Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ocean Power Technologies, Inc.OPTT · Entity 7249 | Director · Interim President and CEO | September 30, 2026 | October 03, 2026 |
| WESTWATER RESOURCES, INC.WWR · Entity 6988 | Director | August 07, 2026 | August 12, 2026 |
| Williams Industrial Services Group Inc.WLMS · Entity 114766 | Director · President and CEO | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ocean Power Technologies, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,793 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 75,000 · Balance 89,793 F2: Represents shares underlying restricted stock units subject to time-based vesting in 2027. F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
F2: Represents shares underlying restricted stock units subject to time-based vesting in 2027.
WESTWATER RESOURCES, INC.
Report date August 07, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 825,888 |
Ending reported balance
After 2026-08-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-07 · Sale · Disposed 50,000 · Balance 873,888 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5850, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4. Row 2 · 2026-08-10 · Sale · Disposed 48,000 · Balance 825,888 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6476 to $0.6672, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5850, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6476 to $0.6672, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4.
Williams Industrial Services Group Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 681,084 |
Ending reported balance
After 2023-03-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-03-31 · Exercise / conversion · Acquired 45,572 · Balance 676,516 F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Row 2 · 2023-03-31 · Exercise / conversion · Acquired 30,556 · Balance 707,072 F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Row 3 · 2023-03-31 · Tax withholding · Disposed 25,988 · Balance 681,084 F4: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of time-based RSUs on March 31, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-31 · Exercise / conversion · Disposed 45,572 · Balance 0 F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 61,110 |
Reported balance
After 2023-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-31 · Exercise / conversion · Disposed 30,556 · Balance 61,110 F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,080 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 70,080 F3: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). |
Filing footnotes · ownership attribution and instrument terms
F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.
F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.
F3: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer).
F4: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of time-based RSUs on March 31, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-045515 · ownership.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · Interim President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,793 F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 00:30 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 48,000 | $0.65 | $31,089.60 |
DisclosureSEC source: 0001104659-26-094272 · tm2622881-2_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825,888 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6476 to $0.6672, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4. Read SEC document |
| August 07, 2026 Filed Aug 12, 2026 00:30 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 50,000 | $0.57 | $28,710.00 |
DisclosureSEC source: 0001104659-26-094272 · tm2622881-2_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 873,888 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5850, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 00:30 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 26,237 | $0.57 | $15,049.54 |
DisclosureSEC source: 0001104659-26-070257 · tm2616702-1_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 923,888 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5750, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 00:30 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 4,244 | $0.57 | $2,437.33 |
DisclosureSEC source: 0001104659-26-069108 · tm2616099-1_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 950,125 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5745, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4. Read SEC document |
| May 28, 2026 Filed Jun 2, 2026 00:30 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 19,519 | $0.57 | $11,184.39 |
DisclosureSEC source: 0001104659-26-069108 · tm2616099-1_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 954,369 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5753, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4. Read SEC document |
| May 22, 2026 Filed May 28, 2026 00:31 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-067110 · tm2615699-2_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 973,888 F1 · security: Represents restricted stock units that vest on the earlier of Westwater Resources, Inc.'s next Annual General Meeting of Stockholders, or May 22, 2027. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 21:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 322,897 | $0.43 | $140,137.30 |
DisclosureSEC source: 0001493152-26-009132 · ownership.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,353 F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. F2 · price: Aggregate estimate of prices related to tax withholding. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 21:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 201,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004497 · ownership.xml · derivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,442 Underlying: Common Stock · 201,442 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F2 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 21:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 201,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004497 · ownership.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,181,250 F2 · shares: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 27, 2026 Filed Jan 28, 2026 21:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 414,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004024 · ownership.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 979,808 F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 21:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 273,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003076 · ownership.xml · derivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,256 Underlying: Common Stock · 273,256 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 21:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 273,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-003076 · ownership.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,230 F3 · shares: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 21:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 291,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-003076 · ownership.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,974 F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2025. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| May 27, 2025 Filed May 30, 2025 00:35 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-054392 · tm2516465-6_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,888 F2 · security: Represents restricted stock units that vest on the earlier of Westwater Resources, Inc.'s next Annual General Meeting of Stockholders, or May 27, 2026. Read SEC document |
| May 27, 2025 Filed May 30, 2025 00:35 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 13,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-054392 · tm2516465-6_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,888 F1 · security: Represents restricted stock units that vest immediately. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 21:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003037 · ownership.xml · derivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F3 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as an inducement grant pursuant to the NYSE American rules. The restricted stock units will vest 1/2 on the first anniversary of the date of grant and 1/2 on the second anniversary of the date of grant. F3 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as an inducement grant pursuant to the NYSE American rules. The restricted stock units will vest 1/2 on the first anniversary of the date of grant and 1/2 on the second anniversary of the date of grant. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 21:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 819,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003037 · ownership.xml · derivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,672 Underlying: Common Stock · 819,672 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 23:05 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 181,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-067962 · tm2416292-6_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,665 F1 · security: Represents restricted stock units that vest on the earlier of Westwater Resources, Inc.'s next Annual General Meeting of Stockholders or May 30, 2025. Read SEC document |
| May 10, 2023 Filed May 12, 2023 23:01 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 94,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-059946 · tm2315469-3_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,535 F1 · security: Represents restricted stock units that vest on the earlier of Westwater Resources, Inc.'s next Annual General Meeting of Stockholders or May 10, 2024. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:58 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 30,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041586 · tm2311728-6_4seq1.xml · derivative · entry 5 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,110 Underlying: Common Stock · 30,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F2 · derivative.exercise_date: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F2 · derivative.expiration_date: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:58 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 45,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041586 · tm2311728-6_4seq1.xml · derivative · entry 4 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F1 · derivative.exercise_date: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F1 · derivative.expiration_date: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:58 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Tax withholdingCommon Stock, $0.01 par value per share | 25,988 | $1.03 | $26,767.64 |
DisclosureSEC source: 0001104659-23-041586 · tm2311728-6_4seq1.xml · nonDerivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681,084 F4 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of time-based RSUs on March 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:58 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 30,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-041586 · tm2311728-6_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F2 · price: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:58 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 45,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-041586 · tm2311728-6_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 676,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. F1 · price: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:11 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 104,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001010 · tm231601-2_4seq1.xml · derivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the issuer's common stock. The applicable performance goal was met and the PRSUs vested on December 31, 2022. F4 · derivative.exercise_date: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the issuer's common stock. The applicable performance goal was met and the PRSUs vested on December 31, 2022. F4 · derivative.expiration_date: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the issuer's common stock. The applicable performance goal was met and the PRSUs vested on December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:11 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Tax withholdingCommon Stock, $0.01 par value per share | 40,989 | $1.02 | $41,808.78 |
DisclosureSEC source: 0001104659-23-001010 · tm231601-2_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,944 F5 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of PRSUs on December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:11 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 104,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-001010 · tm231601-2_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the issuer's common stock. The applicable performance goal was met and the PRSUs vested on December 31, 2022. F4 · price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the issuer's common stock. The applicable performance goal was met and the PRSUs vested on December 31, 2022. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:08 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantCommon Stock | 64,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-058907 · tm2215138-2_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,476 F1 · security: Represents restricted stock units that vest on the earlier of Westwater Resources, Inc.'s next Annual General Meeting of Stockholders or May 9, 2023. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:06 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Tax withholdingCommon Stock, $0.01 par value per share | 24,806 | $1.92 | $47,627.52 |
DisclosureSEC source: 0001104659-22-044314 · tm2212272-3_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,767 F7 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting on March 31, 2022 with respect to time-based RSUs granted on April 3, 2019 and March 31, 2020. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:54 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantRestricted Stock Units · Derivative | 91,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042288 · tm2211546-5_4seq1.xml · derivative · entry 5 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,666 Underlying: Common Stock · 91,666 shares Expires not disclosed F3 · derivative.exercise_price: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F3 · derivative.exercise_date: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F3 · derivative.expiration_date: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:54 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 45,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042288 · tm2211546-5_4seq1.xml · derivative · entry 4 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,572 Underlying: Common Stock · 45,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F2 · derivative.exercise_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F2 · derivative.expiration_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:54 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 28,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-042288 · tm2211546-5_4seq1.xml · derivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F1 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F1 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:54 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 45,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-042288 · tm2211546-5_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F2 · price: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:54 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 28,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-042288 · tm2211546-5_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. F1 · price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2022 in shares of the issuer's common stock. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:49 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | PurchaseCommon Stock, $0.01 par value per share | 2,689 | $1.81 | $4,866.55 |
DisclosureSEC source: 0001104659-22-037168 · tm2210299-3_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,388 Read SEC document |
| May 21, 2021 Filed May 26, 2021 00:35 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantStock Option (right to buy) · Derivative | 21,256 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001123292-21-000893 · edgar.xml · derivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,256 Underlying: Common Stock · 21,256 shares Expires 2031-05-21 F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantRestricted Stock Units · Derivative | 70,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · derivative · entry 7 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,080 Underlying: Common Stock · 70,080 shares Expires not disclosed F5 · derivative.exercise_price: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F5 · derivative.exercise_date: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F5 · derivative.expiration_date: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 45,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · derivative · entry 6 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,145 Underlying: Common Stock · 45,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The Form 4 filed by the reporting person on April 2, 2020 inadvertently stated that the first tranche would vest on June 30, 2021. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F4 · derivative.exercise_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The Form 4 filed by the reporting person on April 2, 2020 inadvertently stated that the first tranche would vest on June 30, 2021. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F4 · derivative.expiration_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The Form 4 filed by the reporting person on April 2, 2020 inadvertently stated that the first tranche would vest on June 30, 2021. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 28,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · derivative · entry 5 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,612 Underlying: Common Stock · 28,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F1 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F1 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Tax withholdingCommon Stock, $0.01 par value per share | 35,847 | $3.48 | $124,747.56 |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · nonDerivative · entry 4 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,699 F3 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting on March 31, 2021 with respect to: (i) 34,723 time-based RSUs granted on June 20, 2018; (ii) 28,612 time-based RSUs granted on April 3, 2019; (ii) 45,573 time-based RSUs granted on March 31, 2020; and (iv) 38,314 Performance Awards. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantCommon Stock, $0.01 par value per share | 38,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · nonDerivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,546 F2 · kind: On April 3, 2019, the reporting person was granted cash-based performance awards ("Performance Awards"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The Performance Awards may be settled in cash or shares of the issuer's common stock (at the election of the issuer). The Compensation Committee determined that the second installment of the Performance Awards vested in full, based on the issuer's achievement of the relevant performance conditions, and elected to settle such Performance Awards in shares of the issuer's common stock. The number of shares received was based on the closing price of the issuer's common stock on March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 45,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The Form 4 filed by the reporting person on April 2, 2020 inadvertently stated that the first tranche would vest on June 30, 2021. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F4 · price: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The Form 4 filed by the reporting person on April 2, 2020 inadvertently stated that the first tranche would vest on June 30, 2021. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:43 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 28,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-046204 · tm2112040-3_4seq1.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. F1 · price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2020, 2021 and 2022, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2021 in shares of the issuer's common stock. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:12 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantStock option (right to buy) · Derivative | 31,451 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001123292-20-000893 · edgar.xml · derivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,451 Underlying: Common Stock · 31,451 shares Expires 2030-06-12 F1 · derivative.exercise_date: The option vests upon the earlier of June 12, 2021 or the issuer's 2021 annual meeting of stockholders. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:26 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantRestricted Stock Units · Derivative | 136,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-042661 · a4.xml · derivative · entry 5 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,718 Underlying: Common Stock · 136,718 shares Expires not disclosed F5 · derivative.exercise_price: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, which vest in three equal installments on June 30, 2021 and March 31 of each of 2022 and 2023 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F5 · derivative.exercise_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, which vest in three equal installments on June 30, 2021 and March 31 of each of 2022 and 2023 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F5 · derivative.expiration_date: On March 31, 2020, the reporting person was granted 136,718 time-based RSUs, which vest in three equal installments on June 30, 2021 and March 31 of each of 2022 and 2023 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:26 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionRestricted Stock Units · Derivative | 28,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-042661 · a4.xml · derivative · entry 4 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,224 Underlying: Common Stock · 28,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Previously reported as "phantom stock units." The correct title of these securities is "restricted stock units." F1 · derivative.exercise_price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2020 in shares of the issuer's common stock. F1 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2020 in shares of the issuer's common stock. F1 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2020 in shares of the issuer's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:26 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Tax withholdingCommon Stock, $0.01 par value per share | 22,084 | $1.19 | $26,279.96 |
DisclosureSEC source: 0001104659-20-042661 · a4.xml · nonDerivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,047 F3 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting on March 31, 2020 with respect to (i) 28,612 time-based RSUs granted on April 3, 2019; (ii) 34,722 time-based RSUs granted on June 20, 2018; and (iii) 83,406 Performance Awards. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:26 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | GrantCommon Stock, $0.01 par value per share | 83,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-042661 · a4.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,131 F2 · kind: On April 3, 2019, the reporting person was granted cash-based performance awards ("Performance Awards"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The Performance Awards may be settled in cash or shares of the issuer's common stock (at the election of the issuer). The Compensation Committee determined that a portion of the first installment of the Performance Awards vested, based on the issuer's achievement of the relevant performance conditions, and elected to settle such Performance Awards in shares of the issuer's common stock. The number of shares received was based on the closing price of the issuer's common stock on March 31, 2020. F2 · price: On April 3, 2019, the reporting person was granted cash-based performance awards ("Performance Awards"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The Performance Awards may be settled in cash or shares of the issuer's common stock (at the election of the issuer). The Compensation Committee determined that a portion of the first installment of the Performance Awards vested, based on the issuer's achievement of the relevant performance conditions, and elected to settle such Performance Awards in shares of the issuer's common stock. The number of shares received was based on the closing price of the issuer's common stock on March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:26 UTC | Williams Industrial Services Group Inc. WLMS · Entity 114766 | Exercise / conversionCommon Stock, $0.01 par value per share | 28,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-042661 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2020 in shares of the issuer's common stock. F1 · price: On April 3, 2019, the reporting person was granted 85,836 time-based restricted stock units ("RSUs"), which vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2020 in shares of the issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.