Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Optimum Communications, Inc.ATUS · Entity 5768 | Vice Chairman | June 21, 2018 | June 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Optimum Communications, Inc.
Report date June 21, 2018 · Filed June 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 148,037 |
Ending reported balance
After 2018-06-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-06-21 · Other · Acquired 376,286 · Balance 398,037 F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Row 2 · 2018-06-21 · Sale · Disposed 60,000 · Balance 338,037 F2: Represents the weighted average sales price of the shares sold ranging from a low of $16.90 to a high of $17.10 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Row 3 · 2018-06-22 · Sale · Disposed 190,000 · Balance 148,037 F3: Represents the weighted average sales price of the shares sold ranging from a low of $16.72 to a high of $17.25 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
| Class C UnitSEC Table II · derivative / convertible security | Direct | 471,122 |
Reported balance
After 2018-06-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-06-21 · Other · Disposed 376,286 · Balance 471,122 F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.
F2: Represents the weighted average sales price of the shares sold ranging from a low of $16.90 to a high of $17.10 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sales price of the shares sold ranging from a low of $16.72 to a high of $17.25 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2018 Filed Jun 25, 2018 22:39 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 190,000 | $16.93 | $3,216,700.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 3 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,037 F3 · price: Represents the weighted average sales price of the shares sold ranging from a low of $16.72 to a high of $17.25 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherClass C Unit · Derivative | 376,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · derivative · entry 4 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,122 Underlying: Class A common stock · 376,286 shares Expires not disclosed F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F1 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 60,000 | $16.97 | $1,018,200.00 |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 2 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,037 F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $16.90 to a high of $17.10 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 22:39 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherClass A common stock | 376,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000527 · ss97276_4.xml · nonDerivative · entry 1 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,037 F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | PurchaseClass A common stock | 3,000 | $30.00 | $90,000.00 |
DisclosureSEC source: 0000947871-17-000514 · ss49023_4.xml · nonDerivative · entry 2 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,751 F2 · shares: Represents the number of shares acquired through the Issuer's Directed Share Program. Read SEC document |
| June 21, 2017 Filed Jun 29, 2017 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass B Unit · Derivative | 18,751 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000514 · ss49023_4.xml · derivative · entry 3 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 18,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock. F1 · derivative.exercise_date: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock. F1 · derivative.expiration_date: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock. Read SEC document |
| June 21, 2017 Filed Jun 29, 2017 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 18,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000514 · ss49023_4.xml · nonDerivative · entry 1 Rosenblum Lisa · CIK 0001708951 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class B Units represented a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. As part of the restructuring prior to the Issuer having a class of securities registered pursuant to Section 12, the Class B Units were converted into Class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.