Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | SVP & Chief Accounting Officer | March 29, 2019 | April 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,902 |
Ending reported balance
After 2019-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-29 · Exercise / conversion · Acquired 12,000 · Balance 50,827 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 2 · 2019-03-29 · Tax withholding · Disposed 3,418 · Balance 47,409 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Row 3 · 2019-03-29 · Exercise / conversion · Acquired 11,875 · Balance 59,284 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 4 · 2019-03-29 · Tax withholding · Disposed 3,382 · Balance 55,902 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-29 · Exercise / conversion · Disposed 12,000 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,875 |
Reported balance
After 2019-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-29 · Exercise / conversion · Disposed 11,875 · Balance 11,875 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,250 |
Reported balance
After 2019-03-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-29 · Grant · Acquired 53,250 · Balance 53,250 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,746 |
Reported balance
After 2019-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-29 · Grant · Acquired 29,746 · Balance 29,746 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,745 |
Reported balance
After 2019-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-29 · Grant · Acquired 29,745 · Balance 29,745 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.
F4: The Restricted Stock Units have no expiration date.
F5: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment.
F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.
F7: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met.
F8: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met.
F9: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Forge Global Holdings, Inc.
Report date March 02, 2026 · Filed March 03, 2026
Section 16 reporting ended · disclosed 2026-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-02 transaction · row 1
1 source rowRow 1 · 2026-03-02 · Disposition to issuer · Disposed 23,252 · Balance 0 F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-02 · Disposition to issuer · Disposed 32,491 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 3, 2026 21:32 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Disposition to issuerRestricted Stock Units · Derivative | 32,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593929-26-000005 · wk-form4_1772591568.xml · derivative · entry 2 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,491 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). F1 · kind: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:32 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Disposition to issuerCommon Stock, $0.0001 par value per share | 23,252 | $45.00 | $1,046,340.00 |
DisclosureSEC source: 0001593929-26-000005 · wk-form4_1772591568.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F1 · shares: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F1 · price: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration"). Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 16:04 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-26-000004 · wk-form4_1771967056.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,743 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 18:49 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-26-000003 · wk-form4_1771372157.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,498 F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's common stock. Subject to the grantee's continued Service Relationship through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of the Vesting Commencement Date. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 16:04 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001827821-26-000009 · wk-form4_1770930295.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,610 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 16:17 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-26-000002 · wk-form4_1768425452.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,185 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 15:31 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-25-000006 · wk-form4_1765571492.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,851 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 16:14 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-25-000005 · wk-form4_1763068479.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,427 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 12:07 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-25-000004 · wk-form4_1760544433.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,003 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 15:37 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001593929-25-000003 · wk-form4_1757705859.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,584 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 15:51 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-040131 · wk-form4_1755114696.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,160 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 15:45 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-035551 · wk-form4_1753213502.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,537 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of the Vesting Commencement Date. All RSUs that vest shall settle on the nearest Monthly Settlement Date following the applicable vesting date. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 15:57 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-034854 · wk-form4_1752523048.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,871 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 18:04 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031112 · wk-form4_1749765836.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,179 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| May 13, 2025 Filed May 15, 2025 19:27 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-026136 · wk-form4_1747351661.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,488 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. F2 · balance_after: On April 14, 2025, the Issuer effected a 1-for-15 reverse split of the Issuer's common stock, resulting in proportionate adjustments to the number of shares of common stock beneficially owned by the Reporting Person. Accordingly, the securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:13 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 13,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-013623 · wk-form4_1742343203.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,571 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 19:36 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 23,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009580 · wk-form4_1741048606.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,582 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 19:59 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-005268 · wk-form4_1739408364.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,262 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 20:48 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001556 · wk-form4_1736905678.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,542 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:31 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051114 · wk-form4_1734057077.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,823 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 20:31 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-048018 · wk-form4_1731634271.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,418 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| November 12, 2024 Filed Dec 12, 2024 21:28 UTC Amendment | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051113 · wk-form4a_1734056921.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,416 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. On November 14, 2024, an initial Form 4 was filed to report that a total of 5,630 shares were withheld. This amendment is being filed to correct this previous figure to reflect that additional shares were withheld (for a total of 5,632 shares withheld). Read SEC document |
| October 10, 2024 Filed Oct 15, 2024 17:08 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042861 · wk-form4_1729026476.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,048 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 18:53 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-040276 · wk-form4_1726181613.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,623 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 20:24 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-037015 · wk-form4_1723595092.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,198 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 19:35 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031821 · wk-form4_1720827311.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,774 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 17:31 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 7,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027878 · wk-form4_1718227886.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,349 F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| May 20, 2024 Filed Jun 12, 2024 17:31 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 212,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027878 · wk-form4_1718227886.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,055 F1 · shares: These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of April 3, 2024. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:50 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-023356 · wk-form4_1715734209.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,290 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| April 10, 2024 Filed Apr 11, 2024 21:35 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | Tax withholdingCommon Stock, $0.0001 par value per share | 29,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-015910 · wk-form4_1712885733.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,734 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:36 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 21,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008734 · wk-form4_1709606208.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,448 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 29,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 9 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,745 Underlying: Common Stock · 29,745 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 29,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 8 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,746 Underlying: Common Stock · 29,746 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 53,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 7 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,250 Underlying: Common Stock · 53,250 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 6 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · derivative · entry 5 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,382 | $1.82 | $6,155.24 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 4 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,902 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,418 | $1.82 | $6,220.76 |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,409 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:53 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004758 · ownership.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:09 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-002618 · ownership.xml · derivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:09 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 864 | $2.01 | $1,736.64 |
DisclosureSEC source: 0001493152-19-002618 · ownership.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,827 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:09 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-002618 · ownership.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · derivative · entry 6 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · derivative · entry 5 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 4 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,135 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,642 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:42 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004617 · form-4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:31 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-002655 · form4.xml · derivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556 Underlying: Common Stock · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.