: On December 22, 2020, the reporting person amended the terms of a Variable Prepaid Forward Transaction (the "Transaction") entered into on March 22, 2019 with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person. The Transaction was divided into two individual components (each a "Component") designated by two valuation dates (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): F2 · derivative.exercise_price: (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The purpose of the amendment is to change (x) the Valuation Dates from March 22, 2022 through March 23, 2022, inclusive, to December 21, 2021 through December 22, 2021, inclusive; (y) the Floor Price from $22.02 to $35.310; and (z) the Cap Price from $29.73 to $42.372. F3 · derivative.exercise_price: In exchange for assuming this amended obligation, the reporting person is receiving a cash payment of $5,809,155 in connection with entering into the Transaction. On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction, which such pledge remains in place. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F1 · price: On December 22, 2020, the reporting person amended the terms of a Variable Prepaid Forward Transaction (the "Transaction") entered into on March 22, 2019 with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person. The Transaction was divided into two individual components (each a "Component") designated by two valuation dates (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): F2 · price: (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The purpose of the amendment is to change (x) the Valuation Dates from March 22, 2022 through March 23, 2022, inclusive, to December 21, 2021 through December 22, 2021, inclusive; (y) the Floor Price from $22.02 to $35.310; and (z) the Cap Price from $29.73 to $42.372. F3 · price: In exchange for assuming this amended obligation, the reporting person is receiving a cash payment of $5,809,155 in connection with entering into the Transaction. On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction, which such pledge remains in place. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F1 · derivative.exercise_date: On December 22, 2020, the reporting person amended the terms of a Variable Prepaid Forward Transaction (the "Transaction") entered into on March 22, 2019 with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person. The Transaction was divided into two individual components (each a "Component") designated by two valuation dates (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): F2 · derivative.exercise_date: (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The purpose of the amendment is to change (x) the Valuation Dates from March 22, 2022 through March 23, 2022, inclusive, to December 21, 2021 through December 22, 2021, inclusive; (y) the Floor Price from $22.02 to $35.310; and (z) the Cap Price from $29.73 to $42.372. F3 · derivative.exercise_date: In exchange for assuming this amended obligation, the reporting person is receiving a cash payment of $5,809,155 in connection with entering into the Transaction. On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction, which such pledge remains in place. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F1 · derivative.expiration_date: On December 22, 2020, the reporting person amended the terms of a Variable Prepaid Forward Transaction (the "Transaction") entered into on March 22, 2019 with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares") held by the reporting person. The Transaction was divided into two individual components (each a "Component") designated by two valuation dates (the "Valuation Dates"), with respect to 1,122,282 Shares and 1,122,281 Shares, respectively, (each, the "Component Number of Shares" for the relevant Component). On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): F2 · derivative.expiration_date: (a) if the volume weighted average trading price per Share on the Valuation Date for the relevant Component (the "Settlement Price") is less than a specified price (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to a specified price (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Cap Price - Floor Price), divided by the Settlement Price)). The purpose of the amendment is to change (x) the Valuation Dates from March 22, 2022 through March 23, 2022, inclusive, to December 21, 2021 through December 22, 2021, inclusive; (y) the Floor Price from $22.02 to $35.310; and (z) the Cap Price from $29.73 to $42.372. F3 · derivative.expiration_date: In exchange for assuming this amended obligation, the reporting person is receiving a cash payment of $5,809,155 in connection with entering into the Transaction. On March 22, 2019, the reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction, which such pledge remains in place. The reporting person retains voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:50 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantPerformance Stock Units · Derivative | 843,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000558 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,733 Underlying: Class A common stock · 843,733 shares Expires not disclosed F5 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share. F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F5 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share. F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:50 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantPerformance Stock Units · Derivative | 346,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000558 · ownership.xml · derivative · entry 2 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,240 Underlying: Class A common stock · 346,240 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share. F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F3 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share. F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:50 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (right to buy) · Derivative | 4,000,000 | $0.00 Strike: $28.36 | $0.00 |
DisclosureSEC source: 0000947871-20-000558 · ownership.xml · derivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Class A common stock · 4,000,000 shares Expires 2030-01-29 F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F2 · derivative.exercise_date: These Options were granted under the Plan and are scheduled to vest 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 01:18 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 1,039,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000071 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 1,039,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units cliff vested on January 31, 2020. F2 · derivative.expiration_date: These Class C Units cliff vested on January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 01:18 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 1,039,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000071 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,975,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:58 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 1,425,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000003 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 1,425,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:58 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 1,425,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000003 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On December 31, 2019, Neptune Holding US GP LLC caused the Class C Units reported on this Form 4 to vest and settle into shares of Class A common stock of the Issuer that remain subject to forfeiture if certain performance metrics are not met in respect of a fiscal year through and including fiscal year 2023 or the Reporting Person does not remain employed by the Issuer through achievement of the performance target. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 21, 2019 Filed Dec 26, 2019 21:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 422,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000991 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 422,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018, and 25% on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018, and 25% on December 21, 2019. Read SEC document |
| December 21, 2019 Filed Dec 26, 2019 21:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 422,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000991 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherVariable Prepaid Share Forward Transaction · Derivative | 2,244,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · derivative · entry 8 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 2,244,563 Underlying: Class A common stock · 2,244,563 shares Expires not disclosed F2 · derivative.exercise_price: On March 22, 2019, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares"). The Transaction is divided into two individual components (each a "Component") designated by valuation date, which are the two trading days from March 22, 2022 through March 23, 2022, inclusive, of which the number of shares are, respectively, 1,122,282 Shares and 1,122,281 Shares (each, the "Component Number of Shares" for the relevant Component). F3 · derivative.exercise_price: On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per share on the valuation date for the relevant Component (the "Settlement Price") is less than $22.02 (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $29.73 (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Forward Cap Price - Forward Floor Price), divided by the Settlement Price)). F4 · derivative.exercise_price: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $43,000,000 in connection with entering into the Transaction. The Transaction was undertaken to fund tax obligations of the reporting person arising from the pro rata distribution in kind of Issuer's Class A common stock and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. The reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retained voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F2 · price: On March 22, 2019, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares"). The Transaction is divided into two individual components (each a "Component") designated by valuation date, which are the two trading days from March 22, 2022 through March 23, 2022, inclusive, of which the number of shares are, respectively, 1,122,282 Shares and 1,122,281 Shares (each, the "Component Number of Shares" for the relevant Component). F3 · price: On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per share on the valuation date for the relevant Component (the "Settlement Price") is less than $22.02 (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $29.73 (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Forward Cap Price - Forward Floor Price), divided by the Settlement Price)). F4 · price: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $43,000,000 in connection with entering into the Transaction. The Transaction was undertaken to fund tax obligations of the reporting person arising from the pro rata distribution in kind of Issuer's Class A common stock and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. The reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retained voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F2 · derivative.exercise_date: On March 22, 2019, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares"). The Transaction is divided into two individual components (each a "Component") designated by valuation date, which are the two trading days from March 22, 2022 through March 23, 2022, inclusive, of which the number of shares are, respectively, 1,122,282 Shares and 1,122,281 Shares (each, the "Component Number of Shares" for the relevant Component). F3 · derivative.exercise_date: On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per share on the valuation date for the relevant Component (the "Settlement Price") is less than $22.02 (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $29.73 (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Forward Cap Price - Forward Floor Price), divided by the Settlement Price)). F4 · derivative.exercise_date: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $43,000,000 in connection with entering into the Transaction. The Transaction was undertaken to fund tax obligations of the reporting person arising from the pro rata distribution in kind of Issuer's Class A common stock and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. The reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retained voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. F2 · derivative.expiration_date: On March 22, 2019, the reporting person entered into a Variable Prepaid Forward Transaction (the "Transaction") with an unaffiliated bank (the "Bank") relating to 2,244,563 shares of Class A common stock of the Issuer (the "Shares"). The Transaction is divided into two individual components (each a "Component") designated by valuation date, which are the two trading days from March 22, 2022 through March 23, 2022, inclusive, of which the number of shares are, respectively, 1,122,282 Shares and 1,122,281 Shares (each, the "Component Number of Shares" for the relevant Component). F3 · derivative.expiration_date: On the settlement date for each Component, the reporting person will be obligated to deliver to the Bank a number of Shares determined as follows (or, at the reporting person's election, it may pay an equivalent amount in cash on the cash settlement date(s)): (a) if the volume weighted average trading price per share on the valuation date for the relevant Component (the "Settlement Price") is less than $22.02 (the "Floor Price"), the Component Number of Shares; (b) if the Settlement Price is greater than the Floor Price but less than or equal to $29.73 (the "Cap Price"), the Component Number of Shares multiplied by the Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Component Number of Shares multiplied by (1 - ((Forward Cap Price - Forward Floor Price), divided by the Settlement Price)). F4 · derivative.expiration_date: In exchange for assuming this obligation, the reporting person is receiving a cash payment of $43,000,000 in connection with entering into the Transaction. The Transaction was undertaken to fund tax obligations of the reporting person arising from the pro rata distribution in kind of Issuer's Class A common stock and Class B common stock to holders of Altice Europe N.V.'s common shares A and common shares B, as described in the Form S-1 filed by the Issuer with the Securities and Exchange Commission, effective May 23, 2018. The reporting person pledged 2,244,563 Shares (the "Pledged Shares") to the Bank to secure its obligations under the Transaction. The reporting person retained voting rights in the Pledged Shares during the term of the pledge, subject to the Bank's exercise of default remedies. The terms of the Transaction may be adjusted to account for the economic effects of dividends paid during the term of the pledge. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 1,592,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 6 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 7,860,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass B common stock | 1,592,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 5 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| March 14, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 601,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 4 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 6,268,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| March 14, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass B common stock | 601,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 1,592,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| March 06, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 2,982,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 2 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLCs Disclosed balance after: 5,666,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| March 06, 2019 Filed Mar 23, 2019 01:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass B common stock | 2,982,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000223 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 2,194,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. F1 · price: Each share of Class B common stock, which is a registered security of the Issuer, is convertible on a share-for-share basis at any time upon written notice to the Issuer at the option of the holder into one share of Class A common stock pursuant to the Issuer's third amended and restated certificate of incorporation. Holders of Class A common stock are entitled to one vote per share and holders of Class B common stock are entitled to twenty-five votes per share, in each case, on any matter submitted to a vote of Altice USA stockholders. Shares of Class B common stock that have been converted into Class A common stock may not be converted back into shares of Class B common stock. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 23:03 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 368,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000986 · ownership.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,393 Underlying: Class A common stock · 368,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 23:03 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 368,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000986 · ownership.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| December 21, 2018 Filed Nov 18, 2019 22:55 UTC Amendment | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 368,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000826 · ownership.xml · derivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,783 Underlying: Class A common stock · 368,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and 25% on December 21, 2018. The remaining 25% will vest on December 21, 2019. F3 · balance_after: This report amends the original Form 4 filed by the Reporting Person on December 21, 2018 to correct the number of Class C Units that may be deemed to be beneficially owned by the Reporting Person following the reported transaction, which initially was reported as 416,393 shares of Class A common stock. This report is deemed to amend the Form 3 filed by the Reporting Person on June 21, 2017 to correct the number of Class C Units that may be deemed to be beneficially owned by the Reporting Person as of the date of such report, which was initially reported as 1,595,952 shares of Class A common stock and 1,412,347 shares of Class A common stock, and are hereby corrected as 1,691,131 and 1,496,576, respectively. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 23:03 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (Right to Buy) · Derivative | 1,337,400 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000947871-18-000986 · ownership.xml · derivative · entry 4 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,400 Underlying: Class A common stock · 1,337,400 shares Expires 2028-12-19 F3 · derivative.exercise_date: These Options were granted under the Altice USA Long Term Incentive Plan and are scheduled to vest on 12/19/2021. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 22:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (Right to Buy) · Derivative | 1,201,208 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0000947871-18-000008 · ss73515_4.xml · derivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,208 Underlying: Class A common stock · 1,201,208 shares Expires 2027-12-30 F1 · derivative.exercise_date: These Options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 12/21/2020. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:31 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 719,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-001031 · ss73039_4.xml · derivative · entry 3 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,316 Underlying: Class A common stock · 719,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. F2 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017 and vest 25% on December 21, 2018 and 25% on December 21, 2019. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 22:31 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 719,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-001031 · ss73039_4.xml · nonDerivative · entry 1 Goei Dexter · CIK 0001708711 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.