OPTT

SEC source: 0001493152-24-004742 · ownership.xml · derivative · entry 1

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,431

Underlying: Common Stock · 26,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-24-004748 · ownership.xml · derivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,484

Underlying: Common Stock · 300,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-24-004740 · ownership.xml · derivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,409

Underlying: Common Stock · 134,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-24-004744 · ownership.xml · derivative · entry 1

Lorenz Anderson Natalie M. · CIK 0001900997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Common Stock · 241,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-24-004747 · ownership.xml · derivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Common Stock · 241,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-24-004745 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,039

Underlying: Common Stock · 162,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-24-004743 · ownership.xml · derivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Common Stock · 241,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-24-004741 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Common Stock · 241,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-24-004746 · ownership.xml · derivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Common Stock · 241,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-24-003362 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,889

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2023.

SEC source: 0001493152-24-003361 · ownership.xml · nonDerivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,871

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2023.

SEC source: 0001493152-24-003363 · ownership.xml · nonDerivative · entry 1

Lorenz Anderson Natalie M. · CIK 0001900997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,742

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2023.

SEC source: 0001493152-24-003365 · ownership.xml · nonDerivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,871

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2023.

SEC source: 0001493152-24-003364 · ownership.xml · nonDerivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,871

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2023.

SEC source: 0001493152-24-003604 · ownership.xml · derivative · entry 3

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,657

Underlying: Common Stock · 4,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-003604 · ownership.xml · nonDerivative · entry 2

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,691

SEC source: 0001493152-24-003604 · ownership.xml · nonDerivative · entry 1

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-003609 · ownership.xml · derivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,529

Underlying: Common Stock · 48,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 21, 2023, the reporting person was granted 145,587 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 21, 2023, the reporting person was granted 145,587 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-003609 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,218

SEC source: 0001493152-24-003607 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,170

Underlying: Common Stock · 26,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 21, 2023, the reporting person was granted 78,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 21, 2023, the reporting person was granted 78,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-003607 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,606

SEC source: 0001493152-24-003607 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-003606 · ownership.xml · derivative · entry 3

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,007

Underlying: Common Stock · 9,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 21,2023, the reporting person was granted 27,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 21,2023, the reporting person was granted 27,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-003606 · ownership.xml · nonDerivative · entry 2

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,426

SEC source: 0001493152-24-003606 · ownership.xml · nonDerivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-002789 · ownership.xml · derivative · entry 3

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,332

Underlying: Common Stock · 3,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 11,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 11,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-002789 · ownership.xml · nonDerivative · entry 2

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,962

SEC source: 0001493152-24-002789 · ownership.xml · nonDerivative · entry 1

DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-002897 · ownership.xml · derivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 21,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 63,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 63,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-002897 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-002898 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,778

Underlying: Common Stock · 10,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 32,667 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 32,667 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-002898 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,789

SEC source: 0001493152-24-002898 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-003609 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-24-000290 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001493152-24-000290 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,674

SEC source: 0001493152-24-000290 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

SEC source: 0001493152-23-041877 · ownership.xml · derivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest (i) 1/3 equally on the first anniversary of the date of grant, and the second anniversary of the date of grant; (ii) 1/3 will vest based on a positive Total Shareholder Return year over year; and (iii) 1/3 will vest on a positive relative Total Shareholder Return year over year.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest (i) 1/3 equally on the first anniversary of the date of grant, and the second anniversary of the date of grant; (ii) 1/3 will vest based on a positive Total Shareholder Return year over year; and (iii) 1/3 will vest on a positive relative Total Shareholder Return year over year.

SEC source: 0001493152-23-034966 · ownership.xml · nonDerivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,577

SEC source: 0001493152-23-033064 · ownership.xml · nonDerivative · entry 2

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,595

F2 · price: Purchases were made at a range of prices between $0.3998 and $0.40.

SEC source: 0001493152-23-033192 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,888

SEC source: 0001493152-23-032948 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,807

SEC source: 0001493152-23-033064 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,595

F1 · price: Purchases were made at a range of prices between $0.4045 and $0.4108.

SEC source: 0001493152-23-022085 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,359

SEC source: 0001493152-23-002511 · ownership.xml · derivative · entry 1

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,971

Underlying: Common Stock · 13,971 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-23-002507 · ownership.xml · derivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,589

Underlying: Common Stock · 145,589 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-23-002517 · ownership.xml · derivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-23-002516 · ownership.xml · derivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-23-002513 · ownership.xml · derivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-23-002514 · ownership.xml · derivative · entry 1

Lorenz Anderson Natalie M. · CIK 0001900997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.