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OPTT

Ocean Power Technologies, Inc.

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7249
SEC CIK
0001378140
Parsed reports
163

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 29,542 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · derivative · entry 6

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,542

Underlying: Common Stock · 29,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 29,542 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

F2 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 29,542 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Tax withholdingCommon Stock 8,966 $0.66 $5,917.56
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 5

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,314

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 29,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 31, 2025 Filed Mar 14, 2025 17:11 UTC Amendment
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 364,507 $0.93 $338,991.51
Disclosure

SEC source: 0001493152-25-010414 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,725

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
January 31, 2025 Filed Mar 14, 2025 21:08 UTC Amendment
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 29,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-010412 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units..

Read SEC document
January 31, 2025 Filed Mar 14, 2025 21:05 UTC Amendment
Burdyny MatthewChief Commercial Officer
Tax withholdingCommon Stock 112,533 $0.93 $104,655.69
Disclosure

SEC source: 0001493152-25-010410 · ownership.xml · nonDerivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,126

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
January 21, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 77,059 $0.92 $70,894.28
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 4

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,378

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 21, 2025 Filed Feb 5, 2025 02:56 UTC
Burdyny MatthewChief Commercial Officer
Tax withholdingCommon Stock 13,354 $0.92 $12,285.68
Disclosure

SEC source: 0001493152-25-004926 · ownership.xml · nonDerivative · entry 3

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,014

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 21, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Tax withholdingCommon Stock 45,902 $0.92 $42,229.84
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,100

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 190,306 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 8

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,306

Underlying: Common Stock · 190,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F5 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F5 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 194,118 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 7

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,118

Underlying: Common Stock · 194,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F4 · derivative.exercise_date: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F4 · derivative.expiration_date: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 73,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 6

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,500

Underlying: Common Stock · 73,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F3 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
GrantRestricted Stock Unit · Derivative 1,688,907 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 5

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,688,907

Underlying: Common Stock · 1,688,907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionCommon Stock 169,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 4

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares acquired upon the time based vesting of restricted stock unit granted in January 2022, 2023 and 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionCommon Stock 190,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionCommon Stock 194,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:09 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionCommon Stock 73,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC GrantRestricted Stock Unit · Derivative 1,354,802 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003030 · ownership.xml · derivative · entry 2

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,354,802

Underlying: Common Stock · 1,354,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Exercise / conversionCommon Stock 241,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003030 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
PAGLIARA TRACY DSVP and General Counsel
GrantRestricted Stock Unit · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003037 · ownership.xml · derivative · entry 2

PAGLIARA TRACY D · CIK 0001184391 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as an inducement grant pursuant to the NYSE American rules. The restricted stock units will vest 1/2 on the first anniversary of the date of grant and 1/2 on the second anniversary of the date of grant.

F3 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as an inducement grant pursuant to the NYSE American rules. The restricted stock units will vest 1/2 on the first anniversary of the date of grant and 1/2 on the second anniversary of the date of grant.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
PAGLIARA TRACY DSVP and General Counsel
GrantRestricted Stock Unit · Derivative 819,672 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003037 · ownership.xml · derivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,672

Underlying: Common Stock · 819,672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
GrantRestricted Stock Unit · Derivative 491,803 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · derivative · entry 7

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,803

Underlying: Common Stock · 491,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F5 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F5 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 85,126 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · derivative · entry 6

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,126

Underlying: Common Stock · 85,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F4 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 85,126 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F4 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 85,126 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 36,030 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · derivative · entry 5

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,030

Underlying: Common Stock · 36,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 19, 2023, the reporting person was granted 36,030 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F3 · derivative.expiration_date: On January 19, 2023, the reporting person was granted 36,030 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
GrantRestricted Stock Unit · Derivative 776,614 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · derivative · entry 4

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,614

Underlying: Common Stock · 776,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionCommon Stock 53,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · nonDerivative · entry 3

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares acquired upon the time based vesting of restricted stock units granted in January 2023 and 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionCommon Stock 85,126 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · nonDerivative · entry 2

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On February 1, 2024, the reporting person was granted 85,126 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionCommon Stock 36,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003032 · ownership.xml · nonDerivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On January 19, 2023, the reporting person was granted 36,030 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC GrantCommon Stock 241,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003033 · ownership.xml · nonDerivative · entry 1

Lorenz Anderson Natalie M. · CIK 0001900997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,677

F1 · price: Shares acquired upon the vesting of a restricted stock unit granted in January 2024.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC GrantRestricted Stock Unit · Derivative 593,208 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003036 · ownership.xml · derivative · entry 2

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 593,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Exercise / conversionCommon Stock 241,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003036 · ownership.xml · nonDerivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC GrantRestricted Stock Unit · Derivative 558,080 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003031 · ownership.xml · derivative · entry 2

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,080

Underlying: Common Stock · 558,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

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January 16, 2025 Filed Jan 21, 2025 21:09 UTC Exercise / conversionCommon Stock 241,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003031 · ownership.xml · nonDerivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

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January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 102,625 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 8

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,625

Underlying: Common Stock · 102,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F5 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F5 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 104,680 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 7

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,680

Underlying: Common Stock · 104,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F4 · derivative.exercise_date: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F4 · derivative.expiration_date: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 38,111 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 6

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,111

Underlying: Common Stock · 38,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F3 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
GrantRestricted Stock Unit · Derivative 746,533 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,533

Underlying: Common Stock · 746,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 91,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares acquired upon the time based vesting of restricted stock unit granted in January 2022, 2023 and 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 102,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 104,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC
Powers Robert PatrickSenior VP and CFO
Exercise / conversionCommon Stock 38,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC GrantRestricted Stock Unit · Derivative 903,748 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003035 · ownership.xml · derivative · entry 2

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 903,748

Underlying: Common Stock · 903,748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Exercise / conversionCommon Stock 241,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003035 · ownership.xml · nonDerivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 88,157 $0.99 $87,275.43
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,437

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 16, 2025 Filed Feb 5, 2025 02:56 UTC
Burdyny MatthewChief Commercial Officer
Tax withholdingCommon Stock 37,698 $0.99 $37,321.02
Disclosure

SEC source: 0001493152-25-004926 · ownership.xml · nonDerivative · entry 2

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,368

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 16, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Tax withholdingCommon Stock 47,212 $0.99 $46,739.88
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,002

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 14, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 33,689 $0.89 $29,983.21
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,594

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 14, 2025 Filed Feb 5, 2025 02:56 UTC
Powers Robert PatrickSenior VP and CFO
Tax withholdingCommon Stock 17,468 $0.89 $15,546.52
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,214

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:12 UTC PurchaseCommon Stock 35,000 $0.19 $6,713.00
Disclosure

SEC source: 0001493152-24-047840 · ownership.xml · nonDerivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,871

Read SEC document
November 13, 2024 Filed Nov 15, 2024 14:00 UTC PurchaseCommon Stock 100,000 $0.15 $14,800.00
Disclosure

SEC source: 0001493152-24-046184 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,658

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.