OPLN

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 7

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 1,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 4

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,600.2336

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,278.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 6

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091

Underlying: Common Stock · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 4

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,631.6532

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,115.6532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · derivative · entry 7

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 6,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,035.3877

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,640.3877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Stock · 612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,294.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,469.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · derivative · entry 7

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · nonDerivative · entry 4

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,359.0112

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · nonDerivative · entry 3

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,873.0112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384.4373

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,508.4373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

SEC source: 0001395942-19-000026 · wf-form4_155123008958150.xml · derivative · entry 3

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,978

Underlying: Common Stock · 5,978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 9

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,305

Underlying: Common Stock · 7,305 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,157.7398

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,550.7398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 8

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Underlying: Common Stock · 3,321 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 5

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,654.8929

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,431.8929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · derivative · entry 8

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,923

Underlying: Common Stock · 1,923 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · derivative · entry 5

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,323.4989

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,635.4989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 1,713.6963 shares acquired (including 70.8045 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 9

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 4,788 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · derivative · entry 6

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,759.2336

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000034 · wf-form4_155123365970700.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,253.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 8

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Stock · 3,496 shares

Expires not disclosed

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 5

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,024.6532

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,541.6532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · derivative · entry 9

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,719

Underlying: Common Stock · 20,719 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · derivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,324.3877

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000036 · wf-form4_155123456246628.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,280.3877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 1,716.2647 shares acquired (including 88.0616 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

SEC source: 0001395942-19-000027 · wf-form4_155123034061948.xml · derivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

Underlying: Common Stock · 2,258 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 9

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 6

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents vested on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents vested on February 22, 2019.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,857.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

SEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,009.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · derivative · entry 9

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 6,375 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · derivative · entry 6

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.