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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 20:28 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
PurchaseCommon Stock 7,000 $22.45 $157,150.00
Disclosure

SEC source: 0001395942-20-000035 · wf-form4_158268049900601.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,704.354

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.42 to $22.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 2,664.5513 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 20:26 UTC
HALLETT JAMES PDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 43,821 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000032 · wf-form4_158268035164398.xml · derivative · entry 14

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,821

Underlying: Common Stock · 43,821 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F13 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:32 UTC
Price Lisa A.EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 3,933 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000040 · wf-form4_158268073142728.xml · derivative · entry 13

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933

Underlying: Common Stock · 3,933 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F12 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:30 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 4,338 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 13

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338

Underlying: Common Stock · 4,338 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:29 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 3,371 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000036 · wf-form4_158268055025222.xml · derivative · entry 13

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,096

Underlying: Common Stock · 3,371 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F12 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:29 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 281 $21.55 $6,055.55
Disclosure

SEC source: 0001395942-20-000036 · wf-form4_158268055025222.xml · nonDerivative · entry 6

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294.172

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:27 UTC
Kelly Peter JPresident
GrantRestricted Stock Units · Derivative 15,169 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000034 · wf-form4_158268045428629.xml · derivative · entry 14

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,169

Underlying: Common Stock · 15,169 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F13 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:26 UTC
Fisher Thomas JEVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 4,776 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000033 · wf-form4_158268039763915.xml · derivative · entry 9

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776

Underlying: Common Stock · 4,776 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:04 UTC
Hammer John CPresident of ADESA
GrantRestricted Stock Units · Derivative 14,991.892 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000025 · wf-form4_158232262796023.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,991.892

Underlying: Common Stock · 14,991.892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and 13,122.663 restricted stock units are scheduled to vest and settle in common stock on February 22, 2022 and the remaining 1,869.230 restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and 13,122.663 restricted stock units are scheduled to vest and settle in common stock on February 22, 2022 and the remaining 1,869.230 restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:48 UTC GrantRestricted Stock Units · Derivative 16,038.485 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000019 · wf-form4_158232167617286.xml · derivative · entry 8

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,038.485

Underlying: Common Stock · 16,038.485 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:01 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
GrantRestricted Stock Units · Derivative 7,290.287 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000024 · wf-form4_158232248481378.xml · derivative · entry 7

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290.287

Underlying: Common Stock · 7,290.287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:08 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
GrantRestricted Stock Units · Derivative 4,222.233 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000027 · wf-form4_158232290119092.xml · derivative · entry 7

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,222.233

Underlying: Common Stock · 4,222.233 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:49 UTC
HALLETT JAMES PDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 45,490.191 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000020 · wf-form4_158232173920392.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,490.191

Underlying: Common Stock · 45,490.191 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:58 UTC
Fisher Thomas JEVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 4,957.775 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000023 · wf-form4_158232229050198.xml · derivative · entry 7

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957.775

Underlying: Common Stock · 4,957.775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:06 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 4,205.399 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000026 · wf-form4_158232276309276.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205.399

Underlying: Common Stock · 4,205.399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:11 UTC
Kelly Peter JPresident
GrantRestricted Stock Units · Derivative 13,997.263 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000028 · wf-form4_158232309658518.xml · derivative · entry 8

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,997.263

Underlying: Common Stock · 13,997.263 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F11 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:54 UTC
Price Lisa A.EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 3,784.567 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000022 · wf-form4_158232208130973.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784.567

Underlying: Common Stock · 3,784.567 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:51 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 1,808.483 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000021 · wf-form4_158232184549185.xml · derivative · entry 7

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808.483

Underlying: Common Stock · 1,808.483 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 15:54 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 382.72 $22.40 $8,572.93
Disclosure

SEC source: 0001395942-20-000004 · wf-form4_157843048118486.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087.1147

Underlying: Common Stock · 382.72 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 97.246 shares are vested. The 97.246 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 20:52 UTC GrantPhantom Stock · Derivative 126.63 $22.40 $2,836.51
Disclosure

SEC source: 0001395942-20-000003 · wf-form4_157843035976264.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246.1927

Underlying: Common Stock · 126.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 37.044 are vested. The 37.044 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 20:46 UTC GrantPhantom Stock · Derivative 263.96 $22.40 $5,912.70
Disclosure

SEC source: 0001395942-20-000001 · wf-form4_157842998633019.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742.7398

Underlying: Common Stock · 263.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 70.631 shares are vested. The 70.631 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:36 UTC
Coleman Charles S.SVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 2.857 $22.40 $64.00
Disclosure

SEC source: 0001395942-20-000011 · wf-form4_157844017768811.xml · derivative · entry 2

Coleman Charles S. · CIK 0001791222 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339.693

Underlying: Common Stock · 2.857 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:00 UTC GrantPhantom Stock · Derivative 32.56 $22.40 $729.34
Disclosure

SEC source: 0001395942-20-000006 · wf-form4_157843083785897.xml · derivative · entry 2

DiDomenico David · CIK 0001791883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32.56

Underlying: Common Stock · 32.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 20:50 UTC GrantPhantom Stock · Derivative 92.52 $22.40 $2,072.45
Disclosure

SEC source: 0001395942-20-000002 · wf-form4_157843020216224.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.6381

Underlying: Common Stock · 92.52 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares except 37.044 are vested. The 37.044 shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 20:58 UTC GrantPhantom Stock · Derivative 19.07 $22.40 $427.17
Disclosure

SEC source: 0001395942-20-000005 · wf-form4_157843071587038.xml · derivative · entry 2

Jacoby Stefan · CIK 0001583553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37.046

Underlying: Phantom Stock · 19.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, which shares vest on June 4, 2020 and are subject to forfeiture until vested.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 441 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 16

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793.01

Underlying: Common Stock · 441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 15

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,881.73

Underlying: Common Stock · 513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 14

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,061

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 13

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Underlying: Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · derivative · entry 12

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Underlying: Common Stock · 54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Tax withholdingCommon Stock 54 $21.61 $1,166.94
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 10

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,784.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 9

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,838.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Tax withholdingCommon Stock 95 $21.61 $2,052.95
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 8

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,784.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 7

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,879.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Tax withholdingCommon Stock 244 $21.61 $5,272.84
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,784.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 5

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,028.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Tax withholdingCommon Stock 513 $21.61 $11,085.93
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,784.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionCommon Stock 513 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,297.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Tax withholdingCommon Stock 441 $21.61 $9,530.01
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,784.389

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:09 UTC Exercise / conversionCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000125 · wf-form4_157671416736273.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,225.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 2,075.806 shares acquired (including 64.291 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · derivative · entry 12

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,310.19

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · shares: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 2,103 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · derivative · entry 11

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,234.11

Underlying: Common Stock · 2,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · shares: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 688 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · derivative · entry 10

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,031

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · shares: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 688 $21.61 $14,867.68
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,375.981

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 5

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,063.981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,103 $21.61 $45,445.83
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,375.981

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,103 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,478.981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,865 $21.61 $40,302.65
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,375.981

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:07 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000124 · wf-form4_157671402002760.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,240.981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 2,668.858 shares acquired (including 99.556 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 18:28 UTC
Hill Mark EDirector
PurchaseCommon Stock 18,500 $21.50 $397,750.00
Disclosure

SEC source: 0001395942-19-000123 · wf-form4_157360129123909.xml · nonDerivative · entry 1

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,200

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.48 to $21.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.