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ONIT

ONITY GROUP INC.

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Tapewire entity
6025
SEC CIK
0000873860
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2018 Filed May 25, 2018 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 37,175 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007864 · form4.xml · derivative · entry 3

Salcetti Robert A · CIK 0001509503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

F3 · derivative.exercise_date: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

F3 · derivative.expiration_date: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

Read SEC document
May 24, 2018 Filed May 25, 2018 20:42 UTC Exercise / conversionCommon Stock 37,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-007864 · form4.xml · nonDerivative · entry 2

Salcetti Robert A · CIK 0001509503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

F3 · price: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

Read SEC document
May 24, 2018 Filed May 25, 2018 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 37,175 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007859 · form4.xml · derivative · entry 3

Galante Carol J · CIK 0001668002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on January 30, 2020.

F2 · derivative.exercise_date: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on January 30, 2020.

F2 · derivative.expiration_date: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on January 30, 2020.

Read SEC document
May 24, 2018 Filed May 25, 2018 20:36 UTC Exercise / conversionCommon Stock 37,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-007859 · form4.xml · nonDerivative · entry 2

Galante Carol J · CIK 0001668002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on January 30, 2020.

F2 · price: Consists of RSUs granted to the reporting person on May 24, 2017, which vested May 24, 2018. The underlying shares of common stock will be delivered on January 30, 2020.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:44 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007865 · form4.xml · nonDerivative · entry 1

Soaries DeForest B. Jr. · CIK 0001583929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,588

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

F2 · balance_after: Also includes 12,240 shares underlying previously vested RSUs that will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates and 19,901 shares underlying previously vested RSUs that will be delivered on January 1, 2023.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:42 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007864 · form4.xml · nonDerivative · entry 1

Salcetti Robert A · CIK 0001509503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

F2 · balance_after: Also includes 19,901 shares underlying previously vested RSUs that will be delivered on the six-month anniversary of the date the reporting person's service on the board of directors terminates.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:40 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007861 · form4.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,447

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:36 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007859 · form4.xml · nonDerivative · entry 1

Galante Carol J · CIK 0001668002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,816

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:34 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007858 · form4.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,588

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:31 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007857 · form4.xml · nonDerivative · entry 1

Busquet Jacques J · CIK 0001665042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,717

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:27 UTC GrantCommon Stock 22,272 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-007850 · form4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,215

F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 150,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · derivative · entry 6

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,818

Underlying: Common Stock · 150,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 601,635 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 150,409, 150,409, 150,409 and 150,408 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 76,709 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · derivative · entry 5

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,708

Underlying: Common Stock · 76,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 230,126 restricted stock units scheduled to vest in three annual installments of 76,709, 76,709 and 76,708, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Tax withholdingCommon Stock 59,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 4

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,488

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Exercise / conversionCommon Stock 150,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 3

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Tax withholdingCommon Stock 30,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 2

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,265

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
FARIS RONALD MDirector · President and CEO
Exercise / conversionCommon Stock 76,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 1

FARIS RONALD M · CIK 0001193528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · derivative · entry 6

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125 and 18,125 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · derivative · entry 5

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 18,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Tax withholdingCommon Stock 4,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · nonDerivative · entry 4

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,380

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionCommon Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · nonDerivative · entry 3

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Tax withholdingCommon Stock 4,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · nonDerivative · entry 2

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,668

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:43 UTC
Hayes Timothy M.EVP and General Counsel
Exercise / conversionCommon Stock 18,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004618 · form-4.xml · nonDerivative · entry 1

Hayes Timothy M. · CIK 0001574180 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · derivative · entry 6

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · derivative · entry 5

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 4

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 3

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 2

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,642

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:42 UTC
Dondzila Catherine MSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 1

Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · derivative · entry 6

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · derivative · entry 5

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 2,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 4

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,241

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 3

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Tax withholdingCommon Stock 2,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 2

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,258

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Walker Arthur C JrSVP, Global Tax
Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 1

Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · derivative · entry 6

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125, and 18,125 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · derivative · entry 5

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 18,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 5,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 4

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,431

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Tax withholdingCommon Stock 5,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,807

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC
Britti John V.EVP & Chief Investment Officer
Exercise / conversionCommon Stock 18,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 21,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · derivative · entry 6

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 21,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F5 · derivative.expiration_date: On March 29, 2016, the reporting person was granted 85,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 21,250, 21,250, 21,250 and 21,250 commencing March 29, 2017, subject to the reporting person's continued employment.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · derivative · entry 5

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,666

Underlying: Common Stock · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 65,000 restricted stock units scheduled to vest in three annual installments of 21,667, 21,667 and 21,666, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · nonDerivative · entry 4

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,957

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionCommon Stock 21,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · nonDerivative · entry 3

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · nonDerivative · entry 2

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,881

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:39 UTC
Bourque Michael R JrEVP & Chief Financial Officer
Exercise / conversionCommon Stock 21,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004611 · form4.xml · nonDerivative · entry 1

Bourque Michael R Jr · CIK 0001609091 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · derivative · entry 6

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 80,000 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 20,000, 20,000, 20,000 and 20,000 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · derivative · entry 5

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 60,000 restricted stock units scheduled to vest in three annual installments of 20,000, 20,000 and 20,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:38 UTC
Anderson Scott WilliamEVP & Chief Servicing Officer
Tax withholdingCommon Stock 4,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004609 · from4.xml · nonDerivative · entry 4

Anderson Scott William · CIK 0001651800 · EVP & Chief Servicing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,193

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.