Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Optimum Communications, Inc.
Report date April 08, 2019 · Filed April 10, 2019
Section 16 reporting ended · disclosed 2019-04-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 299,758 |
Reported balance
After 2019-04-08 transaction · row 1
1 source rowRow 1 · 2019-04-08 · Conversion · Acquired 158,200 · Balance 299,758 F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. |
| Class C UnitSEC Table II · derivative / convertible security | Direct | 159,011 |
Reported balance
After 2019-04-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-08 · Conversion · Disposed 158,200 · Balance 159,011 F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2: These Class C Units vested 50% on August 22, 2018 and 25% on April 8, 2019, pursuant to the terms of the transition agreement (the "Transition Agreement") entered into by the Reporting Person and the Issuer on April 8, 2019, as reported in Form 8-K filed by the Issuer with the Securities Exchange Commission on April 10, 2019. Pursuant to the Transition Agreement, the remaining 25% will vest on March 31, 2020 or, if earlier, upon a termination without cause by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.
F2: These Class C Units vested 50% on August 22, 2018 and 25% on April 8, 2019, pursuant to the terms of the transition agreement (the "Transition Agreement") entered into by the Reporting Person and the Issuer on April 8, 2019, as reported in Form 8-K filed by the Issuer with the Securities Exchange Commission on April 10, 2019. Pursuant to the Transition Agreement, the remaining 25% will vest on March 31, 2020 or, if earlier, upon a termination without cause by the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2019 Filed Apr 10, 2019 22:50 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 158,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000281 · ownership.xml · derivative · entry 2 Connolly David · CIK 0001708732 · Former EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,011 Underlying: Class A Common stock · 158,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · derivative.exercise_date: These Class C Units vested 50% on August 22, 2018 and 25% on April 8, 2019, pursuant to the terms of the transition agreement (the "Transition Agreement") entered into by the Reporting Person and the Issuer on April 8, 2019, as reported in Form 8-K filed by the Issuer with the Securities Exchange Commission on April 10, 2019. Pursuant to the Transition Agreement, the remaining 25% will vest on March 31, 2020 or, if earlier, upon a termination without cause by the Issuer. F2 · derivative.expiration_date: These Class C Units vested 50% on August 22, 2018 and 25% on April 8, 2019, pursuant to the terms of the transition agreement (the "Transition Agreement") entered into by the Reporting Person and the Issuer on April 8, 2019, as reported in Form 8-K filed by the Issuer with the Securities Exchange Commission on April 10, 2019. Pursuant to the Transition Agreement, the remaining 25% will vest on March 31, 2020 or, if earlier, upon a termination without cause by the Issuer. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 22:50 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A Common Stock | 158,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000281 · ownership.xml · nonDerivative · entry 1 Connolly David · CIK 0001708732 · Former EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| August 29, 2018 Filed Sep 5, 2018 01:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (Right to Buy) · Derivative | 77,055 | $0.00 Strike: $17.52 | $0.00 |
DisclosureSEC source: 0000947871-18-000732 · ownership.xml · derivative · entry 1 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,055 Underlying: Class A common stock · 77,055 shares Expires 2028-08-29 F1 · derivative.exercise_date: These options were granted under the Altice USA 2017 Long Term Incentive Plan and are scheduled to vest on 08/29/2021. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 270,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · derivative · entry 3 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,690 Underlying: Class A common stock · 270,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F3 · derivative.exercise_date: These Class C Units vested 50% on August 22, 2018 and vest 25% on August 22, 2019 and 25% on August 22, 2020. F3 · derivative.expiration_date: These Class C Units vested 50% on August 22, 2018 and vest 25% on August 22, 2019 and 25% on August 22, 2020. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 129,000 | $18.31 | $2,361,990.00 |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · nonDerivative · entry 2 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,558 F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $18.15 to a high of $18.53 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 21:25 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 270,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000704 · ownership.xml · nonDerivative · entry 1 Connolly David · CIK 0001708732 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.