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Nasdaq · USD

OPRT

Oportun Financial Corp

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5862
SEC CIK
0001538716
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2020 Filed Mar 27, 2020 00:30 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 47,272 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000025 · wf-form4_158526902223514.xml · derivative · entry 5

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,909

Underlying: Common Stock · 47,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:30 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,377 $11.50 $165,335.50
Disclosure

SEC source: 0001538716-20-000025 · wf-form4_158526902223514.xml · nonDerivative · entry 4

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,568

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:30 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 29,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000025 · wf-form4_158526902223514.xml · nonDerivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:30 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,352 $11.50 $188,048.00
Disclosure

SEC source: 0001538716-20-000025 · wf-form4_158526902223514.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,593

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:30 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 47,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000025 · wf-form4_158526902223514.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:29 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
Exercise / conversionRestricted Stock Units · Derivative 10,482 $0.00 $0.00
Disclosure

SEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · derivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,450

Underlying: Common Stock · 10,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018, with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018, with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:29 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
Tax withholdingCommon Stock 2,553 $11.50 $29,359.50
Disclosure

SEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · nonDerivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,878

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:29 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
Exercise / conversionCommon Stock 10,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,141 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000023 · wf-form4_158526873515472.xml · derivative · entry 2

Miramontes Louis · CIK 0001739286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 2,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:25 UTC Exercise / conversionCommon Stock 2,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000023 · wf-form4_158526873515472.xml · nonDerivative · entry 1

Miramontes Louis · CIK 0001739286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 5,870 $0.00 $0.00
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 9

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,612

Underlying: Common Stock · 5,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 8

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,431 $0.00 $0.00
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · derivative · entry 7

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 4,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Tax withholdingCommon Stock 2,030 $11.50 $23,345.00
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 6

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,011

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionCommon Stock 5,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 5

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Tax withholdingCommon Stock 437 $11.50 $5,025.50
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 4

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,171

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionCommon Stock 1,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 3

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Tax withholdingCommon Stock 1,534 $11.50 $17,641.00
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 2

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,359

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:24 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionCommon Stock 4,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001786953-20-000006 · wf-form4_158526867246994.xml · nonDerivative · entry 1

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,141 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000021 · wf-form4_158526841999607.xml · derivative · entry 2

Barefoot Jo Ann · CIK 0001786294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 2,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:20 UTC Exercise / conversionCommon Stock 2,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000021 · wf-form4_158526841999607.xml · nonDerivative · entry 1

Barefoot Jo Ann · CIK 0001786294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 6,289 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · derivative · entry 9

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,870

Underlying: Common Stock · 6,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 9,312 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · derivative · entry 8

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,233

Underlying: Common Stock · 9,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date. In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 3,693 $0.00 $0.00
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · derivative · entry 7

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 3,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

F2 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Tax withholdingCommon Stock 2,175 $11.50 $25,012.50
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 6

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,075

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionCommon Stock 6,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 5

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Tax withholdingCommon Stock 3,222 $11.50 $37,053.00
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 4

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,961

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionCommon Stock 9,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Tax withholdingCommon Stock 1,284 $11.50 $14,766.00
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,871

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:19 UTC
Aristei JoanGC & Chief Compliance Officer
Exercise / conversionCommon Stock 3,693 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-20-000020 · wf-form4_158526834269155.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 17:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantStock Option (Right to Buy) · Derivative 66,297 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001397972-20-000004 · wf-form4_158404712973478.xml · derivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,297

Underlying: Common Stock · 66,297 shares

Expires 2030-03-09

F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 17:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantRestricted Stock Units · Derivative 31,579 $0.00 $0.00
Disclosure

SEC source: 0001397972-20-000004 · wf-form4_158404712973478.xml · derivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,579

Underlying: Common Stock · 31,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:21 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 193,364 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-20-003581 · edgar.xml · derivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,364

Underlying: Common Stock · 193,364 shares

Expires 2030-03-09

F3 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:21 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantResricted Stock Units · Derivative 92,106 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003581 · edgar.xml · derivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,106

Underlying: Common Stock · 92,106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:13 UTC
Aristei JoanGC & Chief Compliance Officer
GrantStock Option (Right to Buy) · Derivative 41,436 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001786293-20-000004 · wf-form4_158404759286693.xml · derivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Underlying: Common Stock · 41,436 shares

Expires 2030-03-09

F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:13 UTC
Aristei JoanGC & Chief Compliance Officer
GrantRestricted Stock Units · Derivative 19,737 $0.00 $0.00
Disclosure

SEC source: 0001786293-20-000004 · wf-form4_158404759286693.xml · derivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,737

Underlying: Common Stock · 19,737 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:12 UTC
Needham David AnthonyChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 41,436 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001786953-20-000004 · wf-form4_158404750669201.xml · derivative · entry 2

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Underlying: Common Stock · 41,436 shares

Expires 2020-03-09

F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:12 UTC
Needham David AnthonyChief Technology Officer
GrantRestricted Stock Units · Derivative 19,737 $0.00 $0.00
Disclosure

SEC source: 0001786953-20-000004 · wf-form4_158404750669201.xml · derivative · entry 1

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,737

Underlying: Common Stock · 19,737 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:10 UTC
Kirscht PatrickChief Credit Officer
GrantStock Option (Right to Buy) · Derivative 82,871 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001786250-20-000004 · wf-form4_158404724589000.xml · derivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,871

Underlying: Common Stock · 82,871 shares

Expires 2030-03-09

F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:10 UTC
Kirscht PatrickChief Credit Officer
GrantRestricted Stock Units · Derivative 39,474 $0.00 $0.00
Disclosure

SEC source: 0001786250-20-000004 · wf-form4_158404724589000.xml · derivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,474

Underlying: Common Stock · 39,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:03 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
GrantStock Option (Right to Buy) · Derivative 60,772 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001786952-20-000004 · wf-form4_158404700934053.xml · derivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,772

Underlying: Common Stock · 60,772 shares

Expires 2030-03-09

F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:03 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
GrantRestricted Stock Units · Derivative 28,948 $0.00 $0.00
Disclosure

SEC source: 0001786952-20-000004 · wf-form4_158404700934053.xml · derivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,948

Underlying: Common Stock · 28,948 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 00:42 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 17,848 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003138 · edgar.xml · derivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,546

Underlying: Common Stock · 17,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-Five per cent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-Five per cent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 00:42 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,488 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003138 · edgar.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 17:56 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 5,949 $0.00 $0.00
Disclosure

SEC source: 0001397972-20-000002 · wf-form4_158336259036956.xml · derivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849

Underlying: Common Stock · 5,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 17:56 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 5,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001397972-20-000002 · wf-form4_158336259036956.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:55 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 8,924 $0.00 $0.00
Disclosure

SEC source: 0001786250-20-000002 · wf-form4_158336249133049.xml · derivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

Underlying: Common Stock · 8,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:55 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 8,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001786250-20-000002 · wf-form4_158336249133049.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:55 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
Exercise / conversionRestricted Stock Units · Derivative 5,949 $0.00 $0.00
Disclosure

SEC source: 0001786952-20-000002 · wf-form4_158336254128293.xml · derivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849

Underlying: Common Stock · 5,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:55 UTC
Jenkins Matthew WayneCOO & G.M. Personal Loans
Exercise / conversionCommon Stock 5,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001786952-20-000002 · wf-form4_158336254128293.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.