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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 1,402 $0.00 $0.00
Disclosure

SEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023.

F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 367 $14.12 $5,182.04
Disclosure

SEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,304.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001395942-23-000011 · wf-form4_167711221556148.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,671.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,057 $0.00 $0.00
Disclosure

SEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · derivative · entry 3

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on February 21, 2023.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Kelly Peter JDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,493 $14.12 $21,081.16
Disclosure

SEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,542.263

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 00:30 UTC
Kelly Peter JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,057 $0.00 $0.00
Disclosure

SEC source: 0001395942-23-000010 · wf-form4_167711219348548.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,035.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2023.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 14:54 UTC GrantCommon Stock 1,773 $13.05 $23,137.65
Disclosure

SEC source: 0001395942-23-000002 · wf-form4_167275763863101.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 14:53 UTC GrantCommon Stock 1,629 $13.05 $21,258.45
Disclosure

SEC source: 0001395942-23-000001 · wf-form4_167275762030399.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,267

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

F2 · balance_after: 7,832 of these shares were issued on June 2, 2022 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 7,832 shares vest on June 2, 2023 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:55 UTC
Subrahmanyam SriramPres KAR Svcs Group, EVP Ops
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000075 · wf-form4_167096489750455.xml · derivative · entry 1

Subrahmanyam Srisu · CIK 0001929661 · Pres KAR Svcs Group, EVP Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 20:56 UTC
Coyle James PEVP, Chief Digital Officer
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000078 · wf-form4_167096495554710.xml · derivative · entry 1

Coyle James P · CIK 0001891323 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC
Davis Justin T.President of BacklotCars
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000072 · wf-form4_167096483449815.xml · derivative · entry 1

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000071 · wf-form4_167096481814902.xml · derivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,114

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 32,371 of these restricted stock units vest on May 9, 2023, 32,371 of these restricted stock units vest on May 9, 2024 and the remaining 32,372 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000071 · wf-form4_167096481814902.xml · derivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC Tax withholdingCommon Stock 2,886 $13.37 $38,585.82
Disclosure

SEC source: 0001395942-22-000071 · wf-form4_167096481814902.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,155.642

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000071 · wf-form4_167096481814902.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,041.642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · derivative · entry 13

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · derivative · entry 12

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

Underlying: Common Stock · 55 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,815 of these restricted stock units vest on March 4, 2023 and the remaining 1,830 of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,815 of these restricted stock units vest on March 4, 2023 and the remaining 1,830 of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · derivative · entry 11

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622.8

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · derivative · entry 10

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076

Underlying: Common Stock · 17 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 534 of these restricted stock units vest on May 7, 2023 and the remaining 542 of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 534 of these restricted stock units vest on May 7, 2023 and the remaining 542 of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · derivative · entry 9

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,118

Underlying: Common Stock · 112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,015 of these restricted stock units vest on February 28, 2023, 2,026 of these restricted stock units vest on February 28, 2024, and the remaining 2,077 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,015 of these restricted stock units vest on February 28, 2023, 2,026 of these restricted stock units vest on February 28, 2024, and the remaining 2,077 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 55 $13.37 $735.35
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 8

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790.1086

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 7

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845.1086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 4 $13.37 $53.48
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 6

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790.1086

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 5

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,794.1086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 17 $13.37 $227.29
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 4

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790.1086

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,807.1086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Tax withholdingCommon Stock 112 $13.37 $1,497.44
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790.1086

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:56 UTC
Anderson Scott AChief Accounting Officer
Exercise / conversionCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000079 · wf-form4_167096497249502.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,902.1086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 15:54 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 4,908 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · derivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,092

Underlying: Common Stock · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 48,364 of these restricted stock units vest on May 9, 2023, 48,364 of these restricted stock units vest on May 9, 2024 and the remaining 48,364 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 48,364 of these restricted stock units vest on May 9, 2023, 48,364 of these restricted stock units vest on May 9, 2024 and the remaining 48,364 of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

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December 09, 2022 Filed Dec 13, 2022 15:54 UTC
HALLETT JAMES PDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · derivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, subject to certain continued employment conditions.

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December 09, 2022 Filed Dec 13, 2022 15:54 UTC
HALLETT JAMES PDirector · Executive Chairman
Tax withholdingCommon Stock 4,908 $13.37 $65,619.96
Disclosure

SEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,141.8733

F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

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December 09, 2022 Filed Dec 13, 2022 15:54 UTC
HALLETT JAMES PDirector · Executive Chairman
Exercise / conversionCommon Stock 4,908 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000073 · wf-form4_167096485685374.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,049.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

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December 09, 2022 Filed Dec 13, 2022 20:57 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000080 · wf-form4_167096499356560.xml · derivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

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December 09, 2022 Filed Dec 13, 2022 20:55 UTC
Coleman Charles S.EVP, CLO & Secretary
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000077 · wf-form4_167096493050364.xml · derivative · entry 1

Coleman Charles S. · CIK 0001791222 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 20:55 UTC
Kelly Peter JDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000076 · wf-form4_167096491379763.xml · derivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

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December 09, 2022 Filed Dec 13, 2022 20:55 UTC
Price Lisa A.EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000074 · wf-form4_167096487529795.xml · derivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

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September 30, 2022 Filed Oct 4, 2022 19:38 UTC GrantCommon Stock 2,071 $11.17 $23,133.07
Disclosure

SEC source: 0001395942-22-000063 · wf-form4_166491231845759.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,538

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

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September 30, 2022 Filed Oct 4, 2022 19:40 UTC GrantCommon Stock 1,903 $11.17 $21,256.51
Disclosure

SEC source: 0001395942-22-000064 · wf-form4_166491240322316.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,638

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

F2 · balance_after: 7,832 of these shares were issued on June 2, 2022 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 7,832 shares vest on June 2, 2023 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 21:06 UTC GrantCommon Stock 1,566 $14.77 $23,129.82
Disclosure

SEC source: 0001395942-22-000051 · wf-form4_165670956847961.xml · nonDerivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,467

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director and committee service.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 21:06 UTC GrantCommon Stock 1,439 $14.77 $21,254.03
Disclosure

SEC source: 0001395942-22-000052 · wf-form4_165670958622304.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

F1 · shares: These shares of common stock were issued to the reporting person in lieu of the reporting person's quarterly cash retainer payment for director service.

F2 · balance_after: 7,832 of these shares were issued on June 2, 2022 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 7,832 shares vest on June 2, 2023 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 22:09 UTC GrantPhantom Stock · Derivative 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000045 · wf-form4_165455332923737.xml · derivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,964

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 7,832 shares of phantom stock vest on June 2, 2023, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

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June 02, 2022 Filed Jun 6, 2022 22:10 UTC GrantPhantom Stock · Derivative 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000048 · wf-form4_165455339132423.xml · derivative · entry 1

Galvin Carmel · CIK 0001733091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,222.82

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan (including 39.82 shares of phantom stock acquired by dividend reinvestment). 7,832 shares of phantom stock vest on June 2, 2023, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 18:09 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000046 · wf-form4_165455335374547.xml · derivative · entry 1

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,605.9226

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan (including 2,997,1927 shares of phantom stock acquired by dividend reinvestment). 7,832 shares of phantom stock vest on June 2, 2023, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 22:08 UTC GrantPhantom Stock · Derivative 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000043 · wf-form4_165455328792506.xml · derivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,548.2957

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan (including 1,547.2957 shares of phantom stock acquired by dividend reinvestment). 7,832 shares of phantom stock vest on June 2, 2023, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 22:09 UTC GrantPhantom Stock · Derivative 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000047 · wf-form4_165455337296796.xml · derivative · entry 1

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,203.3128

Underlying: Common Stock · 7,832 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan (including 2,370.4098 shares of phantom stock acquired by dividend reinvestment). 7,832 shares of phantom stock vest on June 2, 2023, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 22:08 UTC GrantCommon Stock 7,832 $16.60 $130,011.20
Disclosure

SEC source: 0001395942-22-000044 · wf-form4_165455330693203.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,296

F1 · balance_after: 7,832 of these shares were issued on June 4, 2020 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 7,832 shares vest on June 2, 2023 and are subject to forfeiture until vested. All other shares are vested.

Read SEC document
May 19, 2022 Filed May 19, 2022 20:52 UTC PurchaseCommon Stock 5,000 $14.70 $73,500.00
Disclosure

SEC source: 0001395942-22-000040 · wf-form4_165299353551285.xml · nonDerivative · entry 1

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922

Read SEC document
May 11, 2022 Filed May 13, 2022 20:48 UTC PurchaseCommon Stock 15,300 $13.00 $198,900.00
Disclosure

SEC source: 0001395942-22-000038 · wf-form4_165247485902413.xml · nonDerivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Read SEC document
May 11, 2022 Filed May 13, 2022 16:47 UTC
HALLETT JAMES PDirector · Executive Chairman
PurchaseCommon Stock 100,000 $13.15 $1,315,000.00
Disclosure

SEC source: 0001395942-22-000037 · wf-form4_165247477810352.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,141.8733

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.57 to $13.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:38 UTC
Kelly Peter JDirector · Chief Executive Officer
PurchaseCommon Stock 35,958 $13.24 $476,083.92
Disclosure

SEC source: 0001395942-22-000036 · wf-form4_165247426522990.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,978.263

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.05 to $13.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.