OPLN

SEC source: 0001395942-24-000018 · wk-form4_1710352989.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,426.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001395942-24-000017 · wk-form4_1709734506.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vested on March 4, 2023 and the remaining one-third of these restricted stock units vested on March 4, 2024, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 4, 2022, one-third of these restricted stock units vested on March 4, 2023 and the remaining one-third of these restricted stock units vested on March 4, 2024, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000017 · wk-form4_1709734506.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,872.8271

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000017 · wk-form4_1709734506.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,346.8271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 4, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000016 · wk-form4_1709215070.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,025

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,016 of these restricted stock units vested on February 28, 2024 and the remaining 2,025 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,016 of these restricted stock units vested on February 28, 2024 and the remaining 2,025 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000016 · wk-form4_1709215070.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,263.2951

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000016 · wk-form4_1709215070.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,789.2951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 28, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000015 · wk-form4_1709128510.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,355.263

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.74 to $15.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001395942-24-000015 · wk-form4_1709128510.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,355.263

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.78 to $14.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001395942-24-000013 · wk-form4_1708959821.xml · derivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,588

Underlying: Common Stock · 2,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,745 of these restricted stock units vested on February 24, 2024, 2,759 of these restricted stock units vest on February 24, 2025 and the remaining 2,829 of these restricted stock units vest on February 24, 2026, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,745 of these restricted stock units vested on February 24, 2024, 2,759 of these restricted stock units vest on February 24, 2025 and the remaining 2,829 of these restricted stock units vest on February 24, 2026, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-24-000013 · wk-form4_1708959821.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,773.2951

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-24-000013 · wk-form4_1708959821.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,489.2951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2024.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · derivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194,404 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

SEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 713,949.8733

F2 · kind: Represents a "net exercise" of outstanding stock options (the reporting person received 30,110 shares from exercising 194,404 stock options in a net exercise transaction with broker).

SEC source: 0001395942-24-000014 · wk-form4_1709043928.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,243.8733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 9, 2023.

SEC source: 0001395942-24-000013 · wk-form4_1708959821.xml · derivative · entry 4

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,186

Underlying: Common Stock · 8,186 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2025, one-third of these restricted stock units vest on February 22, 2026 and the remaining one-third of these restricted stock units vest on February 22, 2027, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2025, one-third of these restricted stock units vest on February 22, 2026 and the remaining one-third of these restricted stock units vest on February 22, 2027, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · derivative · entry 12

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816

Underlying: Common Stock · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 4, 2024, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 4, 2024, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · derivative · entry 11

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,745 of these restricted stock units vest on February 24, 2024, 2,759 of these restricted stock units vest on February 24, 2025 and the remaining 2,829 of these restricted stock units vest on February 24, 2026, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,745 of these restricted stock units vest on February 24, 2024, 2,759 of these restricted stock units vest on February 24, 2025 and the remaining 2,829 of these restricted stock units vest on February 24, 2026, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · derivative · entry 10

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,609

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 3,275 restricted stock units vest on May 9, 2024 and the remaining 3,334 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 3,275 restricted stock units vest on May 9, 2024 and the remaining 3,334 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · derivative · entry 9

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,041

Underlying: Common Stock · 62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,016 of these restricted stock units vest on February 28, 2024 and the remaining 2,025 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,016 of these restricted stock units vest on February 28, 2024 and the remaining 2,025 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 8

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,583.1255

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 7

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,597.1255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 6

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,583.1255

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 5

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,737.1255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 4

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,583.1255

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 3

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,641.1255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,583.1255

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000086 · wk-form4_1702415437.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001293470 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,645.1255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,654

Underlying: Common Stock · 346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 19,654 of these restricted stock units vest on May 9, 2024 and the remaining 20,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 19,654 of these restricted stock units vest on May 9, 2024 and the remaining 20,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,604.3891

F2 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000088 · wk-form4_1702424824.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,950.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

SEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · derivative · entry 3

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,025

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 49,025 of these restricted stock units vest on May 9, 2024 and the remaining 50,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 49,025 of these restricted stock units vest on May 9, 2024 and the remaining 50,000 of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · nonDerivative · entry 2

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,355.263

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

SEC source: 0001395942-23-000087 · wk-form4_1702423750.xml · nonDerivative · entry 1

Kelly Peter J · CIK 0001532010 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,330.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-23-000069 · wf-form4_168607935374172.xml · derivative · entry 1

Smith Mary Ellen · CIK 0001791994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,996

Underlying: Common Stock · 11,032 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 11,032 shares of phantom stock vest on June 2, 2024, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-23-000068 · wf-form4_168607933414774.xml · derivative · entry 1

Galvin Carmel · CIK 0001733091 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,254.82

Underlying: Common Stock · 11,032 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 11,032 shares of phantom stock vest on June 2, 2024, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-23-000071 · wf-form4_168607938813444.xml · nonDerivative · entry 1

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,232

F1 · shares: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

F1 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-23-000066 · wf-form4_168607930269199.xml · derivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,580.2957

Underlying: Common Stock · 11,032 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 11,032 shares of phantom stock vest on June 2, 2024, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-23-000070 · wf-form4_168607937272795.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,839.8733

F1 · shares: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

F1 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-23-000072 · wf-form4_168607940375593.xml · derivative · entry 1

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,235.3128

Underlying: Common Stock · 11,032 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 11,032 shares of phantom stock vest on June 2, 2024, and are subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

SEC source: 0001395942-23-000067 · wf-form4_168607931840844.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,299

F1 · shares: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

F1 · balance_after: 11,032 of these shares were issued on June 2, 2023 to the reporting person as director fees pursuant to the KAR Auction Services, Inc. Amended and Restated 2009 Omnibus Stock and Incentive Plan. The 11,032 shares vest on June 2, 2024 and are subject to forfeiture until vested. All other shares are vested.

SEC source: 0001395942-23-000056 · wf-form4_168384275564321.xml · derivative · entry 3

Subrahmanyam Sriram · CIK 0001929661 · Pres KAR Svcs Group, EVP Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000056 · wf-form4_168384275564321.xml · nonDerivative · entry 2

Subrahmanyam Sriram · CIK 0001929661 · Pres KAR Svcs Group, EVP Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,253.3493

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-23-000056 · wf-form4_168384275564321.xml · nonDerivative · entry 1

Subrahmanyam Sriram · CIK 0001929661 · Pres KAR Svcs Group, EVP Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,953.3493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-23-000057 · wf-form4_168384277629995.xml · derivative · entry 3

Coyle James P · CIK 0001891323 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000057 · wf-form4_168384277629995.xml · nonDerivative · entry 2

Coyle James P · CIK 0001891323 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,939.498

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-23-000057 · wf-form4_168384277629995.xml · nonDerivative · entry 1

Coyle James P · CIK 0001891323 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,739.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-23-000051 · wf-form4_168384265704946.xml · derivative · entry 3

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-23-000051 · wf-form4_168384265704946.xml · nonDerivative · entry 2

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,189

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-23-000051 · wf-form4_168384265704946.xml · nonDerivative · entry 1

Davis Justin T. · CIK 0001866111 · President of BacklotCars

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 9, 2023.