Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC |
Aristei JoanGC & Chief Compliance Officer
|
SaleCommon Stock | 104 | $12.80 | $1,331.53 |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · nonDerivative · entry 4 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,145 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $12.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC |
Aristei JoanGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · nonDerivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC |
Aristei JoanGC & Chief Compliance Officer
|
SaleCommon Stock | 2,265 | $12.80 | $28,999.25 |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,965 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $12.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC |
Aristei JoanGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 6,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · derivative · entry 7 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 Underlying: Common Stock · 1,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F5 · derivative.expiration_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionResricted Stock Units · Derivative | 11,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · derivative · entry 6 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,659 Underlying: Common Stock · 11,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F5 · derivative.expiration_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
SaleCommon Stock | 434 | $13.33 | $5,785.78 |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · nonDerivative · entry 4 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,960 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.0301 to $13.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 1,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · nonDerivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
SaleCommon Stock | 4,325 | $13.33 | $57,657.87 |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.0301 to $13.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 17:19 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 11,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000108 · wf-form4_159666237332086.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,773 Underlying: Common Stock · 7,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC |
Needham David AnthonyChief Technology Officer
|
SaleCommon Stock | 2,855 | $13.46 | $38,436.01 |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,878 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.29 to $13.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:23 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionCommon Stock | 7,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000110 · wf-form4_159666256974888.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:25 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 38,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000112 · wf-form4_159666273679145.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,064 Underlying: Common Stock · 38,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:25 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,872 | $14.30 | $269,869.60 |
DisclosureSEC source: 0001538716-20-000112 · wf-form4_159666273679145.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,904 F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:25 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 38,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000112 · wf-form4_159666273679145.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:08 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000097 · wf-form4_159365207708875.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,615 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:04 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 1,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000095 · wf-form4_159365185657104.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,509 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:01 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 1,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000093 · wf-form4_159365164958504.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,508 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2025. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:40 UTC |
Aristei JoanGC & Chief Compliance Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000089 · wf-form4_159365040315211.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 Underlying: Common Stock · 846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:40 UTC |
Aristei JoanGC & Chief Compliance Officer
|
SaleCommon Stock | 297 | $13.27 | $3,940.12 |
DisclosureSEC source: 0001538716-20-000089 · wf-form4_159365040315211.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,940 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $13.24 to $13.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:40 UTC |
Aristei JoanGC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000089 · wf-form4_159365040315211.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Underlying: Common Stock · 114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, subject to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC |
Needham David AnthonyChief Technology Officer
|
SaleCommon Stock | 41 | $13.24 | $542.85 |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $13.24 to $13.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:46 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionCommon Stock | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000091 · wf-form4_159365076842642.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:54 UTC |
Williams R NeilDirector
|
Exercise / conversionRestricted Stock Units (Right to Buy) · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000080 · wf-form4_159166405075372.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:54 UTC |
Williams R NeilDirector
|
Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000080 · wf-form4_159166405075372.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:44 UTC |
STROHM DAVID NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000074 · wf-form4_159166345777312.xml · derivative · entry 3 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:44 UTC |
STROHM DAVID NDirector
|
Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000074 · wf-form4_159166345777312.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 01:00 UTC |
ALVAREZ AIDADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000084 · wf-form4_159166442871476.xml · derivative · entry 2 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 01:00 UTC |
ALVAREZ AIDADirector
|
Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000084 · wf-form4_159166442871476.xml · nonDerivative · entry 1 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:48 UTC |
PASCARELLA CARLDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000076 · wf-form4_159166367178116.xml · derivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:48 UTC |
PASCARELLA CARLDirector
|
Exercise / conversionCommon Stock | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000076 · wf-form4_159166367178116.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:51 UTC |
Barefoot Jo AnnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000078 · wf-form4_159166386964512.xml · derivative · entry 2 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restrict stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restrict stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restrict stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:51 UTC |
Barefoot Jo AnnDirector
|
Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000078 · wf-form4_159166386964512.xml · nonDerivative · entry 1 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:57 UTC |
Miramontes LouisDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000082 · wf-form4_159166424214599.xml · derivative · entry 2 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:57 UTC |
Miramontes LouisDirector
|
Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000082 · wf-form4_159166424214599.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:45 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000063 · wf-form4_159131788319879.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,691 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:41 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000061 · wf-form4_159131767452861.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,632 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 00:50 UTC |
ALVAREZ AIDADirector
|
GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000067 · wf-form4_159131823236227.xml · nonDerivative · entry 1 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:38 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 12,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000059 · wf-form4_159131752171910.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,127 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 00:53 UTC |
Barefoot Jo AnnDirector
|
GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000069 · wf-form4_159131838224112.xml · nonDerivative · entry 1 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 00:47 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000065 · wf-form4_159131805596182.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:22 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000053 · wf-form4_159114015260055.xml · derivative · entry 4 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705 Underlying: Common Stock · 852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F5 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:22 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
SaleCommon Stock | 281 | $10.13 | $2,847.15 |
DisclosureSEC source: 0001538716-20-000053 · wf-form4_159114015260055.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,896 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:22 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000053 · wf-form4_159114015260055.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 Underlying: Common Stock · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F4 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC |
Needham David AnthonyChief Technology Officer
|
SaleCommon Stock | 112 | $10.25 | $1,147.92 |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $10.21 to $10.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:32 UTC |
Needham David AnthonyChief Technology Officer
|
Exercise / conversionCommon Stock | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000057 · wf-form4_159114072835614.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:27 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000055 · wf-form4_159114042810749.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 1,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F4 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.