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Nasdaq · USD

OPRT

Oportun Financial Corp

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5862
SEC CIK
0001538716
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 19:21 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 2,730 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000067 · wf-form4_161559484061860.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,189

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:21 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 7,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000067 · wf-form4_161559484061860.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:14 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 72,136 $21.26 Strike: $21.26 $1,533,611.36
Disclosure

SEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · derivative · entry 6

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,136

Underlying: Common Stock · 72,136 shares

Expires 2031-03-09

F6 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:14 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionResricted Stock Units · Derivative 23,026 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · derivative · entry 5

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,080

Underlying: Common Stock · 23,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:14 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantCommon Stock 41,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,745

F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:14 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,177 $21.26 $195,103.02
Disclosure

SEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,587

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:14 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:17 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · derivative · entry 5

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:17 UTC
Needham David AnthonyChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 15,458 $21.26 Strike: $21.26 $328,637.08
Disclosure

SEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · derivative · entry 4

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,458

Underlying: Common Stock · 15,458 shares

Expires 2031-03-09

F4 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:17 UTC
Needham David AnthonyChief Technology Officer
GrantCommon Stock 8,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 3

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,456

F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:17 UTC
Needham David AnthonyChief Technology Officer
Tax withholdingCommon Stock 1,707 $21.26 $36,290.82
Disclosure

SEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 2

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,636

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:17 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionCommon Stock 4,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 1

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:10 UTC
Kirscht PatrickChief Credit Officer
GrantStock Option (Right to Buy) · Derivative 30,916 $21.26 Strike: $21.26 $657,274.16
Disclosure

SEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · derivative · entry 5

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,916

Underlying: Common Stock · 30,916 shares

Expires 2031-03-09

F5 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:10 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 9,868 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · derivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,606

Underlying: Common Stock · 9,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:10 UTC
Kirscht PatrickChief Credit Officer
GrantCommon Stock 17,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 3

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,039

F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:10 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 3,189 $21.26 $67,798.14
Disclosure

SEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,400

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:10 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 9,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:05 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantStock Option (Right to Buy) · Derivative 22,672 $21.26 Strike: $21.26 $482,006.72
Disclosure

SEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · derivative · entry 5

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,672

Underlying: Common Stock · 22,672 shares

Expires 2031-03-09

F5 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:05 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionRestricted Stock Units · Derivative 7,237 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · derivative · entry 4

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,711

Underlying: Common Stock · 7,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:05 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantCommon Stock 12,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,673

F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:05 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 1,763 $21.26 $37,481.38
Disclosure

SEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,737

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:05 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionCommon Stock 7,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:02 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · derivative · entry 5

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:02 UTC
Aristei JoanGC & Chief Risk Officer
GrantStock Option (Right to Buy) · Derivative 15,458 $21.26 Strike: $21.26 $328,637.08
Disclosure

SEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · derivative · entry 4

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,458

Underlying: Common Stock · 15,458 shares

Expires 2031-03-09

F4 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:02 UTC
Aristei JoanGC & Chief Risk Officer
GrantCommon Stock 8,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,127

F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:02 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 1,707 $21.26 $36,290.82
Disclosure

SEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,307

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 00:02 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionCommon Stock 4,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantRestricted Stock Units · Derivative 5,950 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000049 · wf-form4_161498560970177.xml · derivative · entry 5

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899

Underlying: Common Stock · 5,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F5 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F5 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 2,091 $18.29 $38,244.39
Disclosure

SEC source: 0001538716-21-000049 · wf-form4_161498560970177.xml · nonDerivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,025

F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 5,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000049 · wf-form4_161498560970177.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:09 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 17,849 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · derivative · entry 4

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,697

Underlying: Common Stock · 17,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:09 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,173 $18.29 $112,904.17
Disclosure

SEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,738

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:09 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:03 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 8,924 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · derivative · entry 3

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849

Underlying: Common Stock · 8,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

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March 03, 2021 Filed Mar 5, 2021 23:03 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 3,120 $18.29 $57,064.80
Disclosure

SEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · nonDerivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,721

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

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March 03, 2021 Filed Mar 5, 2021 23:03 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 8,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,462 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · derivative · entry 3

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,924

Underlying: Common Stock · 4,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Needham David AnthonyChief Technology Officer
Tax withholdingCommon Stock 1,668 $18.29 $30,507.72
Disclosure

SEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · nonDerivative · entry 2

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,409

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 23:00 UTC
Needham David AnthonyChief Technology Officer
Exercise / conversionCommon Stock 4,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · nonDerivative · entry 1

Needham David Anthony · CIK 0001786953 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:57 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionRestricted Stock Units · Derivative 5,950 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · derivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899

Underlying: Common Stock · 5,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:57 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 1,622 $18.29 $29,666.38
Disclosure

SEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · nonDerivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,263

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:57 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionCommon Stock 5,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:54 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,462 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · derivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,924

Underlying: Common Stock · 4,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:54 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 1,794 $18.29 $32,812.26
Disclosure

SEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,080

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:54 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionCommon Stock 4,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2021 Filed May 5, 2021 18:18 UTC SaleCommon Stock 26,599 $16.90 $449,523.10
Disclosure

SEC source: 0000899243-21-018397 · doc4.xml · nonDerivative · entry 2

Greylock XII GP LLC · CIK 0001413877 · 10% owner

Greylock XII Limited Partnership · CIK 0001413950 · 10% owner

Greylock XII-A Limited Partnership · CIK 0001496057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greylock XII-A Limited Partnership

Disclosed balance after: 261,866

F2 · ownership.nature: The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII-A LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 03, 2021 Filed May 5, 2021 18:18 UTC SaleCommon Stock 239,401 $16.90 $4,045,876.90
Disclosure

SEC source: 0000899243-21-018397 · doc4.xml · nonDerivative · entry 1

Greylock XII GP LLC · CIK 0001413877 · 10% owner

Greylock XII Limited Partnership · CIK 0001413950 · 10% owner

Greylock XII-A Limited Partnership · CIK 0001496057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greylock XII Limited Partnership

Disclosed balance after: 2,356,842

F1 · ownership.nature: The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 24, 2021 Filed Mar 5, 2021 18:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 72,859 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000049 · wf-form4_161498560970177.xml · nonDerivative · entry 4

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 111,031

F4 · ownership.nature: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

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February 24, 2021 Filed Mar 5, 2021 18:07 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 72,859 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000049 · wf-form4_161498560970177.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,166

F1 · shares: These shares were transferred to the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:04 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 291 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000013 · wf-form4_161240064933084.xml · derivative · entry 7

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.